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WFG Advisors Portfolio holdings

AUM $442M
1-Year Est. Return 12.46%
This Fund
S&P 500
This Quarter Est. Return
+2.48%
1 Year Est. Return
+12.46%
3 Year Est. Return
+21.33%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$402M
AUM Growth
+$26.9M
Cap. Flow
+$21.4M
Cap. Flow %
5.32%
Top 10 Hldgs %
15.48%
Holding
1,804
New
95
Increased
564
Reduced
329
Closed
103

Top Buys

Rank Stock Value
1
PSEC icon
Prospect Capital
PSEC
+$1.69M
2
RVT icon
Royce Value Trust
RVT
+$1.56M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.45M
4
STEW
SRH Total Return Fund
STEW
+$1.27M
5
CAFD
8point3 Energy Partners LP
CAFD
+$992K

Top Sells

Rank Stock Value
1
RGC
Regal Entertainment Group
RGC
+$2.14M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.13M
3
DLR icon
Digital Realty Trust
DLR
+$1.05M
4
BKT icon
BlackRock Income Trust
BKT
+$842K
5
LHO
LaSalle Hotel Properties
LHO
+$823K

Sector Composition

Rank Sector Weight
1 Financials 10.06%
2 Energy 8.73%
3 Healthcare 7.32%
4 Real Estate 6.81%
5 Utilities 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UYM icon
1101
ProShares Ultra Materials
UYM
$38.5M
$11K ﹤0.01%
964
-340
-26% -$3.79K
JOYY
1102
JOYY Inc
JOYY
$3.73B
$11K ﹤0.01%
200
– –
NBSE
1103
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
$11K ﹤0.01%
10
– –
JMF
1104
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$11K ﹤0.01%
830
– –
VIAB
1105
DELISTED
Viacom Inc. Class B
VIAB
$11K ﹤0.01%
297
-4
-1% -$166
OAK
1106
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$11K ﹤0.01%
269
+2
+0.7% +$90
HGI
1107
DELISTED
Invesco Zacks International Multi-Asset Income ETF
HGI
$11K ﹤0.01%
700
– –
BPK
1108
DELISTED
Blackrock Muni 2018 Term Tr
BPK
$11K ﹤0.01%
700
– –
PAY
1109
DELISTED
Verifone Systems Inc
PAY
$11K ﹤0.01%
687
+37
+6% +$672
ICB
1110
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$11K ﹤0.01%
600
– –
TAO
1111
DELISTED
Invesco China Real Estate ETF
TAO
$11K ﹤0.01%
+500
New +$11K
UGAZ
1112
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
$11K ﹤0.01%
3
– –
CST
1113
DELISTED
CST Brands, Inc.
CST
$11K ﹤0.01%
220
– –
DHG
1114
DELISTED
Deutsche High Incm Opportunities
DHG
$11K ﹤0.01%
800
– –
CIM
1115
Chimera Investment
CIM
$1.05B
$10K ﹤0.01%
+200
New +$9.79K
DNP icon
1116
DNP Select Income Fund
DNP
$4.18B
$10K ﹤0.01%
930
+18
+2% +$190
EBF icon
1117
Ennis
EBF
$546M
$10K ﹤0.01%
618
+56
+10% +$964
EELV icon
1118
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$427M
$10K ﹤0.01%
432
+4
+0.9% +$91
ELV icon
1119
Elevance Health
ELV
$81.9B
$10K ﹤0.01%
76
-23
-23% -$2.97K
ERIC icon
1120
Ericsson
ERIC
$30.7B
$10K ﹤0.01%
1,338
– –
EXP icon
1121
Eagle Materials
EXP
$6.6B
$10K ﹤0.01%
131
– –
FGM icon
1122
First Trust Germany AlphaDEX Fund
FGM
$96.1M
$10K ﹤0.01%
268
– –
FTQI icon
1123
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$915M
$10K ﹤0.01%
500
– –
IYE icon
1124
iShares US Energy ETF
IYE
$1.74B
$10K ﹤0.01%
260
-1
-0.4% -$38
MPC icon
1125
Marathon Petroleum
MPC
$90.3B
$10K ﹤0.01%
258
-841
-77% -$34.1K
43 44
45
46 47

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WFG Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, WFG Advisors held 1,804 positions worth $402M, up 7.2% from $375M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

WFG Advisors deployed $21.4M of net new capital in Q3 2016, opening 95 new positions and adding to 564 existing holdings. Its largest new stake was iShares MSCI USA Momentum Factor ETF: 18,726 shares worth $1.45M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 8.8% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Digital Realty Trust, an estimated $1.05M trimmed.

  • WFG Advisors's largest Q3 2016 buy was iShares MSCI USA Momentum Factor ETF: 18,726 shares worth $1.45M.
  • WFG Advisors added most to Prospect Capital in Q3 2016, an estimated $1.69M increase.
  • WFG Advisors's biggest Q3 2016 reduction was Digital Realty Trust, cutting an estimated $1.05M.
  • WFG Advisors fully exited Regal Entertainment Group in Q3 2016, selling an estimated $2.14M.
  • WFG Advisors's ten largest holdings make up 15% of its $402M portfolio in Q3 2016.
  • WFG Advisors opened 95 new positions and closed 103 in Q3 2016.
  • WFG Advisors's portfolio value rose 7.2% quarter-over-quarter to $402M.

Based on WFG Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.