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WFG Advisors Portfolio holdings

AUM $442M
1-Year Est. Return 12.46%
This Fund
S&P 500
This Quarter Est. Return
+2.48%
1 Year Est. Return
+12.46%
3 Year Est. Return
+21.33%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$402M
AUM Growth
+$26.9M
Cap. Flow
+$21.4M
Cap. Flow %
5.32%
Top 10 Hldgs %
15.48%
Holding
1,804
New
95
Increased
564
Reduced
329
Closed
103

Top Buys

Rank Stock Value
1
PSEC icon
Prospect Capital
PSEC
+$1.69M
2
RVT icon
Royce Value Trust
RVT
+$1.56M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.45M
4
STEW
SRH Total Return Fund
STEW
+$1.27M
5
CAFD
8point3 Energy Partners LP
CAFD
+$992K

Top Sells

Rank Stock Value
1
RGC
Regal Entertainment Group
RGC
+$2.14M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.13M
3
DLR icon
Digital Realty Trust
DLR
+$1.05M
4
BKT icon
BlackRock Income Trust
BKT
+$842K
5
LHO
LaSalle Hotel Properties
LHO
+$823K

Sector Composition

Rank Sector Weight
1 Financials 10.06%
2 Energy 8.73%
3 Healthcare 7.32%
4 Real Estate 6.81%
5 Utilities 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MXIM
626
DELISTED
Maxim Integrated Products
MXIM
$70K 0.02%
1,756
+5
+0.3% +$197
AGU
627
DELISTED
Agrium
AGU
$70K 0.02%
768
– –
PNY
628
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$70K 0.02%
1,160
+7
+0.6% +$420
IXC icon
629
iShares Global Energy ETF
IXC
$2.71B
$69K 0.02%
2,110
– –
FEI
630
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$69K 0.02%
4,190
– –
NWL icon
631
Newell Brands
NWL
$2.16B
$68K 0.02%
1,295
+1
+0.1% +$52
NBD
632
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$68K 0.02%
+3,000
New +$68.8K
DOV icon
633
Dover
DOV
$27.2B
$67K 0.02%
1,132
+2
+0.2% +$116
ED icon
634
Consolidated Edison
ED
$41.6B
$67K 0.02%
893
+5
+0.6% +$388
FTEC icon
635
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$67K 0.02%
1,846
+3
+0.2% +$105
FFIV icon
636
F5
FFIV
$22.1B
$66K 0.02%
532
– –
VFH icon
637
Vanguard Financials ETF
VFH
$13.3B
$66K 0.02%
1,340
– –
FPL
638
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$66K 0.02%
4,796
+16
+0.3% +$217
WPZ
639
DELISTED
Williams Partners L.P.
WPZ
$66K 0.02%
1,766
– –
FTV icon
640
Fortive
FTV
$19B
$65K 0.02%
+2,028
New +$65.1K
VCSH icon
641
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$65K 0.02%
802
+402
+101% +$32.4K
GOV
642
DELISTED
Government Properties Income Trust
GOV
$65K 0.02%
2,860
+535
+23% +$12.5K
DJP icon
643
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$819M
$64K 0.02%
2,727
– –
TFC icon
644
Truist Financial
TFC
$63.2B
$64K 0.02%
1,691
-1,138
-40% -$42.4K
AKRX
645
DELISTED
Akorn Inc
AKRX
$64K 0.02%
2,350
– –
TTP
646
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$64K 0.02%
+750
New +$58.9K
OCSL icon
647
Oaktree Specialty Lending
OCSL
$1.03B
$63K 0.02%
3,618
– –
XRDC
648
DELISTED
Crossroads Capital, Inc
XRDC
$63K 0.02%
34,781
+2,821
+9% +$5.73K
CG icon
649
Carlyle Group
CG
$16.3B
$62K 0.02%
+4,000
New +$64.5K
FXO icon
650
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$62K 0.02%
2,555
– –
24 25
26
27 28

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WFG Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, WFG Advisors held 1,804 positions worth $402M, up 7.2% from $375M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

WFG Advisors deployed $21.4M of net new capital in Q3 2016, opening 95 new positions and adding to 564 existing holdings. Its largest new stake was iShares MSCI USA Momentum Factor ETF: 18,726 shares worth $1.45M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 8.8% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Digital Realty Trust, an estimated $1.05M trimmed.

  • WFG Advisors's largest Q3 2016 buy was iShares MSCI USA Momentum Factor ETF: 18,726 shares worth $1.45M.
  • WFG Advisors added most to Prospect Capital in Q3 2016, an estimated $1.69M increase.
  • WFG Advisors's biggest Q3 2016 reduction was Digital Realty Trust, cutting an estimated $1.05M.
  • WFG Advisors fully exited Regal Entertainment Group in Q3 2016, selling an estimated $2.14M.
  • WFG Advisors's ten largest holdings make up 15% of its $402M portfolio in Q3 2016.
  • WFG Advisors opened 95 new positions and closed 103 in Q3 2016.
  • WFG Advisors's portfolio value rose 7.2% quarter-over-quarter to $402M.

Based on WFG Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.