WCMNY

Westchester Capital Management (New York) Portfolio holdings

AUM $1.71B
This Quarter Return
+17.65%
1 Year Return
+19.36%
3 Year Return
+86.49%
5 Year Return
+273.29%
10 Year Return
+875.92%
AUM
$2.29B
AUM Growth
+$2.29B
Cap. Flow
+$220M
Cap. Flow %
9.62%
Top 10 Hldgs %
66.84%
Holding
143
New
35
Increased
24
Reduced
8
Closed
34

Top Buys

1
FDC
First Data Corporation
FDC
$209M
2
GG
Goldcorp Inc
GG
$134M
3
WP
Worldpay, Inc.
WP
$113M
4
CELG
Celgene Corp
CELG
$95.3M
5
STI
SunTrust Banks, Inc.
STI
$93.7M

Top Sells

1
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
$231M
2
DM
Dominion Energy Midstream Ptr LP
DM
$86.2M
3
AHL
ASPEN Insurance Holding Limited
AHL
$84M
4
VLP
Valero Energy Partners LP
VLP
$64.7M
5
NXTM
NxStage Medical Inc.
NXTM
$64.4M

Sector Composition

1 Technology 26.71%
2 Communication Services 16.86%
3 Materials 12.66%
4 Industrials 10.16%
5 Financials 6.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTA
76
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$1.79M 0.07% 164,848 – –
GNW icon
77
Genworth Financial
GNW
$3.52B
$1.43M 0.05% 372,802 – –
AFT
78
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$1.16M 0.04% 77,852 – –
FCT
79
First Trust Senior Floating Rate Income Fund II
FCT
$266M
$911K 0.03% 77,069 – –
AIF
80
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$832K 0.03% 56,628 +23 +0% +$338
FRA icon
81
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$830K 0.03% 66,381 – –
PACQW
82
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$524K 0.02% 447,898 +7,903 +2% +$9.25K
GRAF.WS
83
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
$297K 0.01% +900,400 New +$297K
MUDSW
84
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
$275K 0.01% 500,000 +1,950 +0.4% +$1.07K
TBRGW
85
DELISTED
Thunder Bridge Acquisition, Ltd. Warrant
TBRGW
$270K 0.01% +375,000 New +$270K
FTACW
86
DELISTED
FinTech Acquisition Corp. III Warrant
FTACW
$266K 0.01% +291,810 New +$266K
ARDC
87
Are Dynamic Credit Allocation Fund
ARDC
$351M
$231K 0.01% 15,561 +173 +1% +$2.57K
LSXMA
88
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$228K 0.01% 5,959 – –
TIBRW
89
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
$198K 0.01% 450,000 – –
LGC.WS
90
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$174K 0.01% 580,000 – –
CTACW
91
DELISTED
ChaSerg Technology Acquisition Corp. Warrant
CTACW
$172K 0.01% +265,080 New +$172K
TMCXW
92
DELISTED
Trinity Merger Corp. Warrant
TMCXW
$162K 0.01% 450,727 – –
MMDMW
93
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$152K 0.01% 490,198 – –
BRACW
94
DELISTED
Black Ridge Acquisition Corp. Warrant
BRACW
$138K 0.01% 460,000 – –
CCH.WS
95
DELISTED
Collier Creek Holdings Warrants, each whole warrant exercisable for one Class A ordinary share at an
CCH.WS
$137K 0.01% +109,999 New +$137K
RWGE.WS
96
DELISTED
Regalwood Global Energy Ltd. Warrants, each whole warrant exercisable for one Class A ordinary share
RWGE.WS
$113K ﹤0.01% 112,584 – –
WRLSW
97
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
$88K ﹤0.01% 441,399 -73,600 -14% -$14.7K
CMSSW
98
DELISTED
CM Seven Star Acquisition Corporation Warrant
CMSSW
$42K ﹤0.01% 237,499 – –
JQC icon
99
Nuveen Credit Strategies Income Fund
JQC
$754M
$40K ﹤0.01% 5,228 +58 +1% +$444
NRXPW icon
100
NRX Pharmaceuticals, Inc. Warrant
NRXPW
$1.38M
$22K ﹤0.01% 122,379 – –
2 3
4
5 6