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WFA

West Financial Advisors Portfolio holdings

AUM $659M
1-Year Est. Return 17.93%
This Fund
S&P 500
This Quarter Est. Return
-0.31%
1 Year Est. Return
+17.93%
3 Year Est. Return
+45.12%
5 Year Est. Return
+38.59%
10 Year Est. Return
–
AUM
$589M
AUM Growth
-$3.55M
Cap. Flow
+$1.89M
Cap. Flow %
0.32%
Top 10 Hldgs %
73.64%
Holding
247
New
10
Increased
36
Reduced
51
Closed
54

Top Buys

Rank Stock Value
1
DFLV icon
Dimensional US Large Cap Value ETF
DFLV
+$20.6M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$3.88M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$3.87M
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$3.84M
5
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$1.05M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.5M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$3.96M
3
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$3.89M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$3.88M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$2.14M

Sector Composition

Rank Sector Weight
1 Technology 1.13%
2 Financials 0.51%
3 Consumer Discretionary 0.41%
4 Utilities 0.14%
5 Industrials 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TU icon
151
Telus
TU
$14.9B
$3.85K ﹤0.01%
300
– –
UGI icon
152
UGI
UGI
$7.74B
$3.8K ﹤0.01%
104
+1
+1% +$38
UTI icon
153
Universal Technical Institute
UTI
$2.16B
$3.61K ﹤0.01%
100
– –
SIRI icon
154
SiriusXM
SIRI
$9.97B
$3.55K ﹤0.01%
154
+2
+1% +$43
DFAU icon
155
Dimensional US Core Equity Market ETF
DFAU
$12.4B
$3.02K ﹤0.01%
67
– –
FCX icon
156
Freeport-McMoran
FCX
$90B
$2.97K ﹤0.01%
50
– –
ATMU icon
157
Atmus Filtration Technologies
ATMU
$4.22B
$2.86K ﹤0.01%
50
– –
PANL icon
158
Pangaea Logistics
PANL
$498M
$2.83K ﹤0.01%
400
+200
+100% +$1.58K
PFFA icon
159
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.45B
$2.61K ﹤0.01%
128
+101
+374% +$2.17K
BKSY icon
160
BlackSky Technology
BKSY
$943M
$2.52K ﹤0.01%
+100
New +$2.39K
LAND
161
Gladstone Land Corp
LAND
$350M
$2.16K ﹤0.01%
212
+3
+1% +$32
NCLH icon
162
Norwegian Cruise Line
NCLH
$8.51B
$1.87K ﹤0.01%
100
– –
PNNT
163
Pennant Park Investment Corp
PNNT
$215M
$1.76K ﹤0.01%
393
+17
+5% +$90
KD icon
164
Kyndryl
KD
$2.99B
$1.76K ﹤0.01%
134
– –
NOG icon
165
Northern Oil and Gas
NOG
$2.3B
$1.65K ﹤0.01%
56
+1
+2% +$26
FSM icon
166
Fortuna Silver Mines
FSM
$2.55B
$1.49K ﹤0.01%
150
– –
PR
167
Permian Resources
PR
$17.8B
$1.48K ﹤0.01%
69
– –
ARQQ icon
168
Arqit Quantum
ARQQ
$298M
$1.32K ﹤0.01%
100
– –
SPIR icon
169
Spire Global
SPIR
$444M
$1.26K ﹤0.01%
+100
New +$1.07K
SAR icon
170
Saratoga Investment
SAR
$312M
$1.22K ﹤0.01%
56
+2
+4% +$46
RDW icon
171
Redwire
RDW
$2.06B
$1.19K ﹤0.01%
140
– –
GTBP icon
172
GT Biopharma
GTBP
$10.6M
$1.02K ﹤0.01%
+2,500
New +$1.36K
BYRN icon
173
Byrna Technologies
BYRN
$103M
$918 ﹤0.01%
100
– –
HTGC icon
174
Hercules Capital
HTGC
$3.07B
$827 ﹤0.01%
56
+1
+2% +$16
DMLP icon
175
Dorchester Minerals
DMLP
$1.33B
$813 ﹤0.01%
30
+1
+3% +$25
5 6
7
8 9

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VCM
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UCMOK
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ACM
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RCG
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West Financial Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, West Financial Advisors held 247 positions worth $589M, down 0.6% from $593M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

West Financial Advisors's Q1 2026 filing shows 10 new, 36 increased, 51 reduced and 54 closed positions. Its largest new stake was Dimensional US Large Cap Value ETF: 571,794 shares worth $20.4M. The largest sale was Vanguard S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 1.1% of assets, down from 1.3% a quarter earlier, followed by Financials and Consumer Discretionary.

  • West Financial Advisors's largest Q1 2026 buy was Dimensional US Large Cap Value ETF: 571,794 shares worth $20.4M.
  • West Financial Advisors added most to Vanguard Tax-Exempt Bond Index Fund in Q1 2026, an estimated $1.05M increase.
  • West Financial Advisors's biggest Q1 2026 reduction was Vanguard S&P 500 ETF, cutting an estimated $17.5M.
  • West Financial Advisors fully exited State Street Technology Select Sector SPDR ETF in Q1 2026, selling an estimated $3.96M.
  • West Financial Advisors's ten largest holdings make up 74% of its $589M portfolio in Q1 2026.
  • West Financial Advisors opened 10 new positions and closed 54 in Q1 2026.
  • West Financial Advisors's portfolio value fell 0.6% quarter-over-quarter to $589M.

Based on West Financial Advisors's 13F filing for Q1 2026, filed 8 Apr 2026.