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WFA

West Financial Advisors Portfolio holdings

AUM $659M
1-Year Est. Return 17.93%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+17.93%
3 Year Est. Return
+45.12%
5 Year Est. Return
+38.59%
10 Year Est. Return
–
AUM
$358M
AUM Growth
+$24.5M
Cap. Flow
+$3.01M
Cap. Flow %
0.84%
Top 10 Hldgs %
74.43%
Holding
202
New
17
Increased
24
Reduced
43
Closed
38

Top Buys

Rank Stock Value
1
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$34.7M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$9.96M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$5.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.27M
5
BND icon
Vanguard Total Bond Market
BND
+$3.18M

Top Sells

Rank Stock Value
1
MUB icon
iShares National Muni Bond ETF
MUB
+$32.9M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$8.8M
3
DFAE icon
Dimensional Emerging Core Equity Market ETF
DFAE
+$4.91M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.63M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.41M

Sector Composition

Rank Sector Weight
1 Technology 0.79%
2 Financials 0.44%
3 Utilities 0.18%
4 Communication Services 0.14%
5 Industrials 0.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
126
SPDR Gold Trust
GLD
$131B
$4.24K ﹤0.01%
25
– –
ZVIA icon
127
Zevia
ZVIA
$122M
$4.09K ﹤0.01%
+1,000
New +$4.12K
SPAB icon
128
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.76B
$3.79K ﹤0.01%
151
– –
CC icon
129
Chemours
CC
$2.5B
$3.58K ﹤0.01%
117
– –
OGN icon
130
Organon & Co
OGN
$3.56B
$3.35K ﹤0.01%
120
– –
LUMO
131
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$2.83K ﹤0.01%
784
– –
VBK icon
132
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
$2.64K ﹤0.01%
13
+1
+8% +$205
AY
133
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$2.59K ﹤0.01%
100
– –
ABSI icon
134
Absci
ABSI
$1.32B
$2.1K ﹤0.01%
+1,000
New +$2.74K
CTRE icon
135
CareTrust REIT
CTRE
$9.91B
$1.91K ﹤0.01%
103
+2
+2% +$37
KRP icon
136
Kimbell Royalty Partners
KRP
$1.48B
$1.77K ﹤0.01%
106
+3
+3% +$53
RVNU icon
137
Xtrackers Municipal Infrastructure Revenue Bond ETF
RVNU
$142M
$1.52K ﹤0.01%
+64
New +$1.5K
WHR icon
138
Whirlpool
WHR
$2.43B
$1.42K ﹤0.01%
10
– –
ASAN icon
139
Asana
ASAN
$1.92B
$1.38K ﹤0.01%
100
– –
NMFC icon
140
New Mountain Finance
NMFC
$651M
$1.3K ﹤0.01%
105
+3
+3% +$37
ASPN icon
141
Aspen Aerogels
ASPN
$384M
$1.18K ﹤0.01%
100
– –
DFAI
142
Dimensional International Core Equity Market ETF
DFAI
$17.4B
$1.15K ﹤0.01%
46
-1
-2% -$24
AQN icon
143
Algonquin Power & Utilities
AQN
$4.49B
$1.14K ﹤0.01%
+175
New +$1.56K
TDF
144
Templeton Dragon Fund
TDF
$270M
$1.14K ﹤0.01%
+112
New +$1.04K
CHPT icon
145
ChargePoint
CHPT
$141M
$953 ﹤0.01%
+5
New +$1.22K
BEEM icon
146
Beam Global
BEEM
$23.3M
$874 ﹤0.01%
50
– –
AG icon
147
First Majestic Silver
AG
$7.41B
$834 ﹤0.01%
100
– –
VTRS icon
148
Viatris
VTRS
$20.4B
$812 ﹤0.01%
73
– –
BYRN icon
149
Byrna Technologies
BYRN
$103M
$784 ﹤0.01%
100
– –
OCSL icon
150
Oaktree Specialty Lending
OCSL
$1.02B
$724 ﹤0.01%
35
+1
+3% +$20
4 5
6
7 8

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VCM
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UCMOK
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RCG
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West Financial Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, West Financial Advisors held 202 positions worth $358M, up 7.3% from $334M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

West Financial Advisors's Q4 2022 filing shows 17 new, 24 increased, 43 reduced and 38 closed positions. Its largest new stake was Vanguard Tax-Exempt Bond Index Fund: 709,103 shares worth $35.1M. The largest sale was iShares National Muni Bond ETF, an estimated $32.9M.

By sector, the portfolio is most concentrated in Technology at 0.79% of assets, down from 1.1% a quarter earlier, followed by Financials and Utilities.

  • West Financial Advisors's largest Q4 2022 buy was Vanguard Tax-Exempt Bond Index Fund: 709,103 shares worth $35.1M.
  • West Financial Advisors added most to iShares Core MSCI EAFE ETF in Q4 2022, an estimated $9.96M increase.
  • West Financial Advisors's biggest Q4 2022 reduction was iShares National Muni Bond ETF, cutting an estimated $32.9M.
  • West Financial Advisors fully exited State Street Utilities Select Sector SPDR ETF in Q4 2022, selling an estimated $1.41M.
  • West Financial Advisors's ten largest holdings make up 74% of its $358M portfolio in Q4 2022.
  • West Financial Advisors opened 17 new positions and closed 38 in Q4 2022.
  • West Financial Advisors's portfolio value rose 7.3% quarter-over-quarter to $358M.

Based on West Financial Advisors's 13F filing for Q4 2022, filed 10 Jan 2023.