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WFA

West Financial Advisors Portfolio holdings

AUM $659M
1-Year Est. Return 17.93%
This Fund
S&P 500
This Quarter Est. Return
+3.19%
1 Year Est. Return
+17.93%
3 Year Est. Return
+45.12%
5 Year Est. Return
+38.59%
10 Year Est. Return
–
AUM
$298M
AUM Growth
+$16M
Cap. Flow
+$7.73M
Cap. Flow %
2.59%
Top 10 Hldgs %
79.5%
Holding
163
New
10
Increased
28
Reduced
18
Closed
11

Top Buys

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$2.55M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.21M
3
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$878K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$878K
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$822K

Top Sells

Rank Stock Value
1
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$531K
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$524K
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$359K
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$132K
5
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$70.8K

Sector Composition

Rank Sector Weight
1 Technology 1.28%
2 Financials 0.52%
3 Communication Services 0.39%
4 Healthcare 0.29%
5 Consumer Staples 0.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUMO
126
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$9K ﹤0.01%
784
– –
VEU icon
127
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
$7K ﹤0.01%
120
– –
CGC
128
Canopy Growth
CGC
$387M
$6K ﹤0.01%
20
– –
DOC icon
129
Healthpeak Properties
DOC
$15.1B
$6K ﹤0.01%
200
– –
SPDW icon
130
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.2B
$5K ﹤0.01%
130
– –
BP icon
131
BP
BP
$116B
$4K ﹤0.01%
148
– –
GLD icon
132
SPDR Gold Trust
GLD
$131B
$4K ﹤0.01%
25
– –
MCD icon
133
McDonald's
MCD
$192B
$4K ﹤0.01%
20
– –
CC icon
134
Chemours
CC
$2.5B
$3K ﹤0.01%
117
– –
IUSV icon
135
iShares Core S&P US Value ETF
IUSV
$27.2B
$3K ﹤0.01%
+40
New +$2.63K
MGV icon
136
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.2B
$3K ﹤0.01%
+30
New +$2.73K
SCHA icon
137
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$3K ﹤0.01%
104
– –
SCHE icon
138
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$3K ﹤0.01%
107
– –
C icon
139
Citigroup
C
$222B
$2K ﹤0.01%
+30
New +$2K
DGRO icon
140
iShares Core Dividend Growth ETF
DGRO
$42.7B
$2K ﹤0.01%
+50
New +$2.31K
GSPY icon
141
Gotham Enhanced 500 ETF
GSPY
$724M
$2K ﹤0.01%
+100
New +$2.07K
IBM icon
142
IBM
IBM
$211B
$2K ﹤0.01%
+13
New +$1.56K
IWN icon
143
iShares Russell 2000 Value ETF
IWN
$14.3B
$2K ﹤0.01%
10
-61
-86% -$9.22K
LAND
144
Gladstone Land Corp
LAND
$350M
$2K ﹤0.01%
101
+1
+1% +$17
SCHH icon
145
Schwab US REIT ETF
SCHH
$11.5B
$2K ﹤0.01%
108
-606
-85% -$11.9K
SCHM icon
146
Schwab US Mid-Cap ETF
SCHM
$14.5B
$2K ﹤0.01%
90
– –
SPAB icon
147
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.76B
$2K ﹤0.01%
73
– –
WHR icon
148
Whirlpool
WHR
$2.43B
$2K ﹤0.01%
10
– –
DDD icon
149
3D Systems Corp
DDD
$431M
$1K ﹤0.01%
25
– –
SCHO icon
150
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$1K ﹤0.01%
56
– –
3 4 5
6
7

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PIM
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CAM
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VCM
Virtue Capital Management Brentwood, Tennessee $657M AUM 24.18% 1-Year Est. Return
UCMOK
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ACM
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FM
Freemont Management Vaud, Switzerland $661M AUM 60.48% 1-Year Est. Return
RCG
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GC
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West Financial Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, West Financial Advisors held 163 positions worth $298M, up 5.7% from $282M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

West Financial Advisors's Q1 2021 filing shows 10 new, 28 increased, 18 reduced and 11 closed positions. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 12,341 shares worth $905K. The largest sale was State Street Materials Select Sector SPDR ETF, an estimated $531K.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, down from 1.4% a quarter earlier, followed by Financials and Communication Services.

  • West Financial Advisors's largest Q1 2021 buy was State Street Communication Services Select Sector SPDR ETF: 12,341 shares worth $905K.
  • West Financial Advisors added most to iShares Short-Term National Muni Bond ETF in Q1 2021, an estimated $2.55M increase.
  • West Financial Advisors's biggest Q1 2021 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $359K.
  • West Financial Advisors fully exited State Street Materials Select Sector SPDR ETF in Q1 2021, selling an estimated $531K.
  • West Financial Advisors's ten largest holdings make up 80% of its $298M portfolio in Q1 2021.
  • West Financial Advisors opened 10 new positions and closed 11 in Q1 2021.
  • West Financial Advisors's portfolio value rose 5.7% quarter-over-quarter to $298M.

Based on West Financial Advisors's 13F filing for Q1 2021, filed 20 Apr 2021.