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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $788M
1-Year Est. Return 66.95%
This Fund
S&P 500
This Quarter Est. Return
-5.4%
1 Year Est. Return
+66.95%
3 Year Est. Return
+136.75%
5 Year Est. Return
+153.04%
10 Year Est. Return
+476.57%
AUM
$421M
AUM Growth
-$385M
Cap. Flow
-$725M
Cap. Flow %
-172.44%
Top 10 Hldgs %
33.62%
Holding
322
New
20
Increased
77
Reduced
60
Closed
19

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.4M
2
LRCX icon
Lam Research
LRCX
+$2.45M
3
SMH icon
VanEck Semiconductor ETF
SMH
+$2.32M
4
BAC icon
Bank of America
BAC
+$1.94M
5
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$1.36M

Top Sells

Rank Stock Value
1
FLO icon
Flowers Foods
FLO
+$370M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$327M
3
MA icon
Mastercard
MA
+$10.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$4.91M
5
JNJ icon
Johnson & Johnson
JNJ
+$4.62M

Sector Composition

Rank Sector Weight
1 Technology 19.13%
2 Healthcare 17.26%
3 Financials 13.16%
4 Industrials 9.01%
5 Consumer Staples 8.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
201
Alerian MLP ETF
AMLP
$13.3B
$247K 0.06%
6,750
+1,250
+23% +$47.6K
SMG icon
202
ScottsMiracle-Gro
SMG
$3.63B
$244K 0.06%
5,717
+117
+2% +$8.4K
NMFC icon
203
New Mountain Finance
NMFC
$726M
$242K 0.06%
21,000
– –
RNP icon
204
Cohen & Steers REIT and Preferred and Income Fund
RNP
$980M
$237K 0.06%
12,200
– –
KMI icon
205
Kinder Morgan
KMI
$69.9B
$232K 0.06%
13,946
– –
CAT icon
206
Caterpillar
CAT
$385B
$230K 0.05%
1,400
– –
PLD icon
207
Prologis
PLD
$132B
$227K 0.05%
2,235
– –
FDX icon
208
FedEx
FDX
$76.9B
$226K 0.05%
1,525
– –
CIBR icon
209
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.8B
$225K 0.05%
5,850
+700
+14% +$29.7K
GD icon
210
General Dynamics
GD
$107B
$223K 0.05%
1,050
-200
-16% -$45.2K
MATX icon
211
Matsons
MATX
$6.24B
$223K 0.05%
3,625
– –
SYK icon
212
Stryker
SYK
$133B
$223K 0.05%
1,100
– –
NVDA icon
213
NVIDIA
NVDA
$5.27T
$216K 0.05%
17,800
-20,000
-53% -$316K
LECO icon
214
Lincoln Electric
LECO
$15.1B
$207K 0.05%
1,650
– –
MS icon
215
Morgan Stanley
MS
$338B
$206K 0.05%
2,607
-750
-22% -$63.2K
RIO icon
216
Rio Tinto
RIO
$166B
$206K 0.05%
3,750
– –
TSCO icon
217
Tractor Supply
TSCO
$18B
$204K 0.05%
5,500
– –
XLB icon
218
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
$204K 0.05%
6,000
-21,600
-78% -$812K
CARR icon
219
Carrier Global
CARR
$52.3B
$200K 0.05%
5,625
– –
SOXX icon
220
iShares Semiconductor ETF
SOXX
$44.8B
$198K 0.05%
1,860
-17,373
-90% -$2.18M
ETB
221
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$459M
$192K 0.05%
14,500
+3,500
+32% +$55.5K
PSN icon
222
Parsons
PSN
$4.93B
$192K 0.05%
4,900
– –
CMG icon
223
Chipotle Mexican Grill
CMG
$40.7B
$188K 0.04%
6,250
-5,000
-44% -$155K
FNF icon
224
Fidelity National Financial
FNF
$12.9B
$188K 0.04%
5,408
– –
STLD icon
225
Steel Dynamics
STLD
$38.5B
$186K 0.04%
+2,627
New +$199K
7 8
9
10 11

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Wellington Shields Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Wellington Shields Capital Management held 322 positions worth $421M, down 48% from $806M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Wellington Shields Capital Management withdrew a net $725M in Q3 2022, closing 19 positions and reducing 60 holdings. Its most notable exit was T. Rowe Price, an estimated $2.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Wellington Shields Capital Management opened a new position in Lam Research worth $2.02M.

  • Wellington Shields Capital Management's largest Q3 2022 buy was Lam Research: 55,050 shares worth $2.02M.
  • Wellington Shields Capital Management added most to Vanguard S&P 500 ETF in Q3 2022, an estimated $6.4M increase.
  • Wellington Shields Capital Management's biggest Q3 2022 reduction was Flowers Foods, cutting an estimated $370M.
  • Wellington Shields Capital Management fully exited T. Rowe Price in Q3 2022, selling an estimated $2.24M.
  • Wellington Shields Capital Management's ten largest holdings make up 34% of its $421M portfolio in Q3 2022.
  • Wellington Shields Capital Management opened 20 new positions and closed 19 in Q3 2022.
  • Wellington Shields Capital Management's portfolio value fell 48% quarter-over-quarter to $421M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.