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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+3.92%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$523M
AUM Growth
-$42.5M
Cap. Flow
-$54.5M
Cap. Flow %
-10.43%
Top 10 Hldgs %
44.02%
Holding
383
New
41
Increased
82
Reduced
80
Closed
62

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$2.76M
2
CHEF icon
Chefs' Warehouse
CHEF
+$1.89M
3
DAN icon
Dana Inc
DAN
+$1.8M
4
KO icon
Coca-Cola
KO
+$1.57M
5
CLF icon
Cleveland-Cliffs
CLF
+$1.43M

Top Sells

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$8.77M
2
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$3.68M
3
EEP
Enbridge Energy Partners
EEP
+$2.93M
4
LNCE
Snyders-Lance, Inc.
LNCE
+$2.13M
5
BPL
Buckeye Partners, L.P.
BPL
+$2.01M

Sector Composition

Rank Sector Weight
1 Consumer Staples 37.11%
2 Industrials 9.98%
3 Energy 9.72%
4 Healthcare 9.64%
5 Technology 6.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
K
201
DELISTED
Kellanova
K
$376K 0.07%
6,816
– –
SPN
202
DELISTED
Superior Energy Services, Inc.
SPN
$374K 0.07%
1,495
– –
KOG
203
DELISTED
KODIAK OIL & GAS CORP
KOG
$371K 0.07%
30,775
– –
IRM icon
204
Iron Mountain
IRM
$36.1B
$370K 0.07%
14,823
+216
+1% +$5.49K
WAB icon
205
Wabtec
WAB
$49.3B
$370K 0.07%
5,890
– –
IRBT
206
DELISTED
iRobot
IRBT
$369K 0.07%
9,800
-500
-5% -$17.9K
QEP
207
DELISTED
QEP RESOURCES, INC.
QEP
$366K 0.07%
13,200
– –
WEC icon
208
WEC Energy
WEC
$35.1B
$363K 0.07%
9,000
– –
MELI icon
209
Mercado Libre
MELI
$92.3B
$360K 0.07%
2,665
-1,150
-30% -$138K
HSH
210
DELISTED
HILLSHIRE BRANDS CO
HSH
$360K 0.07%
11,720
-20,000
-63% -$661K
STWD icon
211
Starwood Property Trust
STWD
$6.09B
$357K 0.07%
+18,479
New +$372K
ED icon
212
Consolidated Edison
ED
$39.9B
$354K 0.07%
6,415
+200
+3% +$11.5K
MITK icon
213
Mitek Systems
MITK
$834M
$350K 0.07%
67,800
-88,300
-57% -$482K
SJM icon
214
J.M. Smucker
SJM
$12.8B
$350K 0.07%
3,330
– –
AEP icon
215
American Electric Power
AEP
$68.4B
$347K 0.07%
8,000
– –
WGL
216
DELISTED
Wgl Holdings
WGL
$342K 0.07%
8,000
– –
BRK.A icon
217
Berkshire Hathaway Class A
BRK.A
$1.12T
$341K 0.07%
2
– –
RVTY icon
218
Revvity
RVTY
$12.8B
$340K 0.07%
9,000
-700
-7% -$25.1K
DLX icon
219
Deluxe
DLX
$1.15B
$339K 0.06%
8,143
+5
+0.1% +$201
CHD icon
220
Church & Dwight Co
CHD
$24.5B
$332K 0.06%
+11,044
New +$340K
NWL icon
221
Newell Brands
NWL
$2.56B
$330K 0.06%
12,000
– –
ABV
222
DELISTED
COMPANHIA BEBIDA ADS EACH REPSTG 1 PFD SH
ABV
$326K 0.06%
8,500
-400
-4% -$14.7K
OC icon
223
Owens Corning
OC
$12.4B
$323K 0.06%
8,500
– –
TWO
224
Two Harbors Investment
TWO
$1.27B
$318K 0.06%
4,100
+2,625
+178% +$206K
RAX
225
DELISTED
Rackspace Hosting Inc
RAX
$314K 0.06%
5,945
-5,375
-47% -$248K
7 8
9
10 11

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LCM
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DC
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Wellington Shields Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Wellington Shields Capital Management held 383 positions worth $523M, down 7.5% from $565M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Wellington Shields Capital Management withdrew a net $54.5M in Q3 2013, closing 62 positions and reducing 80 holdings. Its most notable exit was Energy Transfer Partners, an estimated $8.77M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 37% of assets, up from 35% a quarter earlier, followed by Industrials and Energy.

Against the trend, Wellington Shields Capital Management opened a new position in Chefs' Warehouse worth $2.03M.

  • Wellington Shields Capital Management's largest Q3 2013 buy was Chefs' Warehouse: 88,056 shares worth $2.03M.
  • Wellington Shields Capital Management added most to Pfizer in Q3 2013, an estimated $2.76M increase.
  • Wellington Shields Capital Management's biggest Q3 2013 reduction was Snyders-Lance, Inc., cutting an estimated $2.13M.
  • Wellington Shields Capital Management fully exited Energy Transfer Partners in Q3 2013, selling an estimated $8.77M.
  • Wellington Shields Capital Management's ten largest holdings make up 44% of its $523M portfolio in Q3 2013.
  • Wellington Shields Capital Management opened 41 new positions and closed 62 in Q3 2013.
  • Wellington Shields Capital Management's portfolio value fell 7.5% quarter-over-quarter to $523M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2013, filed 15 Nov 2013.