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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $788M
1-Year Est. Return 66.95%
This Fund
S&P 500
This Quarter Est. Return
-5.4%
1 Year Est. Return
+66.95%
3 Year Est. Return
+136.75%
5 Year Est. Return
+153.04%
10 Year Est. Return
+476.57%
AUM
$421M
AUM Growth
-$385M
Cap. Flow
-$725M
Cap. Flow %
-172.44%
Top 10 Hldgs %
33.62%
Holding
322
New
20
Increased
77
Reduced
60
Closed
19

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.4M
2
LRCX icon
Lam Research
LRCX
+$2.45M
3
SMH icon
VanEck Semiconductor ETF
SMH
+$2.32M
4
BAC icon
Bank of America
BAC
+$1.94M
5
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$1.36M

Top Sells

Rank Stock Value
1
FLO icon
Flowers Foods
FLO
+$370M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$327M
3
MA icon
Mastercard
MA
+$10.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$4.91M
5
JNJ icon
Johnson & Johnson
JNJ
+$4.62M

Sector Composition

Rank Sector Weight
1 Technology 19.13%
2 Healthcare 17.26%
3 Financials 13.16%
4 Industrials 9.01%
5 Consumer Staples 8.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEM icon
176
Newmont
NEM
$124B
$329K 0.08%
7,822
+1,805
+30% +$84.3K
PBR icon
177
Petrobras
PBR
$118B
$329K 0.08%
26,700
– –
FRC
178
DELISTED
First Republic Bank
FRC
$326K 0.08%
2,500
– –
CAC icon
179
Camden National
CAC
$970M
$320K 0.08%
7,500
– –
FNB icon
180
FNB Corp
FNB
$6.75B
$318K 0.08%
27,388
– –
CSCO icon
181
Cisco
CSCO
$483B
$312K 0.07%
7,803
+1
+0% +$44
COP icon
182
ConocoPhillips
COP
$148B
$311K 0.07%
3,040
– –
SJM icon
183
J.M. Smucker
SJM
$12.6B
$309K 0.07%
+2,250
New +$307K
EPD icon
184
Enterprise Products Partners
EPD
$82B
$301K 0.07%
12,657
+507
+4% +$13.1K
AVNT icon
185
Avient
AVNT
$4.19B
$298K 0.07%
9,846
– –
GNRC icon
186
Generac Holdings
GNRC
$12.2B
$298K 0.07%
1,675
– –
AVLR
187
DELISTED
Avalara, Inc.
AVLR
$298K 0.07%
3,250
-945
-23% -$84.7K
PRI icon
188
Primerica
PRI
$9.65B
$296K 0.07%
100,360
+3,808
+4% +$483K
FLNC icon
189
Fluence Energy
FLNC
$2.34B
$292K 0.07%
20,000
-40,400
-67% -$610K
BNY
190
Bank of New York Mellon
BNY
$108B
$289K 0.07%
7,500
– –
UPS icon
191
United Parcel Service
UPS
$89.1B
$287K 0.07%
1,778
– –
C icon
192
Citigroup
C
$227B
$284K 0.07%
6,825
-45,007
-87% -$2.22M
SYY icon
193
Sysco
SYY
$40.1B
$282K 0.07%
3,992
– –
WBA
194
DELISTED
Walgreens Boots Alliance
WBA
$273K 0.06%
8,685
-600
-6% -$22.2K
PPH icon
195
VanEck Pharmaceutical ETF
PPH
$1B
$269K 0.06%
+4,000
New +$295K
RITM icon
196
Rithm Capital
RITM
$5.65B
$267K 0.06%
36,500
+6,500
+22% +$61.9K
PYPL icon
197
PayPal
PYPL
$50.5B
$264K 0.06%
3,070
– –
SLB icon
198
SLB Ltd
SLB
$78.9B
$261K 0.06%
7,265
+2
+0% +$73
L icon
199
Loews
L
$23.3B
$255K 0.06%
5,110
– –
XIFR
200
XPLR Infrastructure LP
XIFR
$1.07B
$252K 0.06%
3,485
+85
+3% +$6.81K
6 7
8
9 10

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Wellington Shields Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Wellington Shields Capital Management held 322 positions worth $421M, down 48% from $806M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Wellington Shields Capital Management withdrew a net $725M in Q3 2022, closing 19 positions and reducing 60 holdings. Its most notable exit was T. Rowe Price, an estimated $2.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Wellington Shields Capital Management opened a new position in Lam Research worth $2.02M.

  • Wellington Shields Capital Management's largest Q3 2022 buy was Lam Research: 55,050 shares worth $2.02M.
  • Wellington Shields Capital Management added most to Vanguard S&P 500 ETF in Q3 2022, an estimated $6.4M increase.
  • Wellington Shields Capital Management's biggest Q3 2022 reduction was Flowers Foods, cutting an estimated $370M.
  • Wellington Shields Capital Management fully exited T. Rowe Price in Q3 2022, selling an estimated $2.24M.
  • Wellington Shields Capital Management's ten largest holdings make up 34% of its $421M portfolio in Q3 2022.
  • Wellington Shields Capital Management opened 20 new positions and closed 19 in Q3 2022.
  • Wellington Shields Capital Management's portfolio value fell 48% quarter-over-quarter to $421M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.