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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+5.69%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$651M
AUM Growth
+$36.2M
Cap. Flow
+$9.11M
Cap. Flow %
1.4%
Top 10 Hldgs %
40.15%
Holding
278
New
14
Increased
59
Reduced
82
Closed
15

Top Buys

Rank Stock Value
1
CG icon
Carlyle Group
CG
+$3.53M
2
HAIN icon
Hain Celestial
HAIN
+$3.22M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3M
4
AMD icon
Advanced Micro Devices
AMD
+$2.09M
5
PSN icon
Parsons
PSN
+$1.64M

Top Sells

Rank Stock Value
1
HE icon
Hawaiian Electric Industries
HE
+$3.69M
2
NTR icon
Nutrien
NTR
+$1.87M
3
ANDE icon
Andersons Inc
ANDE
+$1.57M
4
PGEN icon
Precigen
PGEN
+$1.24M
5
SXT icon
Sensient Technologies
SXT
+$960K

Sector Composition

Rank Sector Weight
1 Consumer Staples 26.49%
2 Technology 14.11%
3 Healthcare 13.02%
4 Industrials 9.48%
5 Financials 9.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COP icon
176
ConocoPhillips
COP
$141B
$449K 0.07%
6,910
-2,799
-29% -$165K
WBA
177
DELISTED
Walgreens Boots Alliance
WBA
$448K 0.07%
7,600
– –
IGHG icon
178
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$445K 0.07%
5,750
– –
DD icon
179
DuPont de Nemours
DD
$19.2B
$444K 0.07%
5,508
-2,921
-35% -$243K
CE icon
180
Celanese
CE
$4.82B
$443K 0.07%
3,600
-450
-11% -$55.4K
GLD icon
181
SPDR Gold Trust
GLD
$142B
$443K 0.07%
3,100
– –
IQV icon
182
IQVIA
IQV
$39.3B
$437K 0.07%
2,831
– –
YUMC icon
183
Yum China
YUMC
$16.3B
$437K 0.07%
9,100
– –
ETFC
184
DELISTED
E*Trade Financial Corporation
ETFC
$431K 0.07%
9,500
– –
XLV icon
185
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$430K 0.07%
4,225
+1,275
+43% +$123K
IDA icon
186
Idacorp
IDA
$8.2B
$427K 0.07%
4,000
– –
FNF icon
187
Fidelity National Financial
FNF
$13.5B
$426K 0.07%
9,776
-3,276
-25% -$145K
CLX icon
188
Clorox
CLX
$12.7B
$425K 0.07%
2,770
– –
AVNT icon
189
Avient
AVNT
$4.19B
$417K 0.06%
11,346
– –
WELL icon
190
Welltower
WELL
$171B
$417K 0.06%
5,100
– –
CVA
191
DELISTED
Covanta Holding Corporation
CVA
$417K 0.06%
28,100
-12,800
-31% -$195K
AMAT icon
192
Applied Materials
AMAT
$428B
$416K 0.06%
6,813
+1
+0% +$56
CCI icon
193
Crown Castle
CCI
$32.2B
$404K 0.06%
2,842
– –
SHM icon
194
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$393K 0.06%
8,000
– –
WAB icon
195
Wabtec
WAB
$49.3B
$393K 0.06%
5,051
-24
-0.5% -$1.78K
AVGO icon
196
Broadcom
AVGO
$2.04T
$392K 0.06%
12,410
– –
INGR icon
197
Ingredion
INGR
$6.58B
$387K 0.06%
4,160
-66
-2% -$5.54K
MIC
198
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$387K 0.06%
9,035
-22,450
-71% -$927K
WTRG icon
199
Essential Utilities
WTRG
$11.4B
$372K 0.06%
7,916
– –
IP icon
200
International Paper
IP
$22B
$366K 0.06%
8,395
-1,056
-11% -$44.3K
6 7
8
9 10

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Wellington Shields Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Wellington Shields Capital Management held 278 positions worth $651M, up 5.9% from $615M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Wellington Shields Capital Management's Q4 2019 filing shows 14 new, 59 increased, 82 reduced and 15 closed positions. Its largest new stake was Carlyle Group: 124,945 shares worth $4.01M. The largest sale was Hawaiian Electric Industries, an estimated $3.69M.

By sector, the portfolio is most concentrated in Consumer Staples at 26% of assets, down from 29% a quarter earlier, followed by Technology and Healthcare.

  • Wellington Shields Capital Management's largest Q4 2019 buy was Carlyle Group: 124,945 shares worth $4.01M.
  • Wellington Shields Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2019, an estimated $3M increase.
  • Wellington Shields Capital Management's biggest Q4 2019 reduction was Precigen, cutting an estimated $1.24M.
  • Wellington Shields Capital Management fully exited Hawaiian Electric Industries in Q4 2019, selling an estimated $3.69M.
  • Wellington Shields Capital Management's ten largest holdings make up 40% of its $651M portfolio in Q4 2019.
  • Wellington Shields Capital Management opened 14 new positions and closed 15 in Q4 2019.
  • Wellington Shields Capital Management's portfolio value rose 5.9% quarter-over-quarter to $651M.

Based on Wellington Shields Capital Management's 13F filing for Q4 2019, filed 11 Feb 2020.