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WSCM
Wellington Shields Capital Management Portfolio holdings
AUM
$666M
1-Year Est. Return
45.43%
This Fund
S&P 500
This Quarter
Est. Return
+3.92%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$523M
AUM Growth
-$42.5M
(-7.5%)
Cap. Flow
-$54.5M
Cap. Flow
% of AUM
-10.43%
Top 10 Holdings %
Top 10 Hldgs %
44.02%
Holding
383
New
41
Increased
82
Reduced
80
Closed
62
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Pfizer
PFE
|
+$2.76M |
| 2 |
Chefs' Warehouse
CHEF
|
+$1.89M |
| 3 |
Dana Inc
DAN
|
+$1.8M |
| 4 |
Coca-Cola
KO
|
+$1.57M |
| 5 |
Cleveland-Cliffs
CLF
|
+$1.43M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Energy Transfer Partners
ET
|
+$8.77M |
| 2 |
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
|
+$3.68M |
| 3 |
EEP
Enbridge Energy Partners
EEP
|
+$2.93M |
| 4 |
LNCE
Snyders-Lance, Inc.
LNCE
|
+$2.13M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$2.01M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 37.11% |
| 2 | Industrials | 9.98% |
| 3 | Energy | 9.72% |
| 4 | Healthcare | 9.64% |
| 5 | Technology | 6.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Deere & Co
DE
$168B
| $489K | 0.09% |
6,005
| – | – |
|
177
DuPont de Nemours
DD
$19.2B
| $482K | 0.09% |
+4,956
| New | +$462K |
|
|
GS.PRI.CL
178
DELISTED
The Goldman Sachs Group, Inc.
GS.PRI.CL
| $466K | 0.09% |
20,700
+6,250
| +43% | +$146K |
|
|
FXEN
179
DELISTED
FX ENERGY INC
FXEN
| $465K | 0.09% |
135,500
+500
| +0.4% | +$1.7K |
|
|
JPM.PRD.CL
180
DELISTED
JPMorgan Chase & Co.
JPM.PRD.CL
| $457K | 0.09% |
21,250
+450
| +2% | +$10.1K |
|
|
FRC.PRC.CL
181
DELISTED
First Republic Bank
FRC.PRC.CL
| $454K | 0.09% |
22,300
+3,700
| +20% | +$80.9K |
|
182
Citigroup
C
$226B
| $444K | 0.08% |
9,154
+1,350
| +17% | +$68.3K |
|
183
MDU Resources
MDU
$4.32B
| $439K | 0.08% |
41,289
| – | – |
|
184
Celanese
CE
$4.82B
| $428K | 0.08% |
+8,100
| New | +$397K |
|
185
Fidelity National Financial
FNF
$13.5B
| $428K | 0.08% |
28,194
+3
| +0% | +$42 |
|
186
Brink's
BCO
$4.62B
| $424K | 0.08% |
+15,000
| New | +$408K |
|
187
Paychex
PAYX
$42.7B
| $423K | 0.08% |
10,400
| – | – |
|
188
Kimberly-Clark
KMB
$36.5B
| $417K | 0.08% |
4,618
| – | – |
|
|
FLG
189
Flagstar Bank National Association
FLG
$5.82B
| $417K | 0.08% |
9,200
| – | – |
|
190
Colgate-Palmolive
CL
$74.4B
| $415K | 0.08% |
7,000
-5,000
| -42% | -$296K |
|
191
Avient
AVNT
$4.19B
| $407K | 0.08% |
13,250
| – | – |
|
192
UnitedHealth
UNH
$370B
| $403K | 0.08% |
5,634
| – | – |
|
|
RTN
193
DELISTED
Raytheon Company
RTN
| $401K | 0.08% |
5,200
-12,000
| -70% | -$891K |
|
|
STR
194
DELISTED
QUESTAR CORP
STR
| $398K | 0.08% |
17,700
| – | – |
|
|
COL
195
DELISTED
Rockwell Collins
COL
| $394K | 0.08% |
5,800
| – | – |
|
196
Humana
HUM
$46.2B
| $392K | 0.08% |
4,200
-200
| -5% | -$18.3K |
|
197
General Mills
GIS
$19.7B
| $383K | 0.07% |
8,000
| – | – |
|
198
Xylem
XYL
$28.1B
| $380K | 0.07% |
+13,600
| New | +$363K |
|
199
Cameco
CCJ
$42.4B
| $379K | 0.07% |
21,000
-5,430
| -21% | -$109K |
|
|
SCU
200
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
| $379K | 0.07% |
+3,447
| New | +$380K |
|
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Wellington Shields Capital Management's Q3 2013 Portfolio in Review
As of Q3 2013, Wellington Shields Capital Management held 383 positions worth $523M, down 7.5% from $565M the previous quarter. Its ten largest holdings account for 44% of the portfolio.
Wellington Shields Capital Management withdrew a net $54.5M in Q3 2013, closing 62 positions and reducing 80 holdings. Its most notable exit was Energy Transfer Partners, an estimated $8.77M position sold in full.
By sector, the portfolio is most concentrated in Consumer Staples at 37% of assets, up from 35% a quarter earlier, followed by Industrials and Energy.
Against the trend, Wellington Shields Capital Management opened a new position in Chefs' Warehouse worth $2.03M.
- Wellington Shields Capital Management's largest Q3 2013 buy was Chefs' Warehouse: 88,056 shares worth $2.03M.
- Wellington Shields Capital Management added most to Pfizer in Q3 2013, an estimated $2.76M increase.
- Wellington Shields Capital Management's biggest Q3 2013 reduction was Snyders-Lance, Inc., cutting an estimated $2.13M.
- Wellington Shields Capital Management fully exited Energy Transfer Partners in Q3 2013, selling an estimated $8.77M.
- Wellington Shields Capital Management's ten largest holdings make up 44% of its $523M portfolio in Q3 2013.
- Wellington Shields Capital Management opened 41 new positions and closed 62 in Q3 2013.
- Wellington Shields Capital Management's portfolio value fell 7.5% quarter-over-quarter to $523M.
Based on Wellington Shields Capital Management's 13F filing for Q3 2013, filed 15 Nov 2013.