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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $788M
1-Year Est. Return 66.95%
This Fund
S&P 500
This Quarter Est. Return
-5.4%
1 Year Est. Return
+66.95%
3 Year Est. Return
+136.75%
5 Year Est. Return
+153.04%
10 Year Est. Return
+476.57%
AUM
$421M
AUM Growth
-$385M
Cap. Flow
-$725M
Cap. Flow %
-172.44%
Top 10 Hldgs %
33.62%
Holding
322
New
20
Increased
77
Reduced
60
Closed
19

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.4M
2
LRCX icon
Lam Research
LRCX
+$2.45M
3
SMH icon
VanEck Semiconductor ETF
SMH
+$2.32M
4
BAC icon
Bank of America
BAC
+$1.94M
5
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$1.36M

Top Sells

Rank Stock Value
1
FLO icon
Flowers Foods
FLO
+$370M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$327M
3
MA icon
Mastercard
MA
+$10.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$4.91M
5
JNJ icon
Johnson & Johnson
JNJ
+$4.62M

Sector Composition

Rank Sector Weight
1 Technology 19.13%
2 Healthcare 17.26%
3 Financials 13.16%
4 Industrials 9.01%
5 Consumer Staples 8.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHB icon
151
Bar Harbor Bankshares
BHB
$660M
$448K 0.11%
16,875
– –
FNV icon
152
Franco-Nevada
FNV
$46.5B
$437K 0.1%
3,660
– –
ASML icon
153
ASML
ASML
$666B
$436K 0.1%
1,050
– –
UEIC icon
154
Universal Electronics
UEIC
$71.6M
$436K 0.1%
22,153
– –
NUV icon
155
Nuveen Municipal Value Fund
NUV
$1.91B
$423K 0.1%
50,000
– –
KOD icon
156
Kodiak Sciences
KOD
$2.72B
$420K 0.1%
+54,220
New +$527K
GE icon
157
GE Aerospace
GE
$380B
$414K 0.1%
10,743
-762
-7% -$33.5K
ADP icon
158
Automatic Data Processing
ADP
$109B
$413K 0.1%
1,826
– –
ETN icon
159
Eaton
ETN
$173B
$413K 0.1%
3,095
– –
BLK icon
160
Blackrock
BLK
$175B
$412K 0.1%
748
– –
SSYS icon
161
Stratasys
SSYS
$769M
$403K 0.1%
28,000
– –
IYK icon
162
iShares US Consumer Staples ETF
IYK
$1.43B
$397K 0.09%
6,615
– –
IDA icon
163
Idacorp
IDA
$8.08B
$396K 0.09%
4,000
– –
XLV icon
164
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$395K 0.09%
3,265
– –
APTV icon
165
Aptiv
APTV
$10.3B
$393K 0.09%
5,025
– –
LNG icon
166
Cheniere Energy
LNG
$54.9B
$381K 0.09%
+2,295
New +$348K
YUMC icon
167
Yum China
YUMC
$16.5B
$379K 0.09%
8,000
– –
ALB icon
168
Albemarle
ALB
$15.5B
$370K 0.09%
1,400
– –
SHM icon
169
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$369K 0.09%
8,000
– –
AMP icon
170
Ameriprise Financial
AMP
$49.2B
$353K 0.08%
1,400
– –
SBUX icon
171
Starbucks
SBUX
$119B
$352K 0.08%
4,180
+401
+11% +$34.1K
MMM icon
172
3M
MMM
$93.9B
$342K 0.08%
3,699
-9
-0.2% -$987
WM icon
173
Waste Management
WM
$90.6B
$337K 0.08%
2,103
– –
ADI icon
174
Analog Devices
ADI
$187B
$334K 0.08%
2,400
– –
CSGP icon
175
CoStar Group
CSGP
$12.8B
$331K 0.08%
4,750
– –
5 6
7
8 9

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AT
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AVLSA
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GCM
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AWG
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NEAM
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Wellington Shields Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Wellington Shields Capital Management held 322 positions worth $421M, down 48% from $806M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Wellington Shields Capital Management withdrew a net $725M in Q3 2022, closing 19 positions and reducing 60 holdings. Its most notable exit was T. Rowe Price, an estimated $2.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Wellington Shields Capital Management opened a new position in Lam Research worth $2.02M.

  • Wellington Shields Capital Management's largest Q3 2022 buy was Lam Research: 55,050 shares worth $2.02M.
  • Wellington Shields Capital Management added most to Vanguard S&P 500 ETF in Q3 2022, an estimated $6.4M increase.
  • Wellington Shields Capital Management's biggest Q3 2022 reduction was Flowers Foods, cutting an estimated $370M.
  • Wellington Shields Capital Management fully exited T. Rowe Price in Q3 2022, selling an estimated $2.24M.
  • Wellington Shields Capital Management's ten largest holdings make up 34% of its $421M portfolio in Q3 2022.
  • Wellington Shields Capital Management opened 20 new positions and closed 19 in Q3 2022.
  • Wellington Shields Capital Management's portfolio value fell 48% quarter-over-quarter to $421M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.