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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+5.69%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$651M
AUM Growth
+$36.2M
Cap. Flow
+$9.11M
Cap. Flow %
1.4%
Top 10 Hldgs %
40.15%
Holding
278
New
14
Increased
59
Reduced
82
Closed
15

Top Buys

Rank Stock Value
1
CG icon
Carlyle Group
CG
+$3.53M
2
HAIN icon
Hain Celestial
HAIN
+$3.22M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3M
4
AMD icon
Advanced Micro Devices
AMD
+$2.09M
5
PSN icon
Parsons
PSN
+$1.64M

Top Sells

Rank Stock Value
1
HE icon
Hawaiian Electric Industries
HE
+$3.69M
2
NTR icon
Nutrien
NTR
+$1.87M
3
ANDE icon
Andersons Inc
ANDE
+$1.57M
4
PGEN icon
Precigen
PGEN
+$1.24M
5
SXT icon
Sensient Technologies
SXT
+$960K

Sector Composition

Rank Sector Weight
1 Consumer Staples 26.49%
2 Technology 14.11%
3 Healthcare 13.02%
4 Industrials 9.48%
5 Financials 9.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LKQ icon
151
LKQ Corp
LKQ
$6.29B
$663K 0.1%
18,574
-1,200
-6% -$40.8K
CAT icon
152
Caterpillar
CAT
$387B
$657K 0.1%
4,450
– –
FLOT icon
153
iShares Floating Rate Bond ETF
FLOT
$10.5B
$657K 0.1%
12,900
– –
JEF icon
154
Jefferies Financial Group
JEF
$13.1B
$652K 0.1%
31,903
– –
LOW icon
155
Lowe's Companies
LOW
$125B
$635K 0.1%
5,300
– –
KHC icon
156
Kraft Heinz
KHC
$30B
$633K 0.1%
19,709
-4,191
-18% -$127K
PWR icon
157
Quanta Services
PWR
$101B
$627K 0.1%
15,400
– –
SSYS icon
158
Stratasys
SSYS
$774M
$627K 0.1%
31,000
-40,000
-56% -$797K
VOX icon
159
Vanguard Communication Services ETF
VOX
$5.85B
$622K 0.1%
6,626
+1,566
+31% +$142K
MDT icon
160
Medtronic
MDT
$112B
$608K 0.09%
5,360
– –
MO icon
161
Altria Group
MO
$114B
$596K 0.09%
11,947
-2,000
-14% -$94.3K
VGK icon
162
Vanguard FTSE Europe ETF
VGK
$31.1B
$586K 0.09%
10,007
-1,760
-15% -$98.4K
TRV icon
163
Travelers Companies
TRV
$80.2B
$570K 0.09%
4,164
– –
HEES
164
DELISTED
H&E Equipment Services
HEES
$555K 0.09%
16,600
-2,500
-13% -$81.1K
PARA
165
DELISTED
Paramount Global Class B
PARA
$543K 0.08%
12,936
-10,575
-45% -$410K
GBDC icon
166
Golub Capital BDC
GBDC
$3.42B
$541K 0.08%
29,905
-613
-2% -$10.8K
BR icon
167
Broadridge
BR
$19B
$535K 0.08%
4,333
+1,150
+36% +$141K
PSX icon
168
Phillips 66
PSX
$81.4B
$535K 0.08%
4,800
+13
+0.3% +$1.46K
XPO icon
169
XPO
XPO
$23.7B
$534K 0.08%
19,372
– –
PXD
170
DELISTED
Pioneer Natural Resource Co.
PXD
$530K 0.08%
3,500
– –
AEP icon
171
American Electric Power
AEP
$68.4B
$529K 0.08%
5,599
– –
ALB icon
172
Albemarle
ALB
$15.5B
$511K 0.08%
7,000
– –
AMT icon
173
American Tower
AMT
$80.4B
$506K 0.08%
2,200
– –
OC icon
174
Owens Corning
OC
$12.4B
$501K 0.08%
7,700
– –
KMB icon
175
Kimberly-Clark
KMB
$36.5B
$464K 0.07%
3,375
-50
-1% -$6.76K
5 6
7
8 9

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MIA
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AGM
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AWA
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FAM
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LCM
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DC
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Wellington Shields Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Wellington Shields Capital Management held 278 positions worth $651M, up 5.9% from $615M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Wellington Shields Capital Management's Q4 2019 filing shows 14 new, 59 increased, 82 reduced and 15 closed positions. Its largest new stake was Carlyle Group: 124,945 shares worth $4.01M. The largest sale was Hawaiian Electric Industries, an estimated $3.69M.

By sector, the portfolio is most concentrated in Consumer Staples at 26% of assets, down from 29% a quarter earlier, followed by Technology and Healthcare.

  • Wellington Shields Capital Management's largest Q4 2019 buy was Carlyle Group: 124,945 shares worth $4.01M.
  • Wellington Shields Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2019, an estimated $3M increase.
  • Wellington Shields Capital Management's biggest Q4 2019 reduction was Precigen, cutting an estimated $1.24M.
  • Wellington Shields Capital Management fully exited Hawaiian Electric Industries in Q4 2019, selling an estimated $3.69M.
  • Wellington Shields Capital Management's ten largest holdings make up 40% of its $651M portfolio in Q4 2019.
  • Wellington Shields Capital Management opened 14 new positions and closed 15 in Q4 2019.
  • Wellington Shields Capital Management's portfolio value rose 5.9% quarter-over-quarter to $651M.

Based on Wellington Shields Capital Management's 13F filing for Q4 2019, filed 11 Feb 2020.