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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+5.69%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$651M
AUM Growth
+$36.2M
Cap. Flow
+$9.11M
Cap. Flow %
1.4%
Top 10 Hldgs %
40.15%
Holding
278
New
14
Increased
59
Reduced
82
Closed
15

Top Buys

Rank Stock Value
1
CG icon
Carlyle Group
CG
+$3.53M
2
HAIN icon
Hain Celestial
HAIN
+$3.22M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3M
4
AMD icon
Advanced Micro Devices
AMD
+$2.09M
5
PSN icon
Parsons
PSN
+$1.64M

Top Sells

Rank Stock Value
1
HE icon
Hawaiian Electric Industries
HE
+$3.69M
2
NTR icon
Nutrien
NTR
+$1.87M
3
ANDE icon
Andersons Inc
ANDE
+$1.57M
4
PGEN icon
Precigen
PGEN
+$1.24M
5
SXT icon
Sensient Technologies
SXT
+$960K

Sector Composition

Rank Sector Weight
1 Consumer Staples 26.49%
2 Technology 14.11%
3 Healthcare 13.02%
4 Industrials 9.48%
5 Financials 9.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APO icon
126
Apollo Global Management
APO
$73.4B
$931K 0.14%
19,520
-430
-2% -$18.3K
EMR icon
127
Emerson Electric
EMR
$88.3B
$919K 0.14%
12,050
+300
+3% +$21.6K
PYPL icon
128
PayPal
PYPL
$50.5B
$919K 0.14%
8,500
– –
YUM icon
129
Yum! Brands
YUM
$41.1B
$917K 0.14%
9,100
– –
EFX icon
130
Equifax
EFX
$21.4B
$902K 0.14%
6,438
– –
C icon
131
Citigroup
C
$226B
$893K 0.14%
11,180
– –
SYY icon
132
Sysco
SYY
$40.3B
$890K 0.14%
10,400
– –
BP icon
133
BP
BP
$107B
$889K 0.14%
23,561
-5,558
-19% -$211K
DOW icon
134
Dow Inc
DOW
$21.2B
$880K 0.14%
16,082
– –
CB icon
135
Chubb
CB
$135B
$874K 0.13%
5,612
– –
DE icon
136
Deere & Co
DE
$168B
$868K 0.13%
5,010
– –
MCD icon
137
McDonald's
MCD
$195B
$859K 0.13%
4,346
-325
-7% -$64.5K
RPM icon
138
RPM International
RPM
$15B
$857K 0.13%
11,170
-2,150
-16% -$156K
XLF icon
139
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$844K 0.13%
27,414
+2,094
+8% +$61.5K
WEC icon
140
WEC Energy
WEC
$35.1B
$804K 0.12%
8,712
– –
MCHP icon
141
Microchip Technology
MCHP
$46B
$803K 0.12%
+15,342
New +$741K
ROST icon
142
Ross Stores
ROST
$81.9B
$792K 0.12%
6,800
– –
MAIN icon
143
Main Street Capital
MAIN
$5.48B
$761K 0.12%
17,650
– –
PLD icon
144
Prologis
PLD
$133B
$749K 0.12%
8,400
– –
KN icon
145
Knowles
KN
$3.34B
$736K 0.11%
34,800
-1,400
-4% -$30.1K
WDFC icon
146
WD-40
WDFC
$3.15B
$696K 0.11%
3,585
-1,401
-28% -$264K
SXT icon
147
Sensient Technologies
SXT
$5.53B
$694K 0.11%
10,500
-15,000
-59% -$960K
GLW icon
148
Corning
GLW
$143B
$687K 0.11%
23,600
-1,500
-6% -$43.5K
BRK.A icon
149
Berkshire Hathaway Class A
BRK.A
$1.12T
$679K 0.1%
2
– –
SPY icon
150
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$669K 0.1%
2,078
-24
-1% -$7.39K
4 5
6
7 8

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AWA
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FAM
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LCM
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DC
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Wellington Shields Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Wellington Shields Capital Management held 278 positions worth $651M, up 5.9% from $615M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Wellington Shields Capital Management's Q4 2019 filing shows 14 new, 59 increased, 82 reduced and 15 closed positions. Its largest new stake was Carlyle Group: 124,945 shares worth $4.01M. The largest sale was Hawaiian Electric Industries, an estimated $3.69M.

By sector, the portfolio is most concentrated in Consumer Staples at 26% of assets, down from 29% a quarter earlier, followed by Technology and Healthcare.

  • Wellington Shields Capital Management's largest Q4 2019 buy was Carlyle Group: 124,945 shares worth $4.01M.
  • Wellington Shields Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2019, an estimated $3M increase.
  • Wellington Shields Capital Management's biggest Q4 2019 reduction was Precigen, cutting an estimated $1.24M.
  • Wellington Shields Capital Management fully exited Hawaiian Electric Industries in Q4 2019, selling an estimated $3.69M.
  • Wellington Shields Capital Management's ten largest holdings make up 40% of its $651M portfolio in Q4 2019.
  • Wellington Shields Capital Management opened 14 new positions and closed 15 in Q4 2019.
  • Wellington Shields Capital Management's portfolio value rose 5.9% quarter-over-quarter to $651M.

Based on Wellington Shields Capital Management's 13F filing for Q4 2019, filed 11 Feb 2020.