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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$615M
AUM Growth
+$11.1M
Cap. Flow
+$9.85M
Cap. Flow %
1.6%
Top 10 Hldgs %
41.59%
Holding
296
New
16
Increased
65
Reduced
84
Closed
32

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$7.09M
2
FIS icon
Fidelity National Information Services
FIS
+$5.79M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$5.66M
4
LHX icon
L3Harris
LHX
+$2.89M
5
TGT icon
Target
TGT
+$2.58M

Top Sells

Rank Stock Value
1
WP
Worldpay, Inc.
WP
+$5.57M
2
COP icon
ConocoPhillips
COP
+$2.31M
3
LLL
L3 Technologies, Inc.
LLL
+$2.04M
4
SWK icon
Stanley Black & Decker
SWK
+$1.45M
5
ADBE icon
Adobe
ADBE
+$1.15M

Sector Composition

Rank Sector Weight
1 Consumer Staples 29.2%
2 Healthcare 12.78%
3 Technology 11.98%
4 Industrials 9.04%
5 Financials 8.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLY icon
126
Eli Lilly
LLY
$1.06T
$908K 0.15%
8,121
-100
-1% -$11.1K
CB icon
127
Chubb
CB
$135B
$906K 0.15%
5,612
-800
-12% -$124K
EFX icon
128
Equifax
EFX
$21.4B
$906K 0.15%
6,438
– –
INTC icon
129
Intel
INTC
$513B
$887K 0.14%
17,210
-1,500
-8% -$73.8K
CFG icon
130
Citizens Financial Group
CFG
$30.6B
$884K 0.14%
25,000
+9,000
+56% +$314K
PYPL icon
131
PayPal
PYPL
$50.5B
$881K 0.14%
8,500
-4,750
-36% -$523K
STI
132
DELISTED
SunTrust Banks, Inc.
STI
$863K 0.14%
12,550
+2,700
+27% +$173K
STWD icon
133
Starwood Property Trust
STWD
$6.09B
$852K 0.14%
35,173
+21,223
+152% +$500K
CODI icon
134
Compass Diversified
CODI
$828M
$846K 0.14%
42,920
– –
DE icon
135
Deere & Co
DE
$168B
$845K 0.14%
5,010
– –
ROK icon
136
Rockwell Automation
ROK
$49B
$834K 0.14%
5,060
-1,752
-26% -$277K
WEC icon
137
WEC Energy
WEC
$35.1B
$829K 0.13%
8,712
-1,000
-10% -$90.1K
SYY icon
138
Sysco
SYY
$40.3B
$826K 0.13%
10,400
-3,000
-22% -$220K
HII icon
139
Huntington Ingalls Industries
HII
$12.8B
$818K 0.13%
3,860
+550
+17% +$120K
EMR icon
140
Emerson Electric
EMR
$88.3B
$786K 0.13%
11,750
-1,000
-8% -$62.9K
C icon
141
Citigroup
C
$226B
$772K 0.13%
11,180
-50
-0.4% -$3.4K
DOW icon
142
Dow Inc
DOW
$21.2B
$766K 0.12%
16,082
+4,919
+44% +$230K
MAIN icon
143
Main Street Capital
MAIN
$5.48B
$763K 0.12%
17,650
-1,000
-5% -$42.7K
APO icon
144
Apollo Global Management
APO
$73.4B
$755K 0.12%
+19,950
New +$726K
DD icon
145
DuPont de Nemours
DD
$19.2B
$754K 0.12%
8,429
-305
-3% -$26.9K
ROST icon
146
Ross Stores
ROST
$81.9B
$747K 0.12%
6,800
– –
KN icon
147
Knowles
KN
$3.34B
$736K 0.12%
36,200
-200
-0.5% -$3.92K
GLW icon
148
Corning
GLW
$143B
$716K 0.12%
25,100
-6,000
-19% -$180K
PLD icon
149
Prologis
PLD
$133B
$716K 0.12%
8,400
– –
XLF icon
150
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$709K 0.12%
25,320
-90
-0.4% -$2.48K
4 5
6
7 8

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MIA
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AGM
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AWA
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FAM
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LCM
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DC
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Wellington Shields Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Wellington Shields Capital Management held 296 positions worth $615M, up 1.8% from $603M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Wellington Shields Capital Management's Q3 2019 filing shows 16 new, 65 increased, 84 reduced and 32 closed positions. Its largest new stake was Blackstone: 145,347 shares worth $7.1M. The largest sale was Worldpay, Inc., an estimated $5.57M.

By sector, the portfolio is most concentrated in Consumer Staples at 29% of assets, up from 29% a quarter earlier, followed by Healthcare and Technology.

  • Wellington Shields Capital Management's largest Q3 2019 buy was Blackstone: 145,347 shares worth $7.1M.
  • Wellington Shields Capital Management added most to Blackrock in Q3 2019, an estimated $1.53M increase.
  • Wellington Shields Capital Management's biggest Q3 2019 reduction was ConocoPhillips, cutting an estimated $2.31M.
  • Wellington Shields Capital Management fully exited Worldpay, Inc. in Q3 2019, selling an estimated $5.57M.
  • Wellington Shields Capital Management's ten largest holdings make up 42% of its $615M portfolio in Q3 2019.
  • Wellington Shields Capital Management opened 16 new positions and closed 32 in Q3 2019.
  • Wellington Shields Capital Management's portfolio value rose 1.8% quarter-over-quarter to $615M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2019, filed 5 Nov 2019.