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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+9.29%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$603M
AUM Growth
+$28.6M
Cap. Flow
-$11.9M
Cap. Flow %
-1.97%
Top 10 Hldgs %
38.71%
Holding
344
New
28
Increased
69
Reduced
148
Closed
26

Top Buys

Rank Stock Value
1
AMAT icon
Applied Materials
AMAT
+$3.91M
2
EXP icon
Eagle Materials
EXP
+$2.53M
3
CELG
Celgene Corp
CELG
+$2.49M
4
DD icon
DuPont de Nemours
DD
+$1.79M
5
LUMN icon
Lumen
LUMN
+$1.76M

Top Sells

Rank Stock Value
1
FLO icon
Flowers Foods
FLO
+$3.71M
2
ESRX
Express Scripts Holding Company
ESRX
+$2.7M
3
FBIN icon
Fortune Brands Innovations
FBIN
+$2.52M
4
SNA icon
Snap-on
SNA
+$1.63M
5
TTEK icon
Tetra Tech
TTEK
+$1.57M

Sector Composition

Rank Sector Weight
1 Consumer Staples 37.31%
2 Industrials 9.71%
3 Healthcare 8.98%
4 Communication Services 7.54%
5 Technology 7.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
126
Intel
INTC
$513B
$1M 0.17%
27,641
-1,500
-5% -$53.7K
CB icon
127
Chubb
CB
$135B
$1M 0.17%
7,566
-300
-4% -$38.3K
TK icon
128
Teekay
TK
$985M
$980K 0.16%
+122,000
New +$939K
GNRC icon
129
Generac Holdings
GNRC
$12.5B
$978K 0.16%
24,000
+600
+3% +$23.8K
JWN
130
DELISTED
Nordstrom
JWN
$959K 0.16%
20,000
-10,000
-33% -$543K
SPYD icon
131
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.78B
$957K 0.16%
+27,446
New +$947K
CCI icon
132
Crown Castle
CCI
$32.2B
$954K 0.16%
11,000
+100
+0.9% +$8.76K
BLK icon
133
Blackrock
BLK
$176B
$948K 0.16%
+2,491
New +$914K
LKQ icon
134
LKQ Corp
LKQ
$6.29B
$946K 0.16%
30,850
+2,800
+10% +$91.3K
OMF icon
135
OneMain Financial
OMF
$7.47B
$941K 0.16%
+42,520
New +$1.04M
FANG icon
136
Diamondback Energy
FANG
$52.7B
$940K 0.16%
9,300
-400
-4% -$39.9K
YUM icon
137
Yum! Brands
YUM
$41.1B
$918K 0.15%
14,500
-7,061
-33% -$444K
AFL icon
138
Aflac
AFL
$62.6B
$914K 0.15%
26,268
-388
-1% -$13.7K
APC
139
DELISTED
Anadarko Petroleum
APC
$907K 0.15%
13,012
– –
IMAX icon
140
IMAX
IMAX
$2.66B
$904K 0.15%
28,775
-400
-1% -$12.5K
PM icon
141
Philip Morris
PM
$295B
$895K 0.15%
9,778
-100
-1% -$9.27K
BAX icon
142
Baxter International
BAX
$14.2B
$889K 0.15%
20,051
-1,299
-6% -$60.1K
NLSN
143
DELISTED
Nielsen Holdings plc
NLSN
$884K 0.15%
21,070
– –
NJR icon
144
New Jersey Resources
NJR
$5.58B
$877K 0.15%
+24,697
New +$838K
IP icon
145
International Paper
IP
$22B
$869K 0.14%
17,303
-3,062
-15% -$142K
KG
146
Kestrel Group
KG
$69M
$866K 0.14%
2,480
– –
UNH icon
147
UnitedHealth
UNH
$370B
$857K 0.14%
5,357
– –
CSX icon
148
CSX Corp
CSX
$93.1B
$852K 0.14%
71,160
– –
CWB icon
149
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
$846K 0.14%
18,538
-2,301
-11% -$105K
FLR icon
150
Fluor
FLR
$7.96B
$798K 0.13%
15,200
– –
4 5
6
7 8

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Wellington Shields Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Wellington Shields Capital Management held 344 positions worth $603M, up 5% from $574M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Wellington Shields Capital Management's Q4 2016 filing shows 28 new, 69 increased, 148 reduced and 26 closed positions. Its largest new stake was Applied Materials: 128,400 shares worth $4.14M. The largest sale was Flowers Foods, an estimated $3.71M.

By sector, the portfolio is most concentrated in Consumer Staples at 37% of assets, up from 34% a quarter earlier, followed by Industrials and Healthcare.

  • Wellington Shields Capital Management's largest Q4 2016 buy was Applied Materials: 128,400 shares worth $4.14M.
  • Wellington Shields Capital Management added most to Celgene Corp in Q4 2016, an estimated $2.49M increase.
  • Wellington Shields Capital Management's biggest Q4 2016 reduction was Flowers Foods, cutting an estimated $3.71M.
  • Wellington Shields Capital Management fully exited Textron in Q4 2016, selling an estimated $1.37M.
  • Wellington Shields Capital Management's ten largest holdings make up 39% of its $603M portfolio in Q4 2016.
  • Wellington Shields Capital Management opened 28 new positions and closed 26 in Q4 2016.
  • Wellington Shields Capital Management's portfolio value rose 5% quarter-over-quarter to $603M.

Based on Wellington Shields Capital Management's 13F filing for Q4 2016, filed 2 Feb 2017.