We are live on ! Find out more
WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
-3.31%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$603M
AUM Growth
-$36M
Cap. Flow
-$8.73M
Cap. Flow %
-1.45%
Top 10 Hldgs %
37.97%
Holding
391
New
27
Increased
89
Reduced
109
Closed
43

Top Buys

Rank Stock Value
1
PF
Pinnacle Foods, Inc.
PF
+$2.19M
2
IRDM icon
Iridium Communications
IRDM
+$1.59M
3
TPR icon
Tapestry
TPR
+$1.52M
4
IP icon
International Paper
IP
+$1.42M
5
TRN icon
Trinity Industries
TRN
+$1.32M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$2.27M
2
PNR icon
Pentair
PNR
+$1.8M
3
TUP
Tupperware Brands Corporation
TUP
+$1.46M
4
AVAV icon
AeroVironment
AVAV
+$1.28M
5
POT
Potash Corp Of Saskatchewan
POT
+$1.09M

Sector Composition

Rank Sector Weight
1 Consumer Staples 35.73%
2 Healthcare 10.58%
3 Energy 9.02%
4 Industrials 8.93%
5 Technology 8.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WEN icon
126
Wendy's
WEN
$1.46B
$1.02M 0.17%
123,900
-500
-0.4% -$4.1K
CVC
127
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$1.02M 0.17%
58,350
+48,350
+484% +$895K
FIA
128
DELISTED
FIAT SPA NEW ADS REP 1 ORD SH
FIA
$1.02M 0.17%
104,800
– –
VOD icon
129
Vodafone
VOD
$37.4B
$1.01M 0.17%
30,756
-3,136
-9% -$105K
ARRS
130
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$999K 0.17%
35,225
+1,100
+3% +$34.4K
TR icon
131
Tootsie Roll Industries
TR
$2.98B
$985K 0.16%
50,161
– –
ACN icon
132
Accenture
ACN
$108B
$980K 0.16%
12,050
– –
LLY icon
133
Eli Lilly
LLY
$1.06T
$955K 0.16%
14,733
-17
-0.1% -$1.08K
MAIN icon
134
Main Street Capital
MAIN
$5.48B
$935K 0.16%
30,500
+650
+2% +$20.8K
QCOM icon
135
Qualcomm
QCOM
$176B
$923K 0.15%
12,350
-2,600
-17% -$199K
NKE icon
136
Nike
NKE
$61.9B
$919K 0.15%
20,600
+200
+1% +$7.93K
PM icon
137
Philip Morris
PM
$295B
$905K 0.15%
10,853
-347
-3% -$29.3K
SZYM
138
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$902K 0.15%
120,868
+70,068
+138% +$654K
EMC
139
DELISTED
EMC CORPORATION
EMC
$898K 0.15%
30,703
-3,500
-10% -$101K
BBBY
140
DELISTED
Bed Bath & Beyond Inc
BBBY
$879K 0.15%
13,350
+3,525
+36% +$222K
PNR icon
141
Pentair
PNR
$11B
$877K 0.15%
19,932
-39,012
-66% -$1.8M
BREW
142
DELISTED
Craft Brew Alliance, Inc.
BREW
$874K 0.15%
60,704
– –
LUMN icon
143
Lumen
LUMN
$6.44B
$868K 0.14%
21,218
+10
+0% +$393
APA icon
144
APA Corp
APA
$13.2B
$864K 0.14%
9,205
– –
OUT icon
145
Outfront Media
OUT
$5.5B
$863K 0.14%
38,509
+7,279
+23% +$178K
RTX icon
146
RTX Corp
RTX
$301B
$861K 0.14%
12,958
+87
+0.7% +$5.97K
LCTX icon
147
Lineage Cell Therapeutics
LCTX
$278M
$857K 0.14%
338,250
+156,735
+86% +$377K
WTRG icon
148
Essential Utilities
WTRG
$11.4B
$849K 0.14%
36,101
-2,898
-7% -$70.8K
CELG
149
DELISTED
Celgene Corp
CELG
$825K 0.14%
8,700
– –
JWN
150
DELISTED
Nordstrom
JWN
$820K 0.14%
12,000
-3,000
-20% -$207K
4 5
6
7 8

Similar funds

BCP
Bain Capital Prairie Boston, Massachusetts $666M AUM
TAP
TSG Advice Partners Columbus, Ohio $667M AUM
MIA
MainStreet Investment Advisors Chicago, Illinois $665M AUM 18.62% 1-Year Est. Return
AGM
Alpine Global Management New York $668M AUM 20.22% 1-Year Est. Return
AWA
Artemis Wealth Advisors New York $662M AUM 39.67% 1-Year Est. Return
FAM
Fulcrum Asset Management London, United Kingdom $662M AUM 48.09% 1-Year Est. Return
LCM
Lonestar Capital Management San Francisco, California $671M AUM 72.56% 1-Year Est. Return
DC
Decheng Capital Menlo Park, California $661M AUM 299.97% 1-Year Est. Return

Wellington Shields Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Wellington Shields Capital Management held 391 positions worth $603M, down 5.6% from $639M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Wellington Shields Capital Management's Q3 2014 filing shows 27 new, 89 increased, 109 reduced and 43 closed positions. Its largest new stake was Pinnacle Foods, Inc.: 69,200 shares worth $2.26M. The largest sale was Crocs, an estimated $2.27M.

By sector, the portfolio is most concentrated in Consumer Staples at 36% of assets, down from 37% a quarter earlier, followed by Healthcare and Energy.

  • Wellington Shields Capital Management's largest Q3 2014 buy was Pinnacle Foods, Inc.: 69,200 shares worth $2.26M.
  • Wellington Shields Capital Management added most to Tapestry in Q3 2014, an estimated $1.52M increase.
  • Wellington Shields Capital Management's biggest Q3 2014 reduction was Pentair, cutting an estimated $1.8M.
  • Wellington Shields Capital Management fully exited Crocs in Q3 2014, selling an estimated $2.27M.
  • Wellington Shields Capital Management's ten largest holdings make up 38% of its $603M portfolio in Q3 2014.
  • Wellington Shields Capital Management opened 27 new positions and closed 43 in Q3 2014.
  • Wellington Shields Capital Management's portfolio value fell 5.6% quarter-over-quarter to $603M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2014, filed 13 Nov 2014.