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WSCM
Wellington Shields Capital Management Portfolio holdings
AUM
$666M
1-Year Est. Return
45.43%
This Fund
S&P 500
This Quarter
Est. Return
+3.92%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$523M
AUM Growth
-$42.5M
(-7.5%)
Cap. Flow
-$54.5M
Cap. Flow
% of AUM
-10.43%
Top 10 Holdings %
Top 10 Hldgs %
44.02%
Holding
383
New
41
Increased
82
Reduced
80
Closed
62
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Pfizer
PFE
|
+$2.76M |
| 2 |
Chefs' Warehouse
CHEF
|
+$1.89M |
| 3 |
Dana Inc
DAN
|
+$1.8M |
| 4 |
Coca-Cola
KO
|
+$1.57M |
| 5 |
Cleveland-Cliffs
CLF
|
+$1.43M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Energy Transfer Partners
ET
|
+$8.77M |
| 2 |
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
|
+$3.68M |
| 3 |
EEP
Enbridge Energy Partners
EEP
|
+$2.93M |
| 4 |
LNCE
Snyders-Lance, Inc.
LNCE
|
+$2.13M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$2.01M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 37.11% |
| 2 | Industrials | 9.98% |
| 3 | Energy | 9.72% |
| 4 | Healthcare | 9.64% |
| 5 | Technology | 6.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SLXP
126
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
| $866K | 0.17% |
12,954
+100
| +0.8% | +$6.89K |
|
127
APA Corp
APA
$13.2B
| $853K | 0.16% |
10,015
| – | – |
|
128
Suncor Energy
SU
$70.3B
| $811K | 0.16% |
22,675
-1,400
| -6% | -$46.6K |
|
129
KKR & Co
KKR
$92.3B
| $804K | 0.15% |
39,050
-4,000
| -9% | -$80.2K |
|
|
FST
130
DELISTED
FOREST OIL CORPORATION
FST
| $797K | 0.15% |
130,715
| – | – |
|
|
CMO
131
DELISTED
Capstead Mortgage Corp.
CMO
| $791K | 0.15% |
67,222
+6
| +0% | +$71 |
|
132
Freeport-McMoran
FCX
$97.5B
| $790K | 0.15% |
23,880
+3,600
| +18% | +$110K |
|
|
HLSS
133
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
| $788K | 0.15% |
35,800
-4,200
| -11% | -$99.6K |
|
134
iShares Preferred and Income Securities ETF
PFF
$13.3B
| $783K | 0.15% |
20,595
+11,670
| +131% | +$446K |
|
|
BREW
135
DELISTED
Craft Brew Alliance, Inc.
BREW
| $780K | 0.15% |
+58,060
| New | +$628K |
|
|
FRC
136
DELISTED
First Republic Bank
FRC
| $765K | 0.15% |
16,400
+2,900
| +21% | +$127K |
|
137
National Fuel Gas
NFG
$7.65B
| $763K | 0.15% |
11,100
| – | – |
|
138
Equifax
EFX
$21.4B
| $748K | 0.14% |
12,500
| – | – |
|
139
Norfolk Southern
NSC
$75.1B
| $735K | 0.14% |
9,500
| – | – |
|
140
Eli Lilly
LLY
$1.06T
| $730K | 0.14% |
14,503
-2,031
| -12% | -$106K |
|
141
Assured Guaranty
AGO
$3.34B
| $727K | 0.14% |
38,770
+14,170
| +58% | +$300K |
|
142
Wendy's
WEN
$1.46B
| $705K | 0.13% |
+83,100
| New | +$623K |
|
143
Allstate
ALL
$67.5B
| $704K | 0.13% |
+13,920
| New | +$700K |
|
144
Commault Systems
CVLT
$5.61B
| $690K | 0.13% |
7,850
| – | – |
|
145
Comcast
CMCSA
$90B
| $688K | 0.13% |
30,488
-12,000
| -28% | -$261K |
|
|
CELG
146
DELISTED
Celgene Corp
CELG
| $686K | 0.13% |
8,900
| – | – |
|
|
CHK
147
DELISTED
Chesapeake Energy Corporation
CHK
| $684K | 0.13% |
+140
| New | +$649K |
|
148
Applied Materials
AMAT
$428B
| $682K | 0.13% |
38,900
-3,000
| -7% | -$47.9K |
|
|
KRFT
149
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
| $665K | 0.13% |
12,679
+304
| +2% | +$16.7K |
|
150
Dominion Energy
D
$59.3B
| $656K | 0.13% |
10,500
| – | – |
|
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Wellington Shields Capital Management's Q3 2013 Portfolio in Review
As of Q3 2013, Wellington Shields Capital Management held 383 positions worth $523M, down 7.5% from $565M the previous quarter. Its ten largest holdings account for 44% of the portfolio.
Wellington Shields Capital Management withdrew a net $54.5M in Q3 2013, closing 62 positions and reducing 80 holdings. Its most notable exit was Energy Transfer Partners, an estimated $8.77M position sold in full.
By sector, the portfolio is most concentrated in Consumer Staples at 37% of assets, up from 35% a quarter earlier, followed by Industrials and Energy.
Against the trend, Wellington Shields Capital Management opened a new position in Chefs' Warehouse worth $2.03M.
- Wellington Shields Capital Management's largest Q3 2013 buy was Chefs' Warehouse: 88,056 shares worth $2.03M.
- Wellington Shields Capital Management added most to Pfizer in Q3 2013, an estimated $2.76M increase.
- Wellington Shields Capital Management's biggest Q3 2013 reduction was Snyders-Lance, Inc., cutting an estimated $2.13M.
- Wellington Shields Capital Management fully exited Energy Transfer Partners in Q3 2013, selling an estimated $8.77M.
- Wellington Shields Capital Management's ten largest holdings make up 44% of its $523M portfolio in Q3 2013.
- Wellington Shields Capital Management opened 41 new positions and closed 62 in Q3 2013.
- Wellington Shields Capital Management's portfolio value fell 7.5% quarter-over-quarter to $523M.
Based on Wellington Shields Capital Management's 13F filing for Q3 2013, filed 15 Nov 2013.