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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $788M
1-Year Est. Return 66.95%
This Fund
S&P 500
This Quarter Est. Return
+11.69%
1 Year Est. Return
+66.95%
3 Year Est. Return
+136.75%
5 Year Est. Return
+153.04%
10 Year Est. Return
+476.57%
AUM
$631M
AUM Growth
+$7.52M
Cap. Flow
-$45.8M
Cap. Flow %
-7.26%
Top 10 Hldgs %
46.6%
Holding
252
New
16
Increased
42
Reduced
77
Closed
28

Top Buys

Rank Stock Value
1
BE icon
Bloom Energy
BE
+$4.14M
2
CTEV
Claritev Corp
CTEV
+$3.37M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$3.17M
4
PSNL icon
Personalis
PSNL
+$2.48M
5
COHR icon
Coherent
COHR
+$2.19M

Top Sells

Rank Stock Value
1
TWOU
2U Inc
TWOU
+$5.1M
2
AAPL icon
Apple
AAPL
+$3.91M
3
AMZN icon
Amazon
AMZN
+$3.79M
4
MSFT icon
Microsoft
MSFT
+$3.32M
5
MOS icon
The Mosaic Company
MOS
+$2.92M

Sector Composition

Rank Sector Weight
1 Consumer Staples 29.31%
2 Technology 17.06%
3 Healthcare 14.87%
4 Financials 8.87%
5 Consumer Discretionary 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
101
Invesco QQQ Trust
QQQ
$479B
$983K 0.16%
3,539
-10,424
-75% -$2.83M
RDS.A
102
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$977K 0.16%
38,810
– –
JBLU icon
103
JetBlue
JBLU
$2.2B
$976K 0.15%
86,150
-733
-0.8% -$8.23K
SMG icon
104
ScottsMiracle-Gro
SMG
$3.58B
$956K 0.15%
6,250
+300
+5% +$46.4K
MDT icon
105
Medtronic
MDT
$115B
$950K 0.15%
9,140
-16
-0.2% -$1.61K
BIIB icon
106
Biogen
BIIB
$30.4B
$945K 0.15%
3,331
– –
CSCO icon
107
Cisco
CSCO
$477B
$943K 0.15%
23,932
-403
-2% -$17.6K
MCHP icon
108
Microchip Technology
MCHP
$44.7B
$912K 0.14%
17,742
– –
ENB icon
109
Enbridge
ENB
$113B
$911K 0.14%
31,203
+1,563
+5% +$49.2K
LOW icon
110
Lowe's Companies
LOW
$125B
$882K 0.14%
5,316
– –
PLD icon
111
Prologis
PLD
$132B
$859K 0.14%
8,535
-20
-0.2% -$2K
INTC icon
112
Intel
INTC
$492B
$858K 0.14%
16,578
-297
-2% -$15.4K
MCD icon
113
McDonald's
MCD
$193B
$854K 0.14%
3,892
-44
-1% -$9.03K
WEC icon
114
WEC Energy
WEC
$34.5B
$844K 0.13%
8,712
– –
YUM icon
115
Yum! Brands
YUM
$39.4B
$843K 0.13%
9,233
– –
PWR icon
116
Quanta Services
PWR
$101B
$814K 0.13%
15,400
– –
CODI icon
117
Compass Diversified
CODI
$921M
$799K 0.13%
41,920
– –
BA icon
118
Boeing
BA
$185B
$794K 0.13%
4,805
-9,625
-67% -$1.64M
MRK icon
119
Merck
MRK
$321B
$770K 0.12%
9,729
-8,969
-48% -$703K
GLW icon
120
Corning
GLW
$137B
$762K 0.12%
23,500
-166
-0.7% -$5.13K
MMM icon
121
3M
MMM
$94.5B
$745K 0.12%
5,561
– –
DOW icon
122
Dow Inc
DOW
$22.5B
$714K 0.11%
15,178
– –
SYY icon
123
Sysco
SYY
$40.3B
$709K 0.11%
11,400
+1,000
+10% +$58.2K
AVGO icon
124
Broadcom
AVGO
$2T
$698K 0.11%
19,160
– –
BAC icon
125
Bank of America
BAC
$447B
$678K 0.11%
28,145
-6,500
-19% -$162K
3 4
5
6 7

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Wellington Shields Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Wellington Shields Capital Management held 252 positions worth $631M, up 1.2% from $623M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Wellington Shields Capital Management withdrew a net $45.8M in Q3 2020, closing 28 positions and reducing 77 holdings. Its most notable exit was The Mosaic Company, an estimated $2.92M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 29% of assets, up from 27% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Wellington Shields Capital Management opened a new position in Bloom Energy worth $4.98M.

  • Wellington Shields Capital Management's largest Q3 2020 buy was Bloom Energy: 277,064 shares worth $4.98M.
  • Wellington Shields Capital Management added most to Claritev Corp in Q3 2020, an estimated $3.37M increase.
  • Wellington Shields Capital Management's biggest Q3 2020 reduction was 2U Inc, cutting an estimated $5.1M.
  • Wellington Shields Capital Management fully exited The Mosaic Company in Q3 2020, selling an estimated $2.92M.
  • Wellington Shields Capital Management's ten largest holdings make up 47% of its $631M portfolio in Q3 2020.
  • Wellington Shields Capital Management opened 16 new positions and closed 28 in Q3 2020.
  • Wellington Shields Capital Management's portfolio value rose 1.2% quarter-over-quarter to $631M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2020, filed 10 Nov 2020.