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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+5.69%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$651M
AUM Growth
+$36.2M
Cap. Flow
+$9.11M
Cap. Flow %
1.4%
Top 10 Hldgs %
40.15%
Holding
278
New
14
Increased
59
Reduced
82
Closed
15

Top Buys

Rank Stock Value
1
CG icon
Carlyle Group
CG
+$3.53M
2
HAIN icon
Hain Celestial
HAIN
+$3.22M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3M
4
AMD icon
Advanced Micro Devices
AMD
+$2.09M
5
PSN icon
Parsons
PSN
+$1.64M

Top Sells

Rank Stock Value
1
HE icon
Hawaiian Electric Industries
HE
+$3.69M
2
NTR icon
Nutrien
NTR
+$1.87M
3
ANDE icon
Andersons Inc
ANDE
+$1.57M
4
PGEN icon
Precigen
PGEN
+$1.24M
5
SXT icon
Sensient Technologies
SXT
+$960K

Sector Composition

Rank Sector Weight
1 Consumer Staples 26.49%
2 Technology 14.11%
3 Healthcare 13.02%
4 Industrials 9.48%
5 Financials 9.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
101
Philip Morris
PM
$295B
$1.31M 0.2%
15,349
-5,525
-26% -$455K
WMT icon
102
Walmart Inc
WMT
$890B
$1.3M 0.2%
32,712
-300
-0.9% -$11.9K
MGP
103
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$1.28M 0.2%
41,350
+5,650
+16% +$174K
VCSH icon
104
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$1.28M 0.2%
15,775
– –
NEE icon
105
NextEra Energy
NEE
$177B
$1.25M 0.19%
20,724
– –
HII icon
106
Huntington Ingalls Industries
HII
$12.8B
$1.24M 0.19%
4,950
+1,090
+28% +$258K
BIIB icon
107
Biogen
BIIB
$30.7B
$1.2M 0.18%
4,031
-215
-5% -$59.7K
CFG icon
108
Citizens Financial Group
CFG
$30.6B
$1.18M 0.18%
29,000
+4,000
+16% +$150K
WY icon
109
Weyerhaeuser
WY
$18.4B
$1.17M 0.18%
38,613
-2,300
-6% -$66.7K
MDLZ icon
110
Mondelez International
MDLZ
$79.9B
$1.15M 0.18%
20,860
-14,800
-42% -$792K
PPC icon
111
Pilgrim's Pride
PPC
$6.54B
$1.13M 0.17%
34,510
-900
-3% -$28K
CDW icon
112
CDW
CDW
$17B
$1.11M 0.17%
7,750
– –
VSAT icon
113
Viasat
VSAT
$11.1B
$1.11M 0.17%
15,108
+2,508
+20% +$179K
NKE icon
114
Nike
NKE
$61.9B
$1.09M 0.17%
10,812
-100
-0.9% -$9.43K
CODI icon
115
Compass Diversified
CODI
$828M
$1.07M 0.16%
42,920
– –
RITM icon
116
Rithm Capital
RITM
$5.69B
$1.04M 0.16%
64,650
-3,200
-5% -$50.2K
WPM icon
117
Wheaton Precious Metals
WPM
$60.9B
$1.03M 0.16%
34,650
– –
ROK icon
118
Rockwell Automation
ROK
$49B
$1.03M 0.16%
5,060
– –
INTC icon
119
Intel
INTC
$513B
$1.02M 0.16%
17,110
-100
-0.6% -$5.6K
LLY icon
120
Eli Lilly
LLY
$1.06T
$1.01M 0.16%
7,721
-400
-5% -$46.4K
GDX icon
121
VanEck Gold Miners ETF
GDX
$27.4B
$981K 0.15%
33,500
-850
-2% -$23.2K
SMG icon
122
ScottsMiracle-Gro
SMG
$3.66B
$972K 0.15%
9,150
– –
FANG icon
123
Diamondback Energy
FANG
$52.7B
$970K 0.15%
10,450
– –
STWD icon
124
Starwood Property Trust
STWD
$6.09B
$956K 0.15%
38,474
+3,301
+9% +$80.8K
SUN icon
125
Sunoco
SUN
$13.3B
$946K 0.15%
30,918
+118
+0.4% +$3.72K
3 4
5
6 7

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Wellington Shields Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Wellington Shields Capital Management held 278 positions worth $651M, up 5.9% from $615M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Wellington Shields Capital Management's Q4 2019 filing shows 14 new, 59 increased, 82 reduced and 15 closed positions. Its largest new stake was Carlyle Group: 124,945 shares worth $4.01M. The largest sale was Hawaiian Electric Industries, an estimated $3.69M.

By sector, the portfolio is most concentrated in Consumer Staples at 26% of assets, down from 29% a quarter earlier, followed by Technology and Healthcare.

  • Wellington Shields Capital Management's largest Q4 2019 buy was Carlyle Group: 124,945 shares worth $4.01M.
  • Wellington Shields Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2019, an estimated $3M increase.
  • Wellington Shields Capital Management's biggest Q4 2019 reduction was Precigen, cutting an estimated $1.24M.
  • Wellington Shields Capital Management fully exited Hawaiian Electric Industries in Q4 2019, selling an estimated $3.69M.
  • Wellington Shields Capital Management's ten largest holdings make up 40% of its $651M portfolio in Q4 2019.
  • Wellington Shields Capital Management opened 14 new positions and closed 15 in Q4 2019.
  • Wellington Shields Capital Management's portfolio value rose 5.9% quarter-over-quarter to $651M.

Based on Wellington Shields Capital Management's 13F filing for Q4 2019, filed 11 Feb 2020.