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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+9.29%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$603M
AUM Growth
+$28.6M
Cap. Flow
-$11.9M
Cap. Flow %
-1.97%
Top 10 Hldgs %
38.71%
Holding
344
New
28
Increased
69
Reduced
148
Closed
26

Top Buys

Rank Stock Value
1
AMAT icon
Applied Materials
AMAT
+$3.91M
2
EXP icon
Eagle Materials
EXP
+$2.53M
3
CELG
Celgene Corp
CELG
+$2.49M
4
DD icon
DuPont de Nemours
DD
+$1.79M
5
LUMN icon
Lumen
LUMN
+$1.76M

Top Sells

Rank Stock Value
1
FLO icon
Flowers Foods
FLO
+$3.71M
2
ESRX
Express Scripts Holding Company
ESRX
+$2.7M
3
FBIN icon
Fortune Brands Innovations
FBIN
+$2.52M
4
SNA icon
Snap-on
SNA
+$1.63M
5
TTEK icon
Tetra Tech
TTEK
+$1.57M

Sector Composition

Rank Sector Weight
1 Consumer Staples 37.31%
2 Industrials 9.71%
3 Healthcare 8.98%
4 Communication Services 7.54%
5 Technology 7.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LW icon
101
Lamb Weston
LW
$7.19B
$1.39M 0.23%
+36,807
New +$1.25M
AXP icon
102
American Express
AXP
$230B
$1.38M 0.23%
18,611
– –
DUK icon
103
Duke Energy
DUK
$97.3B
$1.37M 0.23%
17,687
– –
MAIN icon
104
Main Street Capital
MAIN
$5.48B
$1.31M 0.22%
35,700
+50
+0.1% +$1.77K
LLY icon
105
Eli Lilly
LLY
$1.06T
$1.3M 0.22%
17,632
+700
+4% +$52.1K
BIIB icon
106
Biogen
BIIB
$30.7B
$1.2M 0.2%
4,219
– –
PANW icon
107
Palo Alto Networks
PANW
$297B
$1.19M 0.2%
56,850
-750
-1% -$18K
RTX icon
108
RTX Corp
RTX
$301B
$1.18M 0.2%
17,150
-564
-3% -$37.4K
VTRS icon
109
Viatris
VTRS
$18.9B
$1.18M 0.2%
31,000
+6,450
+26% +$240K
ABT icon
110
Abbott
ABT
$187B
$1.17M 0.19%
30,318
– –
TXN icon
111
Texas Instruments
TXN
$261B
$1.13M 0.19%
15,535
– –
FNGN
112
DELISTED
Financial Engines, Inc.
FNGN
$1.13M 0.19%
30,750
– –
AXON
113
Axon Enterprise
AXON
$46.4B
$1.12M 0.19%
46,030
-500
-1% -$12.3K
GRMN
114
Garmin
GRMN
$60B
$1.11M 0.18%
23,000
+13,000
+130% +$647K
FNF icon
115
Fidelity National Financial
FNF
$13.5B
$1.11M 0.18%
47,258
-27,905
-37% -$669K
GLD icon
116
SPDR Gold Trust
GLD
$141B
$1.09M 0.18%
9,940
-1,500
-13% -$174K
KMI icon
117
Kinder Morgan
KMI
$68.7B
$1.08M 0.18%
52,372
-7,738
-13% -$164K
CVA
118
DELISTED
Covanta Holding Corporation
CVA
$1.06M 0.18%
67,950
-8,150
-11% -$121K
EMR icon
119
Emerson Electric
EMR
$88.3B
$1.06M 0.18%
18,950
-300
-2% -$16.1K
CRM icon
120
Salesforce
CRM
$158B
$1.05M 0.17%
15,300
-4,950
-24% -$359K
UL icon
121
Unilever
UL
$136B
$1.04M 0.17%
+22,711
New +$1.06M
WTRG icon
122
Essential Utilities
WTRG
$11.4B
$1.04M 0.17%
34,601
– –
TIME
123
DELISTED
Time Inc.
TIME
$1.03M 0.17%
57,686
+1,000
+2% +$14.8K
WBA
124
DELISTED
Walgreens Boots Alliance
WBA
$1.02M 0.17%
12,300
+4,300
+54% +$356K
IRDM icon
125
Iridium Communications
IRDM
$5.29B
$1.01M 0.17%
105,430
-2,000
-2% -$17.8K
3 4
5
6 7

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MIA
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AGM
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AWA
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FAM
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LCM
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DC
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Wellington Shields Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Wellington Shields Capital Management held 344 positions worth $603M, up 5% from $574M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Wellington Shields Capital Management's Q4 2016 filing shows 28 new, 69 increased, 148 reduced and 26 closed positions. Its largest new stake was Applied Materials: 128,400 shares worth $4.14M. The largest sale was Flowers Foods, an estimated $3.71M.

By sector, the portfolio is most concentrated in Consumer Staples at 37% of assets, up from 34% a quarter earlier, followed by Industrials and Healthcare.

  • Wellington Shields Capital Management's largest Q4 2016 buy was Applied Materials: 128,400 shares worth $4.14M.
  • Wellington Shields Capital Management added most to Celgene Corp in Q4 2016, an estimated $2.49M increase.
  • Wellington Shields Capital Management's biggest Q4 2016 reduction was Flowers Foods, cutting an estimated $3.71M.
  • Wellington Shields Capital Management fully exited Textron in Q4 2016, selling an estimated $1.37M.
  • Wellington Shields Capital Management's ten largest holdings make up 39% of its $603M portfolio in Q4 2016.
  • Wellington Shields Capital Management opened 28 new positions and closed 26 in Q4 2016.
  • Wellington Shields Capital Management's portfolio value rose 5% quarter-over-quarter to $603M.

Based on Wellington Shields Capital Management's 13F filing for Q4 2016, filed 2 Feb 2017.