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WSCM
Wellington Shields Capital Management Portfolio holdings
AUM
$666M
1-Year Est. Return
45.43%
This Fund
S&P 500
This Quarter
Est. Return
+3.92%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$523M
AUM Growth
-$42.5M
(-7.5%)
Cap. Flow
-$54.5M
Cap. Flow
% of AUM
-10.43%
Top 10 Holdings %
Top 10 Hldgs %
44.02%
Holding
383
New
41
Increased
82
Reduced
80
Closed
62
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Pfizer
PFE
|
+$2.76M |
| 2 |
Chefs' Warehouse
CHEF
|
+$1.89M |
| 3 |
Dana Inc
DAN
|
+$1.8M |
| 4 |
Coca-Cola
KO
|
+$1.57M |
| 5 |
Cleveland-Cliffs
CLF
|
+$1.43M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Energy Transfer Partners
ET
|
+$8.77M |
| 2 |
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
|
+$3.68M |
| 3 |
EEP
Enbridge Energy Partners
EEP
|
+$2.93M |
| 4 |
LNCE
Snyders-Lance, Inc.
LNCE
|
+$2.13M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$2.01M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 37.11% |
| 2 | Industrials | 9.98% |
| 3 | Energy | 9.72% |
| 4 | Healthcare | 9.64% |
| 5 | Technology | 6.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Bank of America
BAC
$442B
| $1.08M | 0.21% |
78,146
+6,000
| +8% | +$85.7K |
|
|
APC
102
DELISTED
Anadarko Petroleum
APC
| $1.07M | 0.2% |
11,512
| – | – |
|
103
Lumen
LUMN
$6.44B
| $1.06M | 0.2% |
33,881
-2,813
| -8% | -$95.7K |
|
104
Seagate
STX
$184B
| $1.05M | 0.2% |
24,000
-9,450
| -28% | -$397K |
|
105
State Street SPDR S&P Dividend ETF
SDY
$23.9B
| $1.04M | 0.2% |
15,135
+175
| +1% | +$12.1K |
|
106
Broadridge
BR
$19B
| $1.04M | 0.2% |
32,828
+7,830
| +31% | +$233K |
|
107
Novartis
NVS
$297B
| $1.04M | 0.2% |
15,107
+669
| +5% | +$44.3K |
|
108
Tootsie Roll Industries
TR
$2.98B
| $1.04M | 0.2% |
49,437
+2,497
| +5% | +$55.5K |
|
109
iShares Select Dividend ETF
DVY
$23.6B
| $1.04M | 0.2% |
15,610
+2,115
| +16% | +$141K |
|
110
Williams Companies
WMB
$86.1B
| $1.03M | 0.2% |
28,396
-5,800
| -17% | -$203K |
|
111
Boeing
BA
$185B
| $1.01M | 0.19% |
8,600
| – | – |
|
|
WBA
112
DELISTED
Walgreens Boots Alliance
WBA
| $1.01M | 0.19% |
18,700
-750
| -4% | -$37.7K |
|
113
Golub Capital BDC
GBDC
$3.42B
| $982K | 0.19% |
57,880
-17,409
| -23% | -$300K |
|
114
Philip Morris
PM
$295B
| $977K | 0.19% |
11,286
+67
| +0.6% | +$5.86K |
|
115
Goldman Sachs
GS
$303B
| $973K | 0.19% |
6,150
| – | – |
|
116
Essential Utilities
WTRG
$11.4B
| $964K | 0.18% |
38,983
+2
| +0% | +$51 |
|
117
Intel
INTC
$513B
| $962K | 0.18% |
41,956
+2,400
| +6% | +$55.3K |
|
118
RTX Corp
RTX
$301B
| $949K | 0.18% |
13,983
| – | – |
|
119
Tejon Ranch
TRC
$451M
| $942K | 0.18% |
+31,446
| New | +$955K |
|
120
Digi International
DGII
$3.1B
| $941K | 0.18% |
94,200
-49,757
| -35% | -$486K |
|
121
Nike
NKE
$61.9B
| $937K | 0.18% |
25,800
-2,600
| -9% | -$84.9K |
|
122
Cboe Global Markets
CBOE
$29.9B
| $918K | 0.18% |
20,300
| – | – |
|
123
Accenture
ACN
$108B
| $909K | 0.17% |
12,350
+1,200
| +11% | +$88.8K |
|
124
Tractor Supply
TSCO
$18B
| $893K | 0.17% |
66,500
| – | – |
|
|
CHS
125
DELISTED
Chicos FAS, Inc.
CHS
| $888K | 0.17% |
53,300
-35,100
| -40% | -$579K |
|
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Wellington Shields Capital Management's Q3 2013 Portfolio in Review
As of Q3 2013, Wellington Shields Capital Management held 383 positions worth $523M, down 7.5% from $565M the previous quarter. Its ten largest holdings account for 44% of the portfolio.
Wellington Shields Capital Management withdrew a net $54.5M in Q3 2013, closing 62 positions and reducing 80 holdings. Its most notable exit was Energy Transfer Partners, an estimated $8.77M position sold in full.
By sector, the portfolio is most concentrated in Consumer Staples at 37% of assets, up from 35% a quarter earlier, followed by Industrials and Energy.
Against the trend, Wellington Shields Capital Management opened a new position in Chefs' Warehouse worth $2.03M.
- Wellington Shields Capital Management's largest Q3 2013 buy was Chefs' Warehouse: 88,056 shares worth $2.03M.
- Wellington Shields Capital Management added most to Pfizer in Q3 2013, an estimated $2.76M increase.
- Wellington Shields Capital Management's biggest Q3 2013 reduction was Snyders-Lance, Inc., cutting an estimated $2.13M.
- Wellington Shields Capital Management fully exited Energy Transfer Partners in Q3 2013, selling an estimated $8.77M.
- Wellington Shields Capital Management's ten largest holdings make up 44% of its $523M portfolio in Q3 2013.
- Wellington Shields Capital Management opened 41 new positions and closed 62 in Q3 2013.
- Wellington Shields Capital Management's portfolio value fell 7.5% quarter-over-quarter to $523M.
Based on Wellington Shields Capital Management's 13F filing for Q3 2013, filed 15 Nov 2013.