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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $788M
1-Year Est. Return 66.95%
This Fund
S&P 500
This Quarter Est. Return
+11.69%
1 Year Est. Return
+66.95%
3 Year Est. Return
+136.75%
5 Year Est. Return
+153.04%
10 Year Est. Return
+476.57%
AUM
$631M
AUM Growth
+$7.52M
Cap. Flow
-$45.8M
Cap. Flow %
-7.26%
Top 10 Hldgs %
46.6%
Holding
252
New
16
Increased
42
Reduced
77
Closed
28

Top Buys

Rank Stock Value
1
BE icon
Bloom Energy
BE
+$4.14M
2
CTEV
Claritev Corp
CTEV
+$3.37M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$3.17M
4
PSNL icon
Personalis
PSNL
+$2.48M
5
COHR icon
Coherent
COHR
+$2.19M

Top Sells

Rank Stock Value
1
TWOU
2U Inc
TWOU
+$5.1M
2
AAPL icon
Apple
AAPL
+$3.91M
3
AMZN icon
Amazon
AMZN
+$3.79M
4
MSFT icon
Microsoft
MSFT
+$3.32M
5
MOS icon
The Mosaic Company
MOS
+$2.92M

Sector Composition

Rank Sector Weight
1 Consumer Staples 29.31%
2 Technology 17.06%
3 Healthcare 14.87%
4 Financials 8.87%
5 Consumer Discretionary 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UEIC icon
76
Universal Electronics
UEIC
$74M
$1.59M 0.25%
42,037
-13,680
-25% -$594K
MAR icon
77
Marriott International
MAR
$91.1B
$1.51M 0.24%
16,355
+2,210
+16% +$208K
TXN icon
78
Texas Instruments
TXN
$261B
$1.5M 0.24%
10,510
-22
-0.2% -$2.99K
IBM icon
79
IBM
IBM
$224B
$1.46M 0.23%
12,529
+1
+0% +$118
NEE icon
80
NextEra Energy
NEE
$178B
$1.44M 0.23%
20,784
– –
CVX icon
81
Chevron
CVX
$383B
$1.43M 0.23%
19,846
-333
-2% -$28K
COF icon
82
Capital One
COF
$135B
$1.41M 0.22%
19,556
+1,846
+10% +$123K
XHB icon
83
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
$1.4M 0.22%
+25,925
New +$1.31M
CI icon
84
Cigna
CI
$72.1B
$1.39M 0.22%
8,178
+1,565
+24% +$275K
CCI icon
85
Crown Castle
CCI
$31.4B
$1.35M 0.21%
8,082
+5,240
+184% +$865K
VCSH icon
86
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$1.31M 0.21%
15,775
– –
C icon
87
Citigroup
C
$228B
$1.28M 0.2%
29,781
+11,030
+59% +$549K
LIN icon
88
Linde
LIN
$228B
$1.22M 0.19%
+5,105
New +$1.24M
PSN icon
89
Parsons
PSN
$5.12B
$1.17M 0.19%
34,900
+3,000
+9% +$104K
ROK icon
90
Rockwell Automation
ROK
$49.5B
$1.12M 0.18%
5,060
– –
DE icon
91
Deere & Co
DE
$167B
$1.11M 0.18%
5,028
– –
PM icon
92
Philip Morris
PM
$288B
$1.11M 0.18%
14,850
-23
-0.2% -$1.77K
CFG icon
93
Citizens Financial Group
CFG
$30.6B
$1.11M 0.18%
44,000
– –
BAX icon
94
Baxter International
BAX
$14.3B
$1.09M 0.17%
13,550
-3,072
-18% -$258K
NKE icon
95
Nike
NKE
$61.2B
$1.05M 0.17%
8,394
-96
-1% -$10.3K
EFX icon
96
Equifax
EFX
$21.4B
$1.01M 0.16%
6,438
– –
LLY icon
97
Eli Lilly
LLY
$1.09T
$1.01M 0.16%
6,821
-23
-0.3% -$3.56K
WY icon
98
Weyerhaeuser
WY
$18.3B
$993K 0.16%
34,813
– –
XLB icon
99
State Street Materials Select Sector SPDR ETF
XLB
$8.75B
$993K 0.16%
+31,200
New +$969K
BXMT icon
100
Blackstone Mortgage Trust
BXMT
$2.39B
$983K 0.16%
44,740
-45,527
-50% -$1.07M
2 3
4
5 6

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Wellington Shields Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Wellington Shields Capital Management held 252 positions worth $631M, up 1.2% from $623M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Wellington Shields Capital Management withdrew a net $45.8M in Q3 2020, closing 28 positions and reducing 77 holdings. Its most notable exit was The Mosaic Company, an estimated $2.92M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 29% of assets, up from 27% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Wellington Shields Capital Management opened a new position in Bloom Energy worth $4.98M.

  • Wellington Shields Capital Management's largest Q3 2020 buy was Bloom Energy: 277,064 shares worth $4.98M.
  • Wellington Shields Capital Management added most to Claritev Corp in Q3 2020, an estimated $3.37M increase.
  • Wellington Shields Capital Management's biggest Q3 2020 reduction was 2U Inc, cutting an estimated $5.1M.
  • Wellington Shields Capital Management fully exited The Mosaic Company in Q3 2020, selling an estimated $2.92M.
  • Wellington Shields Capital Management's ten largest holdings make up 47% of its $631M portfolio in Q3 2020.
  • Wellington Shields Capital Management opened 16 new positions and closed 28 in Q3 2020.
  • Wellington Shields Capital Management's portfolio value rose 1.2% quarter-over-quarter to $631M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2020, filed 10 Nov 2020.