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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+9.29%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$603M
AUM Growth
+$28.6M
Cap. Flow
-$11.9M
Cap. Flow %
-1.97%
Top 10 Hldgs %
38.71%
Holding
344
New
28
Increased
69
Reduced
148
Closed
26

Top Buys

Rank Stock Value
1
AMAT icon
Applied Materials
AMAT
+$3.91M
2
EXP icon
Eagle Materials
EXP
+$2.53M
3
CELG
Celgene Corp
CELG
+$2.49M
4
DD icon
DuPont de Nemours
DD
+$1.79M
5
LUMN icon
Lumen
LUMN
+$1.76M

Top Sells

Rank Stock Value
1
FLO icon
Flowers Foods
FLO
+$3.71M
2
ESRX
Express Scripts Holding Company
ESRX
+$2.7M
3
FBIN icon
Fortune Brands Innovations
FBIN
+$2.52M
4
SNA icon
Snap-on
SNA
+$1.63M
5
TTEK icon
Tetra Tech
TTEK
+$1.57M

Sector Composition

Rank Sector Weight
1 Consumer Staples 37.31%
2 Industrials 9.71%
3 Healthcare 8.98%
4 Communication Services 7.54%
5 Technology 7.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLL
76
DELISTED
L3 Technologies, Inc.
LLL
$1.76M 0.29%
11,581
-124
-1% -$18.7K
ACN icon
77
Accenture
ACN
$108B
$1.76M 0.29%
15,010
+100
+0.7% +$11.9K
BR icon
78
Broadridge
BR
$19B
$1.75M 0.29%
26,428
-2,050
-7% -$133K
MIC
79
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$1.74M 0.29%
21,250
-50
-0.2% -$4.1K
GD icon
80
General Dynamics
GD
$106B
$1.73M 0.29%
10,025
+50
+0.5% +$8.18K
QQQ icon
81
Invesco QQQ Trust
QQQ
$484B
$1.72M 0.28%
14,490
+35
+0.2% +$4.13K
ILMN icon
82
Illumina
ILMN
$28.4B
$1.68M 0.28%
13,455
– –
ZBH icon
83
Zimmer Biomet
ZBH
$18.4B
$1.66M 0.28%
16,562
-1,339
-7% -$144K
JEF icon
84
Jefferies Financial Group
JEF
$13.1B
$1.64M 0.27%
+78,869
New +$1.47M
GM icon
85
General Motors
GM
$76.8B
$1.63M 0.27%
46,820
+38,400
+456% +$1.29M
HON icon
86
Honeywell
HON
$78B
$1.63M 0.27%
15,572
+807
+5% +$82.1K
UNP icon
87
Union Pacific
UNP
$174B
$1.63M 0.27%
15,710
-2,800
-15% -$275K
CSCO icon
88
Cisco
CSCO
$479B
$1.62M 0.27%
53,500
-24,450
-31% -$745K
DVY icon
89
iShares Select Dividend ETF
DVY
$23.6B
$1.56M 0.26%
17,629
+619
+4% +$53.3K
V icon
90
Visa
V
$677B
$1.54M 0.25%
19,704
-7,999
-29% -$643K
MET icon
91
MetLife
MET
$62.1B
$1.54M 0.25%
+31,977
New +$1.47M
CHSP
92
DELISTED
Chesapeake Lodging Trust
CHSP
$1.52M 0.25%
58,895
-730
-1% -$17.3K
ROST icon
93
Ross Stores
ROST
$81.9B
$1.49M 0.25%
22,650
-700
-3% -$45.8K
WWAV
94
DELISTED
The WhiteWave Foods Company
WWAV
$1.46M 0.24%
26,186
– –
NLY icon
95
Annaly Capital Management
NLY
$17.4B
$1.46M 0.24%
36,474
+779
+2% +$31.7K
F icon
96
Ford
F
$55.7B
$1.45M 0.24%
119,470
-32,050
-21% -$389K
CMP icon
97
Compass Minerals
CMP
$1.15B
$1.44M 0.24%
18,390
+7,750
+73% +$589K
FRC
98
DELISTED
First Republic Bank
FRC
$1.42M 0.23%
15,360
-150
-1% -$12.2K
VCSH icon
99
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.41M 0.23%
17,750
+10,300
+138% +$822K
BP icon
100
BP
BP
$107B
$1.4M 0.23%
43,648
-8,474
-16% -$255K
2 3
4
5 6

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MIA
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AGM
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AWA
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FAM
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LCM
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DC
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Wellington Shields Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Wellington Shields Capital Management held 344 positions worth $603M, up 5% from $574M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Wellington Shields Capital Management's Q4 2016 filing shows 28 new, 69 increased, 148 reduced and 26 closed positions. Its largest new stake was Applied Materials: 128,400 shares worth $4.14M. The largest sale was Flowers Foods, an estimated $3.71M.

By sector, the portfolio is most concentrated in Consumer Staples at 37% of assets, up from 34% a quarter earlier, followed by Industrials and Healthcare.

  • Wellington Shields Capital Management's largest Q4 2016 buy was Applied Materials: 128,400 shares worth $4.14M.
  • Wellington Shields Capital Management added most to Celgene Corp in Q4 2016, an estimated $2.49M increase.
  • Wellington Shields Capital Management's biggest Q4 2016 reduction was Flowers Foods, cutting an estimated $3.71M.
  • Wellington Shields Capital Management fully exited Textron in Q4 2016, selling an estimated $1.37M.
  • Wellington Shields Capital Management's ten largest holdings make up 39% of its $603M portfolio in Q4 2016.
  • Wellington Shields Capital Management opened 28 new positions and closed 26 in Q4 2016.
  • Wellington Shields Capital Management's portfolio value rose 5% quarter-over-quarter to $603M.

Based on Wellington Shields Capital Management's 13F filing for Q4 2016, filed 2 Feb 2017.