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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
-3.31%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$603M
AUM Growth
-$36M
Cap. Flow
-$8.73M
Cap. Flow %
-1.45%
Top 10 Hldgs %
37.97%
Holding
391
New
27
Increased
89
Reduced
109
Closed
43

Top Buys

Rank Stock Value
1
PF
Pinnacle Foods, Inc.
PF
+$2.19M
2
IRDM icon
Iridium Communications
IRDM
+$1.59M
3
TPR icon
Tapestry
TPR
+$1.52M
4
IP icon
International Paper
IP
+$1.42M
5
TRN icon
Trinity Industries
TRN
+$1.32M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$2.27M
2
PNR icon
Pentair
PNR
+$1.8M
3
TUP
Tupperware Brands Corporation
TUP
+$1.46M
4
AVAV icon
AeroVironment
AVAV
+$1.28M
5
POT
Potash Corp Of Saskatchewan
POT
+$1.09M

Sector Composition

Rank Sector Weight
1 Consumer Staples 35.73%
2 Healthcare 10.58%
3 Energy 9.02%
4 Industrials 8.93%
5 Technology 8.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WU icon
76
Western Union
WU
$2.21B
$1.6M 0.27%
100,000
+11,800
+13% +$203K
SRCL
77
DELISTED
Stericycle Inc
SRCL
$1.59M 0.26%
13,670
– –
BP icon
78
BP
BP
$107B
$1.58M 0.26%
44,092
+24,117
+121% +$955K
UNP icon
79
Union Pacific
UNP
$174B
$1.57M 0.26%
14,480
– –
TRN icon
80
Trinity Industries
TRN
$2.38B
$1.55M 0.26%
46,115
+39,726
+622% +$1.32M
CASI
81
DELISTED
CASI Pharmaceuticals
CASI
$1.52M 0.25%
85,171
+7,655
+10% +$136K
NOV icon
82
NOV
NOV
$7B
$1.52M 0.25%
20,000
+100
+0.5% +$8.27K
K
83
DELISTED
Kellanova
K
$1.51M 0.25%
26,095
-5,111
-16% -$308K
BRK.B icon
84
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.5M 0.25%
10,848
– –
BIIB icon
85
Biogen
BIIB
$30.7B
$1.5M 0.25%
4,519
– –
PANW icon
86
Palo Alto Networks
PANW
$297B
$1.48M 0.24%
+90,300
New +$1.3M
BAC icon
87
Bank of America
BAC
$442B
$1.45M 0.24%
85,277
+16,650
+24% +$265K
CSCO icon
88
Cisco
CSCO
$479B
$1.45M 0.24%
57,650
+4,000
+7% +$101K
ARCC icon
89
Ares Capital
ARCC
$14.4B
$1.45M 0.24%
89,660
+54,860
+158% +$927K
LNCO
90
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$1.44M 0.24%
49,650
+6,220
+14% +$188K
DUK icon
91
Duke Energy
DUK
$97.3B
$1.43M 0.24%
19,153
-66
-0.3% -$4.82K
ING icon
92
ING
ING
$102B
$1.41M 0.23%
99,550
-800
-0.8% -$11K
SYNT
93
DELISTED
Syntel Inc
SYNT
$1.39M 0.23%
31,700
– –
FCX icon
94
Freeport-McMoran
FCX
$97.5B
$1.38M 0.23%
42,380
+3,900
+10% +$142K
SLXP
95
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$1.38M 0.23%
8,854
-4,695
-35% -$681K
WDFC icon
96
WD-40
WDFC
$3.15B
$1.38M 0.23%
20,320
+5,400
+36% +$375K
AA icon
97
Alcoa
AA
$13.2B
$1.37M 0.23%
35,543
-21,328
-38% -$836K
CMO
98
DELISTED
Capstead Mortgage Corp.
CMO
$1.37M 0.23%
112,245
+6
+0% +$78
SCL icon
99
Stepan Co
SCL
$1.48B
$1.37M 0.23%
30,800
– –
CB
100
DELISTED
CHUBB CORPORATION
CB
$1.37M 0.23%
15,000
+8,000
+114% +$729K
2 3
4
5 6

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AGM
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AWA
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FAM
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LCM
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DC
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Wellington Shields Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Wellington Shields Capital Management held 391 positions worth $603M, down 5.6% from $639M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Wellington Shields Capital Management's Q3 2014 filing shows 27 new, 89 increased, 109 reduced and 43 closed positions. Its largest new stake was Pinnacle Foods, Inc.: 69,200 shares worth $2.26M. The largest sale was Crocs, an estimated $2.27M.

By sector, the portfolio is most concentrated in Consumer Staples at 36% of assets, down from 37% a quarter earlier, followed by Healthcare and Energy.

  • Wellington Shields Capital Management's largest Q3 2014 buy was Pinnacle Foods, Inc.: 69,200 shares worth $2.26M.
  • Wellington Shields Capital Management added most to Tapestry in Q3 2014, an estimated $1.52M increase.
  • Wellington Shields Capital Management's biggest Q3 2014 reduction was Pentair, cutting an estimated $1.8M.
  • Wellington Shields Capital Management fully exited Crocs in Q3 2014, selling an estimated $2.27M.
  • Wellington Shields Capital Management's ten largest holdings make up 38% of its $603M portfolio in Q3 2014.
  • Wellington Shields Capital Management opened 27 new positions and closed 43 in Q3 2014.
  • Wellington Shields Capital Management's portfolio value fell 5.6% quarter-over-quarter to $603M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2014, filed 13 Nov 2014.