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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $788M
1-Year Est. Return 66.95%
This Fund
S&P 500
This Quarter Est. Return
+11.69%
1 Year Est. Return
+66.95%
3 Year Est. Return
+136.75%
5 Year Est. Return
+153.04%
10 Year Est. Return
+476.57%
AUM
$631M
AUM Growth
+$7.52M
Cap. Flow
-$45.8M
Cap. Flow %
-7.26%
Top 10 Hldgs %
46.6%
Holding
252
New
16
Increased
42
Reduced
77
Closed
28

Top Buys

Rank Stock Value
1
BE icon
Bloom Energy
BE
+$4.14M
2
CTEV
Claritev Corp
CTEV
+$3.37M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$3.17M
4
PSNL icon
Personalis
PSNL
+$2.48M
5
COHR icon
Coherent
COHR
+$2.19M

Top Sells

Rank Stock Value
1
TWOU
2U Inc
TWOU
+$5.1M
2
AAPL icon
Apple
AAPL
+$3.91M
3
AMZN icon
Amazon
AMZN
+$3.79M
4
MSFT icon
Microsoft
MSFT
+$3.32M
5
MOS icon
The Mosaic Company
MOS
+$2.92M

Sector Composition

Rank Sector Weight
1 Consumer Staples 29.31%
2 Technology 17.06%
3 Healthcare 14.87%
4 Financials 8.87%
5 Consumer Discretionary 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
51
Coca-Cola
KO
$374B
$2.42M 0.38%
49,038
-910
-2% -$43.8K
AXP icon
52
American Express
AXP
$229B
$2.42M 0.38%
24,106
-7,729
-24% -$760K
ABBV icon
53
AbbVie
ABBV
$438B
$2.4M 0.38%
27,451
-198
-0.7% -$18.6K
CMCSA icon
54
Comcast
CMCSA
$89.4B
$2.26M 0.36%
48,935
-29,846
-38% -$1.3M
CSX icon
55
CSX Corp
CSX
$92.8B
$2.22M 0.35%
85,878
+1,200
+1% +$29.6K
RTX icon
56
RTX Corp
RTX
$302B
$2.21M 0.35%
38,428
-41,417
-52% -$2.52M
SNA icon
57
Snap-on
SNA
$21.3B
$2.21M 0.35%
15,000
– –
CASI
58
DELISTED
CASI Pharmaceuticals
CASI
$2.18M 0.35%
142,473
+10,298
+8% +$194K
UNH icon
59
UnitedHealth
UNH
$371B
$2.17M 0.34%
6,951
– –
BKNG icon
60
Booking.com
BKNG
$160B
$2.15M 0.34%
31,450
+2,750
+10% +$193K
SII
61
Sprott
SII
$2.97B
$2.12M 0.34%
62,120
– –
CG icon
62
Carlyle Group
CG
$17.2B
$2.1M 0.33%
85,133
-61,659
-42% -$1.66M
PEP icon
63
PepsiCo
PEP
$188B
$2.1M 0.33%
15,112
+86
+0.6% +$11.7K
T icon
64
AT&T
T
$165B
$2.08M 0.33%
96,753
-9,125
-9% -$204K
COHR icon
65
Coherent
COHR
$63.6B
$2.01M 0.32%
+49,600
New +$2.19M
SMH icon
66
VanEck Semiconductor ETF
SMH
$70.1B
$1.99M 0.32%
22,840
+20,050
+719% +$1.68M
BMY icon
67
Bristol-Myers Squibb
BMY
$132B
$1.87M 0.3%
30,974
-3,016
-9% -$182K
ANSS
68
DELISTED
Ansys
ANSS
$1.83M 0.29%
5,600
– –
SBUX icon
69
Starbucks
SBUX
$119B
$1.8M 0.28%
20,901
-402
-2% -$32.1K
HON icon
70
Honeywell
HON
$77B
$1.78M 0.28%
11,497
-1,273
-10% -$189K
PANW icon
71
Palo Alto Networks
PANW
$314B
$1.75M 0.28%
42,900
-2,100
-5% -$87.4K
WYNN icon
72
Wynn Resorts
WYNN
$10.6B
$1.7M 0.27%
23,698
+5,423
+30% +$430K
V icon
73
Visa
V
$675B
$1.69M 0.27%
8,474
-6,119
-42% -$1.22M
NOC icon
74
Northrop Grumman
NOC
$82.1B
$1.6M 0.25%
5,080
-20
-0.4% -$6.52K
MDLZ icon
75
Mondelez International
MDLZ
$78.5B
$1.6M 0.25%
27,880
+6,962
+33% +$388K
1 2
3
4 5

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Wellington Shields Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Wellington Shields Capital Management held 252 positions worth $631M, up 1.2% from $623M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Wellington Shields Capital Management withdrew a net $45.8M in Q3 2020, closing 28 positions and reducing 77 holdings. Its most notable exit was The Mosaic Company, an estimated $2.92M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 29% of assets, up from 27% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Wellington Shields Capital Management opened a new position in Bloom Energy worth $4.98M.

  • Wellington Shields Capital Management's largest Q3 2020 buy was Bloom Energy: 277,064 shares worth $4.98M.
  • Wellington Shields Capital Management added most to Claritev Corp in Q3 2020, an estimated $3.37M increase.
  • Wellington Shields Capital Management's biggest Q3 2020 reduction was 2U Inc, cutting an estimated $5.1M.
  • Wellington Shields Capital Management fully exited The Mosaic Company in Q3 2020, selling an estimated $2.92M.
  • Wellington Shields Capital Management's ten largest holdings make up 47% of its $631M portfolio in Q3 2020.
  • Wellington Shields Capital Management opened 16 new positions and closed 28 in Q3 2020.
  • Wellington Shields Capital Management's portfolio value rose 1.2% quarter-over-quarter to $631M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2020, filed 10 Nov 2020.