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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+0.58%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$581M
AUM Growth
-$72.6M
Cap. Flow
-$62.1M
Cap. Flow %
-10.69%
Top 10 Hldgs %
45.32%
Holding
364
New
19
Increased
62
Reduced
135
Closed
55

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$4.3M
2
KHC icon
Kraft Heinz
KHC
+$2.51M
3
PYPL icon
PayPal
PYPL
+$1.88M
4
SBGI icon
Sinclair Inc
SBGI
+$1.42M
5
KMI icon
Kinder Morgan
KMI
+$1.07M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.29M
2
AAPL icon
Apple
AAPL
+$3.37M
3
NXPI icon
NXP Semiconductors
NXPI
+$3.22M
4
SBUX icon
Starbucks
SBUX
+$2.25M
5
PF
Pinnacle Foods, Inc.
PF
+$2.21M

Sector Composition

Rank Sector Weight
1 Consumer Staples 44.57%
2 Healthcare 9.71%
3 Industrials 7.68%
4 Energy 6.5%
5 Technology 6.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
51
Visa
V
$677B
$2.1M 0.36%
30,140
+700
+2% +$50K
LMT icon
52
Lockheed Martin
LMT
$136B
$2.07M 0.36%
10,000
– –
BDX icon
53
Becton Dickinson
BDX
$48.2B
$2.05M 0.35%
15,836
-103
-0.6% -$14.4K
F icon
54
Ford
F
$55.7B
$2.03M 0.35%
149,470
-77,860
-34% -$1.11M
QQQ icon
55
Invesco QQQ Trust
QQQ
$481B
$2.01M 0.35%
19,793
-849
-4% -$91.2K
KO icon
56
Coca-Cola
KO
$375B
$2M 0.34%
49,802
-15,250
-23% -$611K
CVX icon
57
Chevron
CVX
$366B
$1.98M 0.34%
25,077
-398
-2% -$33.5K
SWK icon
58
Stanley Black & Decker
SWK
$15.7B
$1.97M 0.34%
20,274
-499
-2% -$51.4K
RDS.A
59
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.86M 0.32%
41,425
-21,860
-35% -$1.11M
SRCL
60
DELISTED
Stericycle Inc
SRCL
$1.86M 0.32%
13,320
-350
-3% -$48.7K
WDFC icon
61
WD-40
WDFC
$3.15B
$1.77M 0.31%
19,920
-300
-1% -$26.1K
FBIN icon
62
Fortune Brands Innovations
FBIN
$6.06B
$1.75M 0.3%
43,202
– –
BXMT icon
63
Blackstone Mortgage Trust
BXMT
$2.38B
$1.74M 0.3%
63,563
+2,939
+5% +$84K
MMM icon
64
3M
MMM
$94.3B
$1.74M 0.3%
14,681
-60
-0.4% -$7.38K
BR icon
65
Broadridge
BR
$19B
$1.72M 0.3%
31,148
-300
-1% -$16.1K
DD
66
DELISTED
Du Pont De Nemours E I
DD
$1.72M 0.3%
35,752
-17,795
-33% -$950K
PYPL icon
67
PayPal
PYPL
$50.5B
$1.63M 0.28%
+52,505
New +$1.88M
AMGN icon
68
Amgen
AMGN
$222B
$1.63M 0.28%
11,775
-5,450
-32% -$859K
AFL icon
69
Aflac
AFL
$62.6B
$1.56M 0.27%
53,710
+15,910
+42% +$481K
CELG
70
DELISTED
Celgene Corp
CELG
$1.53M 0.26%
14,150
+1,550
+12% +$192K
NKE icon
71
Nike
NKE
$61.9B
$1.51M 0.26%
24,602
-18,700
-43% -$1.06M
VGK icon
72
Vanguard FTSE Europe ETF
VGK
$31.1B
$1.49M 0.26%
30,318
-1,661
-5% -$88K
WMT icon
73
Walmart Inc
WMT
$890B
$1.49M 0.26%
69,000
-39,363
-36% -$903K
UNP icon
74
Union Pacific
UNP
$174B
$1.46M 0.25%
16,544
-150
-0.9% -$13.7K
STJ
75
DELISTED
St Jude Medical
STJ
$1.44M 0.25%
22,740
+3,650
+19% +$261K
1 2
3
4 5

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AWA
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Wellington Shields Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Wellington Shields Capital Management held 364 positions worth $581M, down 11% from $653M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Wellington Shields Capital Management withdrew a net $62.1M in Q3 2015, closing 55 positions and reducing 135 holdings. Its most notable exit was NXP Semiconductors, an estimated $3.22M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 45% of assets, up from 37% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Wellington Shields Capital Management opened a new position in Alphabet (Google) Class A worth $4.26M.

  • Wellington Shields Capital Management's largest Q3 2015 buy was Alphabet (Google) Class A: 133,560 shares worth $4.26M.
  • Wellington Shields Capital Management added most to Kinder Morgan in Q3 2015, an estimated $1.07M increase.
  • Wellington Shields Capital Management's biggest Q3 2015 reduction was Alphabet (Google) Class C, cutting an estimated $5.29M.
  • Wellington Shields Capital Management fully exited NXP Semiconductors in Q3 2015, selling an estimated $3.22M.
  • Wellington Shields Capital Management's ten largest holdings make up 45% of its $581M portfolio in Q3 2015.
  • Wellington Shields Capital Management opened 19 new positions and closed 55 in Q3 2015.
  • Wellington Shields Capital Management's portfolio value fell 11% quarter-over-quarter to $581M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2015, filed 4 Nov 2015.