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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+3.92%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$523M
AUM Growth
-$42.5M
Cap. Flow
-$54.5M
Cap. Flow %
-10.43%
Top 10 Hldgs %
44.02%
Holding
383
New
41
Increased
82
Reduced
80
Closed
62

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$2.76M
2
CHEF icon
Chefs' Warehouse
CHEF
+$1.89M
3
DAN icon
Dana Inc
DAN
+$1.8M
4
KO icon
Coca-Cola
KO
+$1.57M
5
CLF icon
Cleveland-Cliffs
CLF
+$1.43M

Top Sells

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$8.77M
2
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$3.68M
3
EEP
Enbridge Energy Partners
EEP
+$2.93M
4
LNCE
Snyders-Lance, Inc.
LNCE
+$2.13M
5
BPL
Buckeye Partners, L.P.
BPL
+$2.01M

Sector Composition

Rank Sector Weight
1 Consumer Staples 37.11%
2 Industrials 9.98%
3 Energy 9.72%
4 Healthcare 9.64%
5 Technology 6.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAN icon
51
Dana Inc
DAN
$3.06B
$1.9M 0.36%
+83,000
New +$1.8M
ABBV icon
52
AbbVie
ABBV
$435B
$1.87M 0.36%
41,902
– –
MCK icon
53
McKesson
MCK
$101B
$1.87M 0.36%
14,610
+650
+5% +$79.8K
HD icon
54
Home Depot
HD
$355B
$1.86M 0.36%
24,555
+3
+0% +$232
VOD icon
55
Vodafone
VOD
$37.4B
$1.77M 0.34%
49,473
-41,554
-46% -$1.31M
SRCL
56
DELISTED
Stericycle Inc
SRCL
$1.76M 0.34%
15,245
+1,215
+9% +$140K
DDD icon
57
3D Systems Corp
DDD
$613M
$1.75M 0.33%
32,329
+300
+0.9% +$14.8K
AXP icon
58
American Express
AXP
$230B
$1.72M 0.33%
22,750
+1,300
+6% +$97.8K
BBBY
59
DELISTED
Bed Bath & Beyond Inc
BBBY
$1.71M 0.33%
22,125
-3,750
-14% -$281K
TPR icon
60
Tapestry
TPR
$32.8B
$1.7M 0.33%
31,200
-15,800
-34% -$870K
WPC icon
61
W.P. Carey
WPC
$16.4B
$1.69M 0.32%
26,710
-1,509
-5% -$99.3K
LMT icon
62
Lockheed Martin
LMT
$136B
$1.66M 0.32%
13,000
– –
BDX icon
63
Becton Dickinson
BDX
$48.2B
$1.58M 0.3%
16,221
– –
TGT icon
64
Target
TGT
$68B
$1.5M 0.29%
23,440
+2,004
+9% +$136K
QQQ icon
65
Invesco QQQ Trust
QQQ
$484B
$1.47M 0.28%
18,620
+2,700
+17% +$206K
ZEP
66
DELISTED
ZEP INC COM STK (DE)
ZEP
$1.46M 0.28%
89,500
+2,400
+3% +$33.9K
BAX icon
67
Baxter International
BAX
$14.2B
$1.45M 0.28%
40,594
-368
-0.9% -$14.3K
CLF icon
68
Cleveland-Cliffs
CLF
$6.99B
$1.43M 0.27%
+69,500
New +$1.43M
META icon
69
Meta Platforms (Facebook)
META
$1.51T
$1.42M 0.27%
28,212
-3,250
-10% -$121K
LNKD
70
DELISTED
LinkedIn Corporation
LNKD
$1.4M 0.27%
5,705
– –
CASI
71
DELISTED
CASI Pharmaceuticals
CASI
$1.39M 0.27%
77,031
– –
CVS icon
72
CVS Health
CVS
$122B
$1.38M 0.26%
24,300
+1,000
+4% +$59.6K
DECK icon
73
Deckers Outdoor
DECK
$13.3B
$1.36M 0.26%
124,200
-12,000
-9% -$116K
CLX icon
74
Clorox
CLX
$12.7B
$1.36M 0.26%
16,650
+7,150
+75% +$604K
QCOM icon
75
Qualcomm
QCOM
$176B
$1.35M 0.26%
20,000
+2,900
+17% +$190K
1 2
3
4 5

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AGM
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AWA
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FAM
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LCM
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DC
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Wellington Shields Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Wellington Shields Capital Management held 383 positions worth $523M, down 7.5% from $565M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Wellington Shields Capital Management withdrew a net $54.5M in Q3 2013, closing 62 positions and reducing 80 holdings. Its most notable exit was Energy Transfer Partners, an estimated $8.77M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 37% of assets, up from 35% a quarter earlier, followed by Industrials and Energy.

Against the trend, Wellington Shields Capital Management opened a new position in Chefs' Warehouse worth $2.03M.

  • Wellington Shields Capital Management's largest Q3 2013 buy was Chefs' Warehouse: 88,056 shares worth $2.03M.
  • Wellington Shields Capital Management added most to Pfizer in Q3 2013, an estimated $2.76M increase.
  • Wellington Shields Capital Management's biggest Q3 2013 reduction was Snyders-Lance, Inc., cutting an estimated $2.13M.
  • Wellington Shields Capital Management fully exited Energy Transfer Partners in Q3 2013, selling an estimated $8.77M.
  • Wellington Shields Capital Management's ten largest holdings make up 44% of its $523M portfolio in Q3 2013.
  • Wellington Shields Capital Management opened 41 new positions and closed 62 in Q3 2013.
  • Wellington Shields Capital Management's portfolio value fell 7.5% quarter-over-quarter to $523M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2013, filed 15 Nov 2013.