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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $788M
1-Year Est. Return 66.95%
This Fund
S&P 500
This Quarter Est. Return
-5.4%
1 Year Est. Return
+66.95%
3 Year Est. Return
+136.75%
5 Year Est. Return
+153.04%
10 Year Est. Return
+476.57%
AUM
$421M
AUM Growth
-$385M
Cap. Flow
-$725M
Cap. Flow %
-172.44%
Top 10 Hldgs %
33.62%
Holding
322
New
20
Increased
77
Reduced
60
Closed
19

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.4M
2
LRCX icon
Lam Research
LRCX
+$2.45M
3
SMH icon
VanEck Semiconductor ETF
SMH
+$2.32M
4
BAC icon
Bank of America
BAC
+$1.94M
5
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$1.36M

Top Sells

Rank Stock Value
1
FLO icon
Flowers Foods
FLO
+$370M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$327M
3
MA icon
Mastercard
MA
+$10.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$4.91M
5
JNJ icon
Johnson & Johnson
JNJ
+$4.62M

Sector Composition

Rank Sector Weight
1 Technology 19.13%
2 Healthcare 17.26%
3 Financials 13.16%
4 Industrials 9.01%
5 Consumer Staples 8.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
26
American Express
AXP
$229B
$3.27M 0.78%
24,259
-131
-0.5% -$19.8K
CVS icon
27
CVS Health
CVS
$122B
$3.15M 0.75%
33,081
+3,650
+12% +$361K
CG icon
28
Carlyle Group
CG
$17.2B
$2.98M 0.71%
115,516
+5,311
+5% +$175K
ABBV icon
29
AbbVie
ABBV
$438B
$2.98M 0.71%
22,210
-2,549
-10% -$366K
QCOM icon
30
Qualcomm
QCOM
$170B
$2.92M 0.69%
81,805
-3,895
-5% -$535K
PSNL icon
31
Personalis
PSNL
$1.55B
$2.9M 0.69%
975,365
+25,000
+3% +$95.3K
XOP icon
32
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.62B
$2.89M 0.69%
23,160
-2,600
-10% -$343K
KO icon
33
Coca-Cola
KO
$374B
$2.78M 0.66%
49,548
+2
+0% +$124
HD icon
34
Home Depot
HD
$350B
$2.77M 0.66%
10,022
– –
CI icon
35
Cigna
CI
$73.6B
$2.75M 0.65%
9,904
– –
PG icon
36
Procter & Gamble
PG
$340B
$2.75M 0.65%
21,739
– –
NAPA
37
DELISTED
The Duckhorn Portfolio, Inc.
NAPA
$2.68M 0.64%
185,555
– –
META icon
38
Meta Platforms (Facebook)
META
$1.52T
$2.62M 0.62%
19,334
-8,971
-32% -$1.45M
BAC icon
39
Bank of America
BAC
$447B
$2.44M 0.58%
80,674
+58,079
+257% +$1.94M
CVX icon
40
Chevron
CVX
$382B
$2.43M 0.58%
151,586
-102
-0.1% -$15.6K
DE icon
41
Deere & Co
DE
$164B
$2.43M 0.58%
7,270
– –
LIN icon
42
Linde
LIN
$227B
$2.41M 0.57%
8,945
– –
NOC icon
43
Northrop Grumman
NOC
$82.1B
$2.38M 0.57%
5,060
– –
HON icon
44
Honeywell
HON
$77B
$2.29M 0.54%
14,521
+382
+3% +$66.5K
LLY icon
45
Eli Lilly
LLY
$1.1T
$2.26M 0.54%
6,997
+100
+1% +$31.7K
BA icon
46
Boeing
BA
$184B
$2.24M 0.53%
18,502
+147
+0.8% +$22.5K
UNP icon
47
Union Pacific
UNP
$174B
$2.23M 0.53%
11,453
+17
+0.1% +$3.76K
APO icon
48
Apollo Global Management
APO
$76B
$2.19M 0.52%
47,191
+18,741
+66% +$1.03M
COF icon
49
Capital One
COF
$134B
$2.18M 0.52%
23,633
+588
+3% +$62.6K
IBB icon
50
iShares Biotechnology ETF
IBB
$9.82B
$2.08M 0.49%
17,790
+40
+0.2% +$4.97K
1
2
3 4 5

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Wellington Shields Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Wellington Shields Capital Management held 322 positions worth $421M, down 48% from $806M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Wellington Shields Capital Management withdrew a net $725M in Q3 2022, closing 19 positions and reducing 60 holdings. Its most notable exit was T. Rowe Price, an estimated $2.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Wellington Shields Capital Management opened a new position in Lam Research worth $2.02M.

  • Wellington Shields Capital Management's largest Q3 2022 buy was Lam Research: 55,050 shares worth $2.02M.
  • Wellington Shields Capital Management added most to Vanguard S&P 500 ETF in Q3 2022, an estimated $6.4M increase.
  • Wellington Shields Capital Management's biggest Q3 2022 reduction was Flowers Foods, cutting an estimated $370M.
  • Wellington Shields Capital Management fully exited T. Rowe Price in Q3 2022, selling an estimated $2.24M.
  • Wellington Shields Capital Management's ten largest holdings make up 34% of its $421M portfolio in Q3 2022.
  • Wellington Shields Capital Management opened 20 new positions and closed 19 in Q3 2022.
  • Wellington Shields Capital Management's portfolio value fell 48% quarter-over-quarter to $421M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.