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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+5.69%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$651M
AUM Growth
+$36.2M
Cap. Flow
+$9.11M
Cap. Flow %
1.4%
Top 10 Hldgs %
40.15%
Holding
278
New
14
Increased
59
Reduced
82
Closed
15

Top Buys

Rank Stock Value
1
CG icon
Carlyle Group
CG
+$3.53M
2
HAIN icon
Hain Celestial
HAIN
+$3.22M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3M
4
AMD icon
Advanced Micro Devices
AMD
+$2.09M
5
PSN icon
Parsons
PSN
+$1.64M

Top Sells

Rank Stock Value
1
HE icon
Hawaiian Electric Industries
HE
+$3.69M
2
NTR icon
Nutrien
NTR
+$1.87M
3
ANDE icon
Andersons Inc
ANDE
+$1.57M
4
PGEN icon
Precigen
PGEN
+$1.24M
5
SXT icon
Sensient Technologies
SXT
+$960K

Sector Composition

Rank Sector Weight
1 Consumer Staples 26.49%
2 Technology 14.11%
3 Healthcare 13.02%
4 Industrials 9.48%
5 Financials 9.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTN
26
DELISTED
Raytheon Company
RTN
$4.77M 0.73%
21,695
+987
+5% +$209K
AES icon
27
AES
AES
$10.5B
$4.65M 0.72%
233,850
– –
ACN icon
28
Accenture
ACN
$108B
$4.65M 0.71%
22,062
+600
+3% +$117K
CMCSA icon
29
Comcast
CMCSA
$90B
$4.6M 0.71%
102,198
+14,218
+16% +$633K
CRM icon
30
Salesforce
CRM
$158B
$4.45M 0.68%
27,338
+3,350
+14% +$525K
PG icon
31
Procter & Gamble
PG
$339B
$4.41M 0.68%
35,270
– –
BDX icon
32
Becton Dickinson
BDX
$48.2B
$4.28M 0.66%
16,128
-52
-0.3% -$13K
GM icon
33
General Motors
GM
$76.8B
$4.09M 0.63%
111,891
+11,150
+11% +$405K
CASI
34
DELISTED
CASI Pharmaceuticals
CASI
$4.07M 0.62%
131,558
+50
+0% +$1.62K
TGT icon
35
Target
TGT
$68B
$4.06M 0.62%
31,700
+4,548
+17% +$534K
CG icon
36
Carlyle Group
CG
$17.2B
$4.01M 0.62%
+124,945
New +$3.53M
PFE icon
37
Pfizer
PFE
$153B
$3.87M 0.59%
104,010
-2,592
-2% -$92.3K
WPC icon
38
W.P. Carey
WPC
$16.4B
$3.75M 0.58%
47,777
-1,575
-3% -$132K
BXMT icon
39
Blackstone Mortgage Trust
BXMT
$2.38B
$3.73M 0.57%
100,087
-1,791
-2% -$65.2K
LHX icon
40
L3Harris
LHX
$53.4B
$3.7M 0.57%
18,702
+4,606
+33% +$924K
HAIN icon
41
Hain Celestial
HAIN
$53.7M
$3.5M 0.54%
+134,694
New +$3.22M
HON icon
42
Honeywell
HON
$78B
$3.36M 0.52%
20,165
+8,175
+68% +$1.34M
AXP icon
43
American Express
AXP
$230B
$3.27M 0.5%
26,300
+400
+2% +$47.8K
UEIC icon
44
Universal Electronics
UEIC
$61.3M
$3.24M 0.5%
62,001
– –
RTX icon
45
RTX Corp
RTX
$301B
$3.17M 0.49%
33,609
+1,748
+5% +$159K
UNP icon
46
Union Pacific
UNP
$174B
$3.12M 0.48%
17,282
– –
PSNL icon
47
Personalis
PSNL
$1.51B
$3.02M 0.46%
276,582
+139,982
+102% +$1.46M
BAC icon
48
Bank of America
BAC
$442B
$3.01M 0.46%
85,431
-66
-0.1% -$2.13K
HD icon
49
Home Depot
HD
$355B
$3M 0.46%
13,735
+1,199
+10% +$272K
MGM icon
50
MGM Resorts International
MGM
$11.2B
$2.77M 0.43%
83,360
+3,377
+4% +$103K
1
2
3 4 5

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Wellington Shields Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Wellington Shields Capital Management held 278 positions worth $651M, up 5.9% from $615M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Wellington Shields Capital Management's Q4 2019 filing shows 14 new, 59 increased, 82 reduced and 15 closed positions. Its largest new stake was Carlyle Group: 124,945 shares worth $4.01M. The largest sale was Hawaiian Electric Industries, an estimated $3.69M.

By sector, the portfolio is most concentrated in Consumer Staples at 26% of assets, down from 29% a quarter earlier, followed by Technology and Healthcare.

  • Wellington Shields Capital Management's largest Q4 2019 buy was Carlyle Group: 124,945 shares worth $4.01M.
  • Wellington Shields Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2019, an estimated $3M increase.
  • Wellington Shields Capital Management's biggest Q4 2019 reduction was Precigen, cutting an estimated $1.24M.
  • Wellington Shields Capital Management fully exited Hawaiian Electric Industries in Q4 2019, selling an estimated $3.69M.
  • Wellington Shields Capital Management's ten largest holdings make up 40% of its $651M portfolio in Q4 2019.
  • Wellington Shields Capital Management opened 14 new positions and closed 15 in Q4 2019.
  • Wellington Shields Capital Management's portfolio value rose 5.9% quarter-over-quarter to $651M.

Based on Wellington Shields Capital Management's 13F filing for Q4 2019, filed 11 Feb 2020.