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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+3.92%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$523M
AUM Growth
-$42.5M
Cap. Flow
-$54.5M
Cap. Flow %
-10.43%
Top 10 Hldgs %
44.02%
Holding
383
New
41
Increased
82
Reduced
80
Closed
62

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$2.76M
2
CHEF icon
Chefs' Warehouse
CHEF
+$1.89M
3
DAN icon
Dana Inc
DAN
+$1.8M
4
KO icon
Coca-Cola
KO
+$1.57M
5
CLF icon
Cleveland-Cliffs
CLF
+$1.43M

Top Sells

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$8.77M
2
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$3.68M
3
EEP
Enbridge Energy Partners
EEP
+$2.93M
4
LNCE
Snyders-Lance, Inc.
LNCE
+$2.13M
5
BPL
Buckeye Partners, L.P.
BPL
+$2.01M

Sector Composition

Rank Sector Weight
1 Consumer Staples 37.11%
2 Industrials 9.98%
3 Energy 9.72%
4 Healthcare 9.64%
5 Technology 6.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMR icon
26
Emerson Electric
EMR
$88.3B
$2.93M 0.56%
45,281
+2
+0% +$122
LNCE
27
DELISTED
Snyders-Lance, Inc.
LNCE
$2.92M 0.56%
101,246
-73,425
-42% -$2.13M
RDS.A
28
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$2.91M 0.56%
47,402
+3,801
+9% +$232K
DIS icon
29
Walt Disney
DIS
$181B
$2.77M 0.53%
42,983
+14,600
+51% +$936K
WMT icon
30
Walmart Inc
WMT
$890B
$2.63M 0.5%
106,500
+14,790
+16% +$373K
CHRD icon
31
Chord Energy
CHRD
$7.39B
$2.57M 0.49%
52,380
– –
MRK icon
32
Merck
MRK
$318B
$2.53M 0.48%
55,740
+4,529
+9% +$207K
RBA icon
33
RB Global
RBA
$17.5B
$2.49M 0.48%
123,280
+52,200
+73% +$1.01M
EMC
34
DELISTED
EMC CORPORATION
EMC
$2.47M 0.47%
96,603
-2,000
-2% -$51.9K
BX icon
35
Blackstone
BX
$110B
$2.44M 0.47%
100,117
– –
MCD icon
36
McDonald's
MCD
$195B
$2.38M 0.46%
24,729
+2,951
+14% +$288K
GILD icon
37
Gilead Sciences
GILD
$165B
$2.37M 0.45%
37,700
– –
RPM icon
38
RPM International
RPM
$15B
$2.35M 0.45%
65,050
-10,500
-14% -$366K
SWK icon
39
Stanley Black & Decker
SWK
$15.7B
$2.34M 0.45%
25,868
+1
+0% +$86
PF
40
DELISTED
Pinnacle Foods, Inc.
PF
$2.34M 0.45%
88,400
+29,000
+49% +$759K
HON icon
41
Honeywell
HON
$78B
$2.34M 0.45%
31,336
+15,358
+96% +$1.14M
CSX icon
42
CSX Corp
CSX
$93.1B
$2.32M 0.44%
270,201
-1,038
-0.4% -$8.71K
COP icon
43
ConocoPhillips
COP
$141B
$2.2M 0.42%
31,645
-100
-0.3% -$6.67K
TRV icon
44
Travelers Companies
TRV
$80.2B
$2.2M 0.42%
25,938
– –
NOV icon
45
NOV
NOV
$7B
$2.15M 0.41%
30,531
+18,465
+153% +$1.24M
MMM icon
46
3M
MMM
$94.3B
$2.06M 0.39%
20,643
– –
CHEF icon
47
Chefs' Warehouse
CHEF
$4.5B
$2.03M 0.39%
+88,056
New +$1.89M
SCL icon
48
Stepan Co
SCL
$1.48B
$2M 0.38%
34,553
-9,880
-22% -$572K
AMGN icon
49
Amgen
AMGN
$222B
$1.98M 0.38%
17,700
-400
-2% -$43.4K
TUP
50
DELISTED
Tupperware Brands Corporation
TUP
$1.9M 0.36%
22,020
+851
+4% +$71K
1
2
3 4 5

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Wellington Shields Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Wellington Shields Capital Management held 383 positions worth $523M, down 7.5% from $565M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Wellington Shields Capital Management withdrew a net $54.5M in Q3 2013, closing 62 positions and reducing 80 holdings. Its most notable exit was Energy Transfer Partners, an estimated $8.77M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 37% of assets, up from 35% a quarter earlier, followed by Industrials and Energy.

Against the trend, Wellington Shields Capital Management opened a new position in Chefs' Warehouse worth $2.03M.

  • Wellington Shields Capital Management's largest Q3 2013 buy was Chefs' Warehouse: 88,056 shares worth $2.03M.
  • Wellington Shields Capital Management added most to Pfizer in Q3 2013, an estimated $2.76M increase.
  • Wellington Shields Capital Management's biggest Q3 2013 reduction was Snyders-Lance, Inc., cutting an estimated $2.13M.
  • Wellington Shields Capital Management fully exited Energy Transfer Partners in Q3 2013, selling an estimated $8.77M.
  • Wellington Shields Capital Management's ten largest holdings make up 44% of its $523M portfolio in Q3 2013.
  • Wellington Shields Capital Management opened 41 new positions and closed 62 in Q3 2013.
  • Wellington Shields Capital Management's portfolio value fell 7.5% quarter-over-quarter to $523M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2013, filed 15 Nov 2013.