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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$629M
AUM Growth
+$25.7M
Cap. Flow
+$4.53M
Cap. Flow %
0.72%
Top 10 Hldgs %
37.31%
Holding
381
New
33
Increased
82
Reduced
117
Closed
41

Top Buys

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$5.24M
2
AL
Air Lease Corp
AL
+$3.28M
3
FUEL
Rocket Fuel Inc.
FUEL
+$2.12M
4
SBUX icon
Starbucks
SBUX
+$2.05M
5
BABA icon
Alibaba
BABA
+$2.01M

Top Sells

Rank Stock Value
1
WFM
Whole Foods Market Inc
WFM
+$1.59M
2
TRN icon
Trinity Industries
TRN
+$1.55M
3
TPR icon
Tapestry
TPR
+$1.48M
4
GILD icon
Gilead Sciences
GILD
+$1.37M
5
IBM icon
IBM
IBM
+$1.33M

Sector Composition

Rank Sector Weight
1 Consumer Staples 35.85%
2 Healthcare 10.71%
3 Industrials 9.67%
4 Energy 8.22%
5 Technology 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARRS
351
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-35,225
Closed -$999K
SVU
352
DELISTED
SUPERVALU Inc.
SVU
– –
-2,971
Closed -$186K
PWE
353
DELISTED
Penn West Energy Petroleum Ltd
PWE
– –
-35,600
Closed -$240K
FLTX
354
DELISTED
Fleetmatics Group PLC
FLTX
– –
-37,300
Closed -$1.14M
BDBD
355
DELISTED
BOULDER BRANDS INC
BDBD
– –
-25,000
Closed -$341K
SIAL
356
DELISTED
SIGMA - ALDRICH CORP
SIAL
– –
-2,300
Closed -$313K
KFX
357
DELISTED
KOFAX LIMITED COM STK
KFX
– –
-45,400
Closed -$351K
KOG
358
DELISTED
KODIAK OIL & GAS CORP
KOG
– –
-26,675
Closed -$362K
CAVM
359
DELISTED
Cavium, Inc.
CAVM
– –
-21,400
Closed -$1.06M
EPG
360
DELISTED
ENVIRONMENTAL POWER CORP NEW
EPG
– –
-12,000
Closed –
FIA
361
DELISTED
FIAT SPA NEW ADS REP 1 ORD SH
FIA
– –
-104,800
Closed -$1.02M
CAM
362
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
– –
-4,000
Closed -$266K
11 12 13 14
15

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Wellington Shields Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Wellington Shields Capital Management held 381 positions worth $629M, up 4.3% from $603M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Wellington Shields Capital Management's Q4 2014 filing shows 33 new, 82 increased, 117 reduced and 41 closed positions. Its largest new stake was Rocket Fuel Inc.: 128,200 shares worth $2.07M. The largest sale was Whole Foods Market Inc, an estimated $1.59M.

By sector, the portfolio is most concentrated in Consumer Staples at 36% of assets, up from 36% a quarter earlier, followed by Healthcare and Industrials.

  • Wellington Shields Capital Management's largest Q4 2014 buy was Rocket Fuel Inc.: 128,200 shares worth $2.07M.
  • Wellington Shields Capital Management added most to Kinder Morgan in Q4 2014, an estimated $5.24M increase.
  • Wellington Shields Capital Management's biggest Q4 2014 reduction was Whole Foods Market Inc, cutting an estimated $1.59M.
  • Wellington Shields Capital Management fully exited Trinity Industries in Q4 2014, selling an estimated $1.55M.
  • Wellington Shields Capital Management's ten largest holdings make up 37% of its $629M portfolio in Q4 2014.
  • Wellington Shields Capital Management opened 33 new positions and closed 41 in Q4 2014.
  • Wellington Shields Capital Management's portfolio value rose 4.3% quarter-over-quarter to $629M.

Based on Wellington Shields Capital Management's 13F filing for Q4 2014, filed 12 Feb 2015.