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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+3.92%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$523M
AUM Growth
-$42.5M
Cap. Flow
-$54.5M
Cap. Flow %
-10.43%
Top 10 Hldgs %
44.02%
Holding
383
New
41
Increased
82
Reduced
80
Closed
62

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$2.76M
2
CHEF icon
Chefs' Warehouse
CHEF
+$1.89M
3
DAN icon
Dana Inc
DAN
+$1.8M
4
KO icon
Coca-Cola
KO
+$1.57M
5
CLF icon
Cleveland-Cliffs
CLF
+$1.43M

Top Sells

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$8.77M
2
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$3.68M
3
EEP
Enbridge Energy Partners
EEP
+$2.93M
4
LNCE
Snyders-Lance, Inc.
LNCE
+$2.13M
5
BPL
Buckeye Partners, L.P.
BPL
+$2.01M

Sector Composition

Rank Sector Weight
1 Consumer Staples 37.11%
2 Industrials 9.98%
3 Energy 9.72%
4 Healthcare 9.64%
5 Technology 6.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYF
351
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
– –
-43,000
Closed -$86K
NWS
352
DELISTED
THE NEWS CORPORATION LTD CL-B
NWS
– –
-12,700
Closed -$417K
WES
353
DELISTED
Western Gas Partners Lp
WES
– –
-20,015
Closed -$1.3M
WPZ
354
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
– –
-6,127
Closed -$298K
11 12 13 14
15

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AWA
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FAM
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LCM
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Wellington Shields Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Wellington Shields Capital Management held 383 positions worth $523M, down 7.5% from $565M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Wellington Shields Capital Management withdrew a net $54.5M in Q3 2013, closing 62 positions and reducing 80 holdings. Its most notable exit was Energy Transfer Partners, an estimated $8.77M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 37% of assets, up from 35% a quarter earlier, followed by Industrials and Energy.

Against the trend, Wellington Shields Capital Management opened a new position in Chefs' Warehouse worth $2.03M.

  • Wellington Shields Capital Management's largest Q3 2013 buy was Chefs' Warehouse: 88,056 shares worth $2.03M.
  • Wellington Shields Capital Management added most to Pfizer in Q3 2013, an estimated $2.76M increase.
  • Wellington Shields Capital Management's biggest Q3 2013 reduction was Snyders-Lance, Inc., cutting an estimated $2.13M.
  • Wellington Shields Capital Management fully exited Energy Transfer Partners in Q3 2013, selling an estimated $8.77M.
  • Wellington Shields Capital Management's ten largest holdings make up 44% of its $523M portfolio in Q3 2013.
  • Wellington Shields Capital Management opened 41 new positions and closed 62 in Q3 2013.
  • Wellington Shields Capital Management's portfolio value fell 7.5% quarter-over-quarter to $523M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2013, filed 15 Nov 2013.