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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$629M
AUM Growth
+$25.7M
Cap. Flow
+$4.53M
Cap. Flow %
0.72%
Top 10 Hldgs %
37.31%
Holding
381
New
33
Increased
82
Reduced
117
Closed
41

Top Buys

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$5.24M
2
AL
Air Lease Corp
AL
+$3.28M
3
FUEL
Rocket Fuel Inc.
FUEL
+$2.12M
4
SBUX icon
Starbucks
SBUX
+$2.05M
5
BABA icon
Alibaba
BABA
+$2.01M

Top Sells

Rank Stock Value
1
WFM
Whole Foods Market Inc
WFM
+$1.59M
2
TRN icon
Trinity Industries
TRN
+$1.55M
3
TPR icon
Tapestry
TPR
+$1.48M
4
GILD icon
Gilead Sciences
GILD
+$1.37M
5
IBM icon
IBM
IBM
+$1.33M

Sector Composition

Rank Sector Weight
1 Consumer Staples 35.85%
2 Healthcare 10.71%
3 Industrials 9.67%
4 Energy 8.22%
5 Technology 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHRD icon
326
Chord Energy
CHRD
$7.39B
– –
-16,490
Closed -$689K
CNI icon
327
Canadian National Railway
CNI
$76.6B
– –
-4,000
Closed -$284K
DDD icon
328
3D Systems Corp
DDD
$613M
– –
-7,850
Closed -$364K
DOV icon
329
Dover
DOV
$28.4B
– –
-3,095
Closed -$201K
EOG icon
330
EOG Resources
EOG
$70.7B
– –
-11,800
Closed -$1.17M
IMAX icon
331
IMAX
IMAX
$2.66B
– –
-29,200
Closed -$802K
IRM icon
332
Iron Mountain
IRM
$36.1B
– –
-12,300
Closed -$402K
LCTX icon
333
Lineage Cell Therapeutics
LCTX
$278M
– –
-338,250
Closed -$857K
MCHP icon
334
Microchip Technology
MCHP
$46B
– –
-11,878
Closed -$281K
MITK icon
335
Mitek Systems
MITK
$834M
– –
-13,000
Closed -$31K
NAVI icon
336
Navient
NAVI
$853M
– –
-27,750
Closed -$491K
NWL icon
337
Newell Brands
NWL
$2.56B
– –
-12,000
Closed -$413K
NXPI icon
338
NXP Semiconductors
NXPI
$60.4B
– –
-3,100
Closed -$212K
ORCL icon
339
Oracle
ORCL
$423B
– –
-8,345
Closed -$319K
PDS
340
Precision Drilling
PDS
$974M
– –
-1,415
Closed -$305K
QCLN icon
341
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$629M
– –
-29,950
Closed -$572K
RIG icon
342
Transocean
RIG
$5.82B
– –
-21,089
Closed -$674K
SIRI icon
343
SiriusXM
SIRI
$10.1B
– –
-2,880
Closed -$101K
SLM icon
344
SLM Corp
SLM
$5.15B
– –
-48,350
Closed -$414K
SVC
345
Service Properties Trust
SVC
$1.07B
– –
-1,792
Closed -$239K
TRN icon
346
Trinity Industries
TRN
$2.38B
– –
-46,115
Closed -$1.55M
ZION icon
347
Zions Bancorporation
ZION
$10.3B
– –
-39,000
Closed -$1.13M
PRKS icon
348
United Parks & Resorts
PRKS
$2.12B
– –
-28,000
Closed -$538K
CNH
349
CNH Industrial
CNH
$17.5B
– –
-22,588
Closed -$156K
RDS.B
350
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-2,586
Closed -$205K
11 12 13
14
15

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Wellington Shields Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Wellington Shields Capital Management held 381 positions worth $629M, up 4.3% from $603M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Wellington Shields Capital Management's Q4 2014 filing shows 33 new, 82 increased, 117 reduced and 41 closed positions. Its largest new stake was Rocket Fuel Inc.: 128,200 shares worth $2.07M. The largest sale was Whole Foods Market Inc, an estimated $1.59M.

By sector, the portfolio is most concentrated in Consumer Staples at 36% of assets, up from 36% a quarter earlier, followed by Healthcare and Industrials.

  • Wellington Shields Capital Management's largest Q4 2014 buy was Rocket Fuel Inc.: 128,200 shares worth $2.07M.
  • Wellington Shields Capital Management added most to Kinder Morgan in Q4 2014, an estimated $5.24M increase.
  • Wellington Shields Capital Management's biggest Q4 2014 reduction was Whole Foods Market Inc, cutting an estimated $1.59M.
  • Wellington Shields Capital Management fully exited Trinity Industries in Q4 2014, selling an estimated $1.55M.
  • Wellington Shields Capital Management's ten largest holdings make up 37% of its $629M portfolio in Q4 2014.
  • Wellington Shields Capital Management opened 33 new positions and closed 41 in Q4 2014.
  • Wellington Shields Capital Management's portfolio value rose 4.3% quarter-over-quarter to $629M.

Based on Wellington Shields Capital Management's 13F filing for Q4 2014, filed 12 Feb 2015.