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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$557M
AUM Growth
+$34.4M
Cap. Flow
+$81.5K
Cap. Flow %
0.01%
Top 10 Hldgs %
43.34%
Holding
367
New
46
Increased
66
Reduced
112
Closed
45

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$5.91M
2
POT
Potash Corp Of Saskatchewan
POT
+$2.27M
3
ADT
ADT Corp
ADT
+$1.71M
4
EDU icon
New Oriental
EDU
+$1.7M
5
HPQ icon
HP
HPQ
+$1.27M

Top Sells

Rank Stock Value
1
CHRD icon
Chord Energy
CHRD
+$1.98M
2
FLO icon
Flowers Foods
FLO
+$1.92M
3
TPR icon
Tapestry
TPR
+$1.4M
4
DAN icon
Dana Inc
DAN
+$1.38M
5
DECK icon
Deckers Outdoor
DECK
+$1.36M

Sector Composition

Rank Sector Weight
1 Consumer Staples 35%
2 Industrials 10.68%
3 Healthcare 9.76%
4 Energy 8.97%
5 Technology 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZTS icon
326
Zoetis
ZTS
$30B
– –
-17,500
Closed -$545K
VIVS
327
VivoSim Labs
VIVS
$1.64M
– –
-90
Closed -$124K
SCU
328
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
– –
-3,447
Closed -$379K
BMTC
329
DELISTED
Bryn Mawr Bank Corp
BMTC
– –
-10,000
Closed -$270K
CHK
330
DELISTED
Chesapeake Energy Corporation
CHK
– –
-140
Closed -$684K
AKS
331
DELISTED
AK Steel Holding Corp
AKS
– –
-22,000
Closed -$82K
KIM.PRJ.CL
332
DELISTED
KIMCO REALTY CORPORATION Class J Depositary Shares, each of which represents a one-one thousandth fr
KIM.PRJ.CL
– –
-12,600
Closed -$249K
WFT
333
DELISTED
Weatherford International plc
WFT
– –
-10,700
Closed -$164K
RDC
334
DELISTED
Rowan Companies Plc
RDC
– –
-5,480
Closed -$201K
BBG
335
DELISTED
Bill Barrett Corp
BBG
– –
-10,000
Closed -$251K
FRC.PRC.CL
336
DELISTED
First Republic Bank
FRC.PRC.CL
– –
-22,300
Closed -$454K
JPM.PRD.CL
337
DELISTED
JPMorgan Chase & Co.
JPM.PRD.CL
– –
-21,250
Closed -$457K
GS.PRI.CL
338
DELISTED
The Goldman Sachs Group, Inc.
GS.PRI.CL
– –
-20,700
Closed -$466K
RAX
339
DELISTED
Rackspace Hosting Inc
RAX
– –
-5,945
Closed -$314K
DRYS
340
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– -$64K
DANG
341
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
– –
-21,450
Closed -$225K
NES
342
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
– –
-6,615
Closed -$151K
LSI
343
DELISTED
LSI CORPORATION
LSI
– –
-21,142
Closed -$165K
C.PRS
344
DELISTED
CITIGROUP CAP IX 6.0% TR PFD
C.PRS
– –
-9,800
Closed -$245K
ABV
345
DELISTED
COMPANHIA BEBIDA ADS EACH REPSTG 1 PFD SH
ABV
– –
-8,500
Closed -$326K
VNO.PRK
346
DELISTED
VORNADO REALTY TRUST 5.70% Series K Cumulative Redeemable Preferred Shares of Beneficial Interest
VNO.PRK
– –
-12,500
Closed -$260K
AES.PRC.CL
347
DELISTED
AES Corporation Class C Preferred
AES.PRC.CL
– –
-5,585
Closed -$281K
OIL
348
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
– –
-8,475
Closed -$205K
SPN
349
DELISTED
Superior Energy Services, Inc.
SPN
– –
-1,495
Closed -$374K
10 11 12 13
14

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Wellington Shields Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Wellington Shields Capital Management held 367 positions worth $557M, up 6.6% from $523M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Wellington Shields Capital Management's Q4 2013 filing shows 46 new, 66 increased, 112 reduced and 45 closed positions. Its largest new stake was Potash Corp Of Saskatchewan: 71,250 shares worth $2.35M. The largest sale was Chord Energy, an estimated $1.98M.

By sector, the portfolio is most concentrated in Consumer Staples at 35% of assets, down from 37% a quarter earlier, followed by Industrials and Healthcare.

  • Wellington Shields Capital Management's largest Q4 2013 buy was Potash Corp Of Saskatchewan: 71,250 shares worth $2.35M.
  • Wellington Shields Capital Management added most to Microsoft in Q4 2013, an estimated $5.91M increase.
  • Wellington Shields Capital Management's biggest Q4 2013 reduction was Chord Energy, cutting an estimated $1.98M.
  • Wellington Shields Capital Management fully exited Deckers Outdoor in Q4 2013, selling an estimated $1.36M.
  • Wellington Shields Capital Management's ten largest holdings make up 43% of its $557M portfolio in Q4 2013.
  • Wellington Shields Capital Management opened 46 new positions and closed 45 in Q4 2013.
  • Wellington Shields Capital Management's portfolio value rose 6.6% quarter-over-quarter to $557M.

Based on Wellington Shields Capital Management's 13F filing for Q4 2013, filed 11 Feb 2014.