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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+3.92%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$523M
AUM Growth
-$42.5M
Cap. Flow
-$54.5M
Cap. Flow %
-10.43%
Top 10 Hldgs %
44.02%
Holding
383
New
41
Increased
82
Reduced
80
Closed
62

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$2.76M
2
CHEF icon
Chefs' Warehouse
CHEF
+$1.89M
3
DAN icon
Dana Inc
DAN
+$1.8M
4
KO icon
Coca-Cola
KO
+$1.57M
5
CLF icon
Cleveland-Cliffs
CLF
+$1.43M

Top Sells

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$8.77M
2
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$3.68M
3
EEP
Enbridge Energy Partners
EEP
+$2.93M
4
LNCE
Snyders-Lance, Inc.
LNCE
+$2.13M
5
BPL
Buckeye Partners, L.P.
BPL
+$2.01M

Sector Composition

Rank Sector Weight
1 Consumer Staples 37.11%
2 Industrials 9.98%
3 Energy 9.72%
4 Healthcare 9.64%
5 Technology 6.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SONY icon
326
Sony
SONY
$138B
– –
-55,000
Closed -$233K
UNFI icon
327
United Natural Foods
UNFI
$2.85B
– –
-9,050
Closed -$489K
XRX icon
328
Xerox
XRX
$425M
– –
-5,047
Closed -$121K
VMW
329
DELISTED
VMware, Inc
VMW
– –
-3,300
Closed -$221K
MMP
330
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-8,180
Closed -$446K
BPL
331
DELISTED
Buckeye Partners, L.P.
BPL
– –
-28,650
Closed -$2.01M
KEYW
332
DELISTED
The KEYW Holding Corporation
KEYW
– –
-58,500
Closed -$775K
EEP
333
DELISTED
Enbridge Energy Partners
EEP
– –
-95,950
Closed -$2.93M
EEQ
334
DELISTED
Enbridge Energy Management Llc
EEQ
– –
-32,631
Closed -$617K
BWP
335
DELISTED
Boardwalk Pipeline Partners
BWP
– –
-38,900
Closed -$1.18M
OKS
336
DELISTED
Oneok Partners LP
OKS
– –
-37,000
Closed -$1.83M
FCS
337
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
– –
-24,200
Closed -$334K
CLV
338
DELISTED
CLIFFS NAT RES INC. DEPO SHS REPSTG 1/40TH PFD CONV SER A
CLV
– –
-19,100
Closed -$339K
EROC
339
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
– –
-11,436
Closed -$90K
UTX.PRA
340
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
– –
-9,417
Closed -$559K
LTM
341
DELISTED
LIFE TIME FITNESS INC
LTM
– –
-28,000
Closed -$1.4M
KMP
342
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
– –
-43,058
Closed -$3.68M
KMR
343
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
– –
-16,016
Closed -$1.21M
EPB
344
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
– –
-11,963
Closed -$522K
PVR
345
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
– –
-68,450
Closed -$1.87M
GM.PRB
346
DELISTED
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
– –
-7,800
Closed -$376K
CNH
347
DELISTED
CNH GLOBAL N.V. (NEW)
CNH
– –
-29,845
Closed -$1.24M
CAM
348
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
– –
-3,400
Closed -$208K
CBL.PRD
349
DELISTED
CBL& Associates Properties, Inc. Depositary Shares each representing a 1/10th fractional interest of
CBL.PRD
– –
-14,193
Closed -$359K
SPLS
350
DELISTED
Staples Inc
SPLS
– –
-10,000
Closed -$159K
11 12 13
14
15

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Wellington Shields Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Wellington Shields Capital Management held 383 positions worth $523M, down 7.5% from $565M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Wellington Shields Capital Management withdrew a net $54.5M in Q3 2013, closing 62 positions and reducing 80 holdings. Its most notable exit was Energy Transfer Partners, an estimated $8.77M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 37% of assets, up from 35% a quarter earlier, followed by Industrials and Energy.

Against the trend, Wellington Shields Capital Management opened a new position in Chefs' Warehouse worth $2.03M.

  • Wellington Shields Capital Management's largest Q3 2013 buy was Chefs' Warehouse: 88,056 shares worth $2.03M.
  • Wellington Shields Capital Management added most to Pfizer in Q3 2013, an estimated $2.76M increase.
  • Wellington Shields Capital Management's biggest Q3 2013 reduction was Snyders-Lance, Inc., cutting an estimated $2.13M.
  • Wellington Shields Capital Management fully exited Energy Transfer Partners in Q3 2013, selling an estimated $8.77M.
  • Wellington Shields Capital Management's ten largest holdings make up 44% of its $523M portfolio in Q3 2013.
  • Wellington Shields Capital Management opened 41 new positions and closed 62 in Q3 2013.
  • Wellington Shields Capital Management's portfolio value fell 7.5% quarter-over-quarter to $523M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2013, filed 15 Nov 2013.