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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$629M
AUM Growth
+$25.7M
Cap. Flow
+$4.53M
Cap. Flow %
0.72%
Top 10 Hldgs %
37.31%
Holding
381
New
33
Increased
82
Reduced
117
Closed
41

Top Buys

Rank Stock Value
1
KMI icon
Kinder Morgan
KMI
+$5.24M
2
AL
Air Lease Corp
AL
+$3.28M
3
FUEL
Rocket Fuel Inc.
FUEL
+$2.12M
4
SBUX icon
Starbucks
SBUX
+$2.05M
5
BABA icon
Alibaba
BABA
+$2.01M

Top Sells

Rank Stock Value
1
WFM
Whole Foods Market Inc
WFM
+$1.59M
2
TRN icon
Trinity Industries
TRN
+$1.55M
3
TPR icon
Tapestry
TPR
+$1.48M
4
GILD icon
Gilead Sciences
GILD
+$1.37M
5
IBM icon
IBM
IBM
+$1.33M

Sector Composition

Rank Sector Weight
1 Consumer Staples 35.85%
2 Healthcare 10.71%
3 Industrials 9.67%
4 Energy 8.22%
5 Technology 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXP icon
301
Eagle Materials
EXP
$6.57B
$228K 0.04%
+3,000
New +$254K
VIVS
302
VivoSim Labs
VIVS
$1.64M
$228K 0.04%
131
-54
-29% -$83K
ETP
303
DELISTED
Energy Transfer Partners L.p.
ETP
$227K 0.04%
3,500
– –
SHW icon
304
Sherwin-Williams
SHW
$89.8B
$226K 0.04%
+2,580
New +$203K
SE
305
DELISTED
Spectra Energy Corp Wi
SE
$224K 0.04%
6,167
– –
TRI icon
306
Thomson Reuters
TRI
$44.1B
$222K 0.04%
4,739
– –
HLX icon
307
Helix Energy Solutions
HLX
$1.41B
$217K 0.03%
10,000
– –
TXT icon
308
Textron
TXT
$15.4B
$211K 0.03%
+5,000
New +$200K
GPRO icon
309
GoPro
GPRO
$126M
$209K 0.03%
+3,300
New +$243K
LQD icon
310
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$209K 0.03%
1,750
– –
HP icon
311
Helmerich & Payne
HP
$3.71B
$202K 0.03%
3,000
– –
FXEN
312
DELISTED
FX ENERGY INC
FXEN
$181K 0.03%
116,734
-5,000
-4% -$12.3K
WIN
313
DELISTED
Windstream Holdings Inc
WIN
$179K 0.03%
2,770
-766
-22% -$58.6K
TNK icon
314
Teekay Tankers
TNK
$2.68B
$171K 0.03%
+4,213
New +$144K
IMMR icon
315
Immersion
IMMR
$252M
$142K 0.02%
15,000
-20,500
-58% -$175K
SD
316
DELISTED
SANDRIDGE ENERGY, INC.
SD
$125K 0.02%
68,600
+200
+0.3% +$654
XTIA icon
317
XTI Aerospace
XTIA
$58.9M
– –
0
– –
ADAM
318
Adamas Trust
ADAM
$883M
$115K 0.02%
3,719
+662
+22% +$20.7K
SZYM
319
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$65K 0.01%
25,200
-95,668
-79% -$419K
FCEL icon
320
FuelCell Energy
FCEL
$1.63B
$38K 0.01%
6
– –
AMD icon
321
Advanced Micro Devices
AMD
$789B
$29K ﹤0.01%
11,000
– –
WINT
322
DELISTED
Windtree Therapeutics Inc
WINT
$29K ﹤0.01%
1,786
– –
UEC icon
323
Uranium Energy
UEC
$5.57B
$23K ﹤0.01%
13,000
– –
AMLP icon
324
Alerian MLP ETF
AMLP
$13.1B
– –
-2,800
Closed -$268K
AVAV icon
325
AeroVironment
AVAV
$9.45B
– –
-15,050
Closed -$453K
11 12
13
14 15

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LCM
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Wellington Shields Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Wellington Shields Capital Management held 381 positions worth $629M, up 4.3% from $603M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Wellington Shields Capital Management's Q4 2014 filing shows 33 new, 82 increased, 117 reduced and 41 closed positions. Its largest new stake was Rocket Fuel Inc.: 128,200 shares worth $2.07M. The largest sale was Whole Foods Market Inc, an estimated $1.59M.

By sector, the portfolio is most concentrated in Consumer Staples at 36% of assets, up from 36% a quarter earlier, followed by Healthcare and Industrials.

  • Wellington Shields Capital Management's largest Q4 2014 buy was Rocket Fuel Inc.: 128,200 shares worth $2.07M.
  • Wellington Shields Capital Management added most to Kinder Morgan in Q4 2014, an estimated $5.24M increase.
  • Wellington Shields Capital Management's biggest Q4 2014 reduction was Whole Foods Market Inc, cutting an estimated $1.59M.
  • Wellington Shields Capital Management fully exited Trinity Industries in Q4 2014, selling an estimated $1.55M.
  • Wellington Shields Capital Management's ten largest holdings make up 37% of its $629M portfolio in Q4 2014.
  • Wellington Shields Capital Management opened 33 new positions and closed 41 in Q4 2014.
  • Wellington Shields Capital Management's portfolio value rose 4.3% quarter-over-quarter to $629M.

Based on Wellington Shields Capital Management's 13F filing for Q4 2014, filed 12 Feb 2015.