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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
-3.31%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$603M
AUM Growth
-$36M
Cap. Flow
-$8.73M
Cap. Flow %
-1.45%
Top 10 Hldgs %
37.97%
Holding
391
New
27
Increased
89
Reduced
109
Closed
43

Top Buys

Rank Stock Value
1
PF
Pinnacle Foods, Inc.
PF
+$2.19M
2
IRDM icon
Iridium Communications
IRDM
+$1.59M
3
TPR icon
Tapestry
TPR
+$1.52M
4
IP icon
International Paper
IP
+$1.42M
5
TRN icon
Trinity Industries
TRN
+$1.32M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$2.27M
2
PNR icon
Pentair
PNR
+$1.8M
3
TUP
Tupperware Brands Corporation
TUP
+$1.46M
4
AVAV icon
AeroVironment
AVAV
+$1.28M
5
POT
Potash Corp Of Saskatchewan
POT
+$1.09M

Sector Composition

Rank Sector Weight
1 Consumer Staples 35.73%
2 Healthcare 10.58%
3 Energy 9.02%
4 Industrials 8.93%
5 Technology 8.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAIN icon
301
Hain Celestial
HAIN
$53.7M
$235K 0.04%
4,600
– –
TIP icon
302
iShares TIPS Bond ETF
TIP
$14.7B
$235K 0.04%
2,100
– –
LPNT
303
DELISTED
LifePoint Health, Inc.
LPNT
$232K 0.04%
3,360
-500
-13% -$35.2K
ED icon
304
Consolidated Edison
ED
$39.9B
$229K 0.04%
4,040
-125
-3% -$7.1K
SYK icon
305
Stryker
SYK
$130B
$226K 0.04%
2,800
– –
ETP
306
DELISTED
Energy Transfer Partners L.p.
ETP
$224K 0.04%
+3,500
New +$202K
AAP icon
307
Advance Auto Parts
AAP
$3.49B
$222K 0.04%
1,700
– –
HLX icon
308
Helix Energy Solutions
HLX
$1.41B
$221K 0.04%
10,000
– –
POR icon
309
Portland General Electric
POR
$5.77B
$220K 0.04%
+6,850
New +$227K
KDP icon
310
Keurig Dr Pepper
KDP
$40.8B
$219K 0.04%
+3,400
New +$208K
MO icon
311
Altria Group
MO
$114B
$218K 0.04%
+4,741
New +$203K
ZBH icon
312
Zimmer Biomet
ZBH
$18.4B
$216K 0.04%
2,215
-20
-0.9% -$1.97K
KKR icon
313
KKR & Co
KKR
$92.3B
$215K 0.04%
9,650
– –
IDA icon
314
Idacorp
IDA
$8.2B
$214K 0.04%
4,000
– –
NXPI icon
315
NXP Semiconductors
NXPI
$60.4B
$212K 0.04%
+3,100
New +$206K
LQD icon
316
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$207K 0.03%
1,750
– –
XLV icon
317
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$205K 0.03%
+3,200
New +$200K
RDS.B
318
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$205K 0.03%
2,586
– –
DOV icon
319
Dover
DOV
$28.4B
$201K 0.03%
3,095
– –
TRI icon
320
Thomson Reuters
TRI
$44.1B
$200K 0.03%
+4,739
New +$205K
SVU
321
DELISTED
SUPERVALU Inc.
SVU
$186K 0.03%
2,971
+128
+5% +$8.23K
CNH
322
CNH Industrial
CNH
$17.5B
$156K 0.03%
22,588
-11,041
-33% -$84.4K
KG
323
Kestrel Group
KG
$69M
$111K 0.02%
+500
New +$119K
SIRI icon
324
SiriusXM
SIRI
$10.1B
$101K 0.02%
2,880
-1,500
-34% -$52.4K
ADAM
325
Adamas Trust
ADAM
$883M
$88K 0.01%
3,057
+36
+1% +$1.12K
11 12
13
14 15

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LCM
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DC
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Wellington Shields Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Wellington Shields Capital Management held 391 positions worth $603M, down 5.6% from $639M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Wellington Shields Capital Management's Q3 2014 filing shows 27 new, 89 increased, 109 reduced and 43 closed positions. Its largest new stake was Pinnacle Foods, Inc.: 69,200 shares worth $2.26M. The largest sale was Crocs, an estimated $2.27M.

By sector, the portfolio is most concentrated in Consumer Staples at 36% of assets, down from 37% a quarter earlier, followed by Healthcare and Energy.

  • Wellington Shields Capital Management's largest Q3 2014 buy was Pinnacle Foods, Inc.: 69,200 shares worth $2.26M.
  • Wellington Shields Capital Management added most to Tapestry in Q3 2014, an estimated $1.52M increase.
  • Wellington Shields Capital Management's biggest Q3 2014 reduction was Pentair, cutting an estimated $1.8M.
  • Wellington Shields Capital Management fully exited Crocs in Q3 2014, selling an estimated $2.27M.
  • Wellington Shields Capital Management's ten largest holdings make up 38% of its $603M portfolio in Q3 2014.
  • Wellington Shields Capital Management opened 27 new positions and closed 43 in Q3 2014.
  • Wellington Shields Capital Management's portfolio value fell 5.6% quarter-over-quarter to $603M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2014, filed 13 Nov 2014.