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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$557M
AUM Growth
+$34.4M
Cap. Flow
+$81.5K
Cap. Flow %
0.01%
Top 10 Hldgs %
43.34%
Holding
367
New
46
Increased
66
Reduced
112
Closed
45

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$5.91M
2
POT
Potash Corp Of Saskatchewan
POT
+$2.27M
3
ADT
ADT Corp
ADT
+$1.71M
4
EDU icon
New Oriental
EDU
+$1.7M
5
HPQ icon
HP
HPQ
+$1.27M

Top Sells

Rank Stock Value
1
CHRD icon
Chord Energy
CHRD
+$1.98M
2
FLO icon
Flowers Foods
FLO
+$1.92M
3
TPR icon
Tapestry
TPR
+$1.4M
4
DAN icon
Dana Inc
DAN
+$1.38M
5
DECK icon
Deckers Outdoor
DECK
+$1.36M

Sector Composition

Rank Sector Weight
1 Consumer Staples 35%
2 Industrials 10.68%
3 Healthcare 9.76%
4 Energy 8.97%
5 Technology 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSH
301
DELISTED
RADIOSHACK CORP
RSH
$83K 0.01%
+32,000
New +$93.1K
WINT
302
DELISTED
Windtree Therapeutics Inc
WINT
$56K 0.01%
+1,779
New +$55.6K
IMUC
303
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$47K 0.01%
1,275
+1,025
+410% +$97.1K
FCEL icon
304
FuelCell Energy
FCEL
$1.63B
$35K 0.01%
6
– –
UEC icon
305
Uranium Energy
UEC
$5.57B
$26K ﹤0.01%
13,000
– –
AMAT icon
306
Applied Materials
AMAT
$428B
– –
-38,900
Closed -$682K
BCO icon
307
Brink's
BCO
$4.62B
– –
-15,000
Closed -$424K
CCJ icon
308
Cameco
CCJ
$42.4B
– –
-21,000
Closed -$379K
CLH icon
309
Clean Harbors
CLH
$16.3B
– –
-3,750
Closed -$220K
CRIS icon
310
Curis
CRIS
$7.83M
– –
-24
Closed -$214K
CVLT icon
311
Commault Systems
CVLT
$5.61B
– –
-7,850
Closed -$690K
DECK icon
312
Deckers Outdoor
DECK
$13.3B
– –
-124,200
Closed -$1.36M
DGII icon
313
Digi International
DGII
$3.1B
– –
-94,200
Closed -$941K
HOLX
314
DELISTED
Hologic
HOLX
– –
-64,900
Closed -$1.34M
HUM icon
315
Humana
HUM
$46.2B
– –
-4,200
Closed -$392K
MIDD icon
316
Middleby
MIDD
$6.08B
– –
-4,410
Closed -$307K
NWS icon
317
News Corp Class B
NWS
$17.5B
– –
-17,710
Closed -$291K
PFF icon
318
iShares Preferred and Income Securities ETF
PFF
$13.2B
– –
-20,595
Closed -$783K
PGF icon
319
Invesco Financial Preferred ETF
PGF
$672M
– –
-10,450
Closed -$179K
SIRI icon
320
SiriusXM
SIRI
$10.1B
– –
-2,200
Closed -$85K
STX icon
321
Seagate
STX
$184B
– –
-24,000
Closed -$1.05M
TEVA icon
322
Teva Pharmaceuticals
TEVA
$41.2B
– –
-8,152
Closed -$308K
THO icon
323
Thor Industries
THO
$4.14B
– –
-4,600
Closed -$267K
WPM icon
324
Wheaton Precious Metals
WPM
$60.9B
– –
-9,026
Closed -$224K
XYL icon
325
Xylem
XYL
$28.1B
– –
-13,600
Closed -$380K
10 11 12
13
14

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Wellington Shields Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Wellington Shields Capital Management held 367 positions worth $557M, up 6.6% from $523M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Wellington Shields Capital Management's Q4 2013 filing shows 46 new, 66 increased, 112 reduced and 45 closed positions. Its largest new stake was Potash Corp Of Saskatchewan: 71,250 shares worth $2.35M. The largest sale was Chord Energy, an estimated $1.98M.

By sector, the portfolio is most concentrated in Consumer Staples at 35% of assets, down from 37% a quarter earlier, followed by Industrials and Healthcare.

  • Wellington Shields Capital Management's largest Q4 2013 buy was Potash Corp Of Saskatchewan: 71,250 shares worth $2.35M.
  • Wellington Shields Capital Management added most to Microsoft in Q4 2013, an estimated $5.91M increase.
  • Wellington Shields Capital Management's biggest Q4 2013 reduction was Chord Energy, cutting an estimated $1.98M.
  • Wellington Shields Capital Management fully exited Deckers Outdoor in Q4 2013, selling an estimated $1.36M.
  • Wellington Shields Capital Management's ten largest holdings make up 43% of its $557M portfolio in Q4 2013.
  • Wellington Shields Capital Management opened 46 new positions and closed 45 in Q4 2013.
  • Wellington Shields Capital Management's portfolio value rose 6.6% quarter-over-quarter to $557M.

Based on Wellington Shields Capital Management's 13F filing for Q4 2013, filed 11 Feb 2014.