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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+3.92%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$523M
AUM Growth
-$42.5M
Cap. Flow
-$54.5M
Cap. Flow %
-10.43%
Top 10 Hldgs %
44.02%
Holding
383
New
41
Increased
82
Reduced
80
Closed
62

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$2.76M
2
CHEF icon
Chefs' Warehouse
CHEF
+$1.89M
3
DAN icon
Dana Inc
DAN
+$1.8M
4
KO icon
Coca-Cola
KO
+$1.57M
5
CLF icon
Cleveland-Cliffs
CLF
+$1.43M

Top Sells

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$8.77M
2
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$3.68M
3
EEP
Enbridge Energy Partners
EEP
+$2.93M
4
LNCE
Snyders-Lance, Inc.
LNCE
+$2.13M
5
BPL
Buckeye Partners, L.P.
BPL
+$2.01M

Sector Composition

Rank Sector Weight
1 Consumer Staples 37.11%
2 Industrials 9.98%
3 Energy 9.72%
4 Healthcare 9.64%
5 Technology 6.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRYS
301
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
FCEL icon
302
FuelCell Energy
FCEL
$1.63B
$32K 0.01%
6
– –
UEC icon
303
Uranium Energy
UEC
$5.57B
$29K 0.01%
13,000
-3,000
-19% -$6.88K
IMUC
304
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$26K 0.01%
250
– –
AMZN icon
305
Amazon
AMZN
$2.96T
– –
-16,000
Closed -$222K
AVAV icon
306
AeroVironment
AVAV
$9.45B
– –
-12,000
Closed -$242K
CG icon
307
Carlyle Group
CG
$17.2B
– –
-51,440
Closed -$1.32M
CTRA
308
DELISTED
Coterra Energy
CTRA
– –
-53,400
Closed -$1.9M
CXT icon
309
Crane NXT
CXT
$3.07B
– –
-23,032
Closed -$479K
DKS icon
310
Dick's Sporting Goods
DKS
$18.7B
– –
-4,000
Closed -$200K
EPD icon
311
Enterprise Products Partners
EPD
$81.7B
– –
-55,394
Closed -$1.72M
ET icon
312
Energy Transfer Partners
ET
$69.3B
– –
-586,160
Closed -$8.77M
GPRE icon
313
Green Plains
GPRE
$1.03B
– –
-23,100
Closed -$308K
HHH icon
314
Howard Hughes
HHH
$4.03B
– –
-1,888
Closed -$202K
HRI icon
315
Herc Holdings
HRI
$5.61B
– –
-4,133
Closed -$308K
MKC icon
316
McCormick & Company Non-Voting
MKC
$14.2B
– –
-34,044
Closed -$1.2M
MU icon
317
Micron Technology
MU
$991B
– –
-15,000
Closed -$215K
NAT icon
318
Nordic American Tanker
NAT
$1.37B
– –
-45,770
Closed -$339K
NNN icon
319
NNN REIT
NNN
$8.99B
– –
-6,150
Closed -$212K
NRT
320
North European Oil Royalty Trust
NRT
$81M
– –
-66,198
Closed -$1.61M
NUV icon
321
Nuveen Municipal Value Fund
NUV
$1.91B
– –
-50,000
Closed -$478K
PAA icon
322
Plains All American Pipeline
PAA
$16.1B
– –
-21,012
Closed -$1.17M
PDT
323
John Hancock Premium Dividend Fund
PDT
$626M
– –
-25,344
Closed -$336K
PMF
324
DELISTED
PIMCO Municipal Income Fund
PMF
– –
-23,000
Closed -$294K
SMG icon
325
ScottsMiracle-Gro
SMG
$3.66B
– –
-5,450
Closed -$263K
11 12
13
14 15

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AWA
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FAM
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LCM
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DC
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Wellington Shields Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Wellington Shields Capital Management held 383 positions worth $523M, down 7.5% from $565M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Wellington Shields Capital Management withdrew a net $54.5M in Q3 2013, closing 62 positions and reducing 80 holdings. Its most notable exit was Energy Transfer Partners, an estimated $8.77M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 37% of assets, up from 35% a quarter earlier, followed by Industrials and Energy.

Against the trend, Wellington Shields Capital Management opened a new position in Chefs' Warehouse worth $2.03M.

  • Wellington Shields Capital Management's largest Q3 2013 buy was Chefs' Warehouse: 88,056 shares worth $2.03M.
  • Wellington Shields Capital Management added most to Pfizer in Q3 2013, an estimated $2.76M increase.
  • Wellington Shields Capital Management's biggest Q3 2013 reduction was Snyders-Lance, Inc., cutting an estimated $2.13M.
  • Wellington Shields Capital Management fully exited Energy Transfer Partners in Q3 2013, selling an estimated $8.77M.
  • Wellington Shields Capital Management's ten largest holdings make up 44% of its $523M portfolio in Q3 2013.
  • Wellington Shields Capital Management opened 41 new positions and closed 62 in Q3 2013.
  • Wellington Shields Capital Management's portfolio value fell 7.5% quarter-over-quarter to $523M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2013, filed 15 Nov 2013.