We are live on ! Find out more
WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+9.29%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$603M
AUM Growth
+$28.6M
Cap. Flow
-$11.9M
Cap. Flow %
-1.97%
Top 10 Hldgs %
38.71%
Holding
344
New
28
Increased
69
Reduced
148
Closed
26

Top Buys

Rank Stock Value
1
AMAT icon
Applied Materials
AMAT
+$3.91M
2
EXP icon
Eagle Materials
EXP
+$2.53M
3
CELG
Celgene Corp
CELG
+$2.49M
4
DD icon
DuPont de Nemours
DD
+$1.79M
5
LUMN icon
Lumen
LUMN
+$1.76M

Top Sells

Rank Stock Value
1
FLO icon
Flowers Foods
FLO
+$3.71M
2
ESRX
Express Scripts Holding Company
ESRX
+$2.7M
3
FBIN icon
Fortune Brands Innovations
FBIN
+$2.52M
4
SNA icon
Snap-on
SNA
+$1.63M
5
TTEK icon
Tetra Tech
TTEK
+$1.57M

Sector Composition

Rank Sector Weight
1 Consumer Staples 37.31%
2 Industrials 9.71%
3 Healthcare 8.98%
4 Communication Services 7.54%
5 Technology 7.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
276
Vanguard S&P 500 ETF
VOO
$1.03T
$242K 0.04%
1,181
– –
TRI icon
277
Thomson Reuters
TRI
$44.1B
$241K 0.04%
4,739
– –
SPXU icon
278
ProShares UltraPro Short S&P 500
SPXU
$384M
$239K 0.04%
+29
New +$260K
XLV icon
279
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$238K 0.04%
3,450
-350
-9% -$24.3K
AAP icon
280
Advance Auto Parts
AAP
$3.49B
$237K 0.04%
1,400
– –
CVE icon
281
Cenovus Energy
CVE
$52.1B
$233K 0.04%
15,400
– –
SHW icon
282
Sherwin-Williams
SHW
$89.8B
$231K 0.04%
2,580
– –
TIP icon
283
iShares TIPS Bond ETF
TIP
$14.7B
$226K 0.04%
2,000
-100
-5% -$11.4K
GDX icon
284
VanEck Gold Miners ETF
GDX
$27.4B
$224K 0.04%
10,700
– –
FDC
285
DELISTED
First Data Corporation
FDC
$224K 0.04%
15,800
-700
-4% -$9.95K
TWX
286
DELISTED
Time Warner Inc
TWX
$222K 0.04%
2,296
-8,500
-79% -$757K
ADP icon
287
Automatic Data Processing
ADP
$108B
$219K 0.04%
+2,133
New +$199K
AMJ
288
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$219K 0.04%
6,925
+200
+3% +$6.11K
XLK icon
289
State Street Technology Select Sector SPDR ETF
XLK
$123B
$218K 0.04%
9,030
-600
-6% -$14.3K
XAR icon
290
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.5B
$215K 0.04%
3,399
-255
-7% -$15.7K
MNTA
291
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$212K 0.04%
14,100
-4,500
-24% -$59.4K
XLI icon
292
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$210K 0.03%
+3,375
New +$203K
IQV icon
293
IQVIA
IQV
$39.3B
$209K 0.03%
+2,746
New +$211K
IWM icon
294
iShares Russell 2000 ETF
IWM
$81.9B
$206K 0.03%
+1,530
New +$196K
LQD icon
295
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$205K 0.03%
1,750
– –
WRK
296
DELISTED
WestRock Company
WRK
$205K 0.03%
+4,028
New +$198K
SVC
297
Service Properties Trust
SVC
$1.07B
$203K 0.03%
+1,280
New +$186K
QEP
298
DELISTED
QEP RESOURCES, INC.
QEP
$199K 0.03%
10,800
– –
FCX icon
299
Freeport-McMoran
FCX
$97.5B
$170K 0.03%
12,900
-1,000
-7% -$12.8K
FTR
300
DELISTED
Frontier Communications Corp.
FTR
$165K 0.03%
3,257
– –
10 11
12
13 14

Similar funds

BCP
Bain Capital Prairie Boston, Massachusetts $666M AUM
TAP
TSG Advice Partners Columbus, Ohio $667M AUM
MIA
MainStreet Investment Advisors Chicago, Illinois $665M AUM 18.62% 1-Year Est. Return
AGM
Alpine Global Management New York $668M AUM 20.22% 1-Year Est. Return
AWA
Artemis Wealth Advisors New York $662M AUM 39.67% 1-Year Est. Return
FAM
Fulcrum Asset Management London, United Kingdom $662M AUM 48.09% 1-Year Est. Return
LCM
Lonestar Capital Management San Francisco, California $671M AUM 72.56% 1-Year Est. Return
DC
Decheng Capital Menlo Park, California $661M AUM 299.97% 1-Year Est. Return

Wellington Shields Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Wellington Shields Capital Management held 344 positions worth $603M, up 5% from $574M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Wellington Shields Capital Management's Q4 2016 filing shows 28 new, 69 increased, 148 reduced and 26 closed positions. Its largest new stake was Applied Materials: 128,400 shares worth $4.14M. The largest sale was Flowers Foods, an estimated $3.71M.

By sector, the portfolio is most concentrated in Consumer Staples at 37% of assets, up from 34% a quarter earlier, followed by Industrials and Healthcare.

  • Wellington Shields Capital Management's largest Q4 2016 buy was Applied Materials: 128,400 shares worth $4.14M.
  • Wellington Shields Capital Management added most to Celgene Corp in Q4 2016, an estimated $2.49M increase.
  • Wellington Shields Capital Management's biggest Q4 2016 reduction was Flowers Foods, cutting an estimated $3.71M.
  • Wellington Shields Capital Management fully exited Textron in Q4 2016, selling an estimated $1.37M.
  • Wellington Shields Capital Management's ten largest holdings make up 39% of its $603M portfolio in Q4 2016.
  • Wellington Shields Capital Management opened 28 new positions and closed 26 in Q4 2016.
  • Wellington Shields Capital Management's portfolio value rose 5% quarter-over-quarter to $603M.

Based on Wellington Shields Capital Management's 13F filing for Q4 2016, filed 2 Feb 2017.