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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+0.58%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$581M
AUM Growth
-$72.6M
Cap. Flow
-$62.1M
Cap. Flow %
-10.69%
Top 10 Hldgs %
45.32%
Holding
364
New
19
Increased
62
Reduced
135
Closed
55

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$4.3M
2
KHC icon
Kraft Heinz
KHC
+$2.51M
3
PYPL icon
PayPal
PYPL
+$1.88M
4
SBGI icon
Sinclair Inc
SBGI
+$1.42M
5
KMI icon
Kinder Morgan
KMI
+$1.07M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$5.29M
2
AAPL icon
Apple
AAPL
+$3.37M
3
NXPI icon
NXP Semiconductors
NXPI
+$3.22M
4
SBUX icon
Starbucks
SBUX
+$2.25M
5
PF
Pinnacle Foods, Inc.
PF
+$2.21M

Sector Composition

Rank Sector Weight
1 Consumer Staples 44.57%
2 Healthcare 9.71%
3 Industrials 7.68%
4 Energy 6.5%
5 Technology 6.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
276
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$203K 0.04%
1,750
– –
ZBH icon
277
Zimmer Biomet
ZBH
$18.4B
$202K 0.03%
2,215
– –
MRCY icon
278
Mercury Systems
MRCY
$6.52B
$199K 0.03%
12,500
– –
IRDM icon
279
Iridium Communications
IRDM
$5.29B
$178K 0.03%
29,000
+6,000
+26% +$43.6K
ABB
280
DELISTED
ABB Ltd
ABB
$177K 0.03%
10,000
– –
GCI
281
DELISTED
Gannett Co., Inc
GCI
$167K 0.03%
11,351
– –
WIN
282
DELISTED
Windstream Holdings Inc
WIN
$165K 0.03%
5,360
-24,790
-82% -$773K
QEP
283
DELISTED
QEP RESOURCES, INC.
QEP
$155K 0.03%
12,400
– –
FCX icon
284
Freeport-McMoran
FCX
$97.5B
$153K 0.03%
15,800
-800
-5% -$9.6K
AHT
285
Ashford Hospitality Trust
AHT
$21M
$141K 0.02%
23
-28
-55% -$223K
SDRL
286
DELISTED
Seadrill Limited Common Stock
SDRL
$117K 0.02%
74
-31
-30% -$66.2K
WHLR
287
Wheeler Real Estate Investment Trust
WHLR
$412K
– –
0
– –
ABEV icon
288
Ambev
ABEV
$46.4B
$104K 0.02%
21,250
– –
JCP
289
DELISTED
J.C. Penney Company, Inc.
JCP
$93K 0.02%
+10,000
New +$88.5K
VIVS
290
VivoSim Labs
VIVS
$1.64M
$87K 0.02%
135
– –
SUNE
291
DELISTED
SUNEDISON, INC COM
SUNE
$75K 0.01%
+10,400
New +$186K
HLX icon
292
Helix Energy Solutions
HLX
$1.41B
$48K 0.01%
10,000
– –
XTIA icon
293
XTI Aerospace
XTIA
$58.9M
– –
0
– –
FCEL icon
294
FuelCell Energy
FCEL
$1.63B
$18K ﹤0.01%
6
– –
FXEN
295
DELISTED
FX ENERGY INC
FXEN
$18K ﹤0.01%
19,134
-1,000
-5% -$904
UEC icon
296
Uranium Energy
UEC
$5.57B
$13K ﹤0.01%
13,000
– –
WINT
297
DELISTED
Windtree Therapeutics Inc
WINT
$7K ﹤0.01%
1,786
– –
AAL icon
298
American Airlines Group
AAL
$10.6B
– –
-5,200
Closed -$208K
BHC icon
299
Bausch Health
BHC
$2.34B
– –
-7,800
Closed -$1.73M
BJRI icon
300
BJ's Restaurants
BJRI
$1.48B
– –
-4,800
Closed -$233K
10 11
12
13 14

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AWA
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FAM
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LCM
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DC
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Wellington Shields Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Wellington Shields Capital Management held 364 positions worth $581M, down 11% from $653M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Wellington Shields Capital Management withdrew a net $62.1M in Q3 2015, closing 55 positions and reducing 135 holdings. Its most notable exit was NXP Semiconductors, an estimated $3.22M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 45% of assets, up from 37% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Wellington Shields Capital Management opened a new position in Alphabet (Google) Class A worth $4.26M.

  • Wellington Shields Capital Management's largest Q3 2015 buy was Alphabet (Google) Class A: 133,560 shares worth $4.26M.
  • Wellington Shields Capital Management added most to Kinder Morgan in Q3 2015, an estimated $1.07M increase.
  • Wellington Shields Capital Management's biggest Q3 2015 reduction was Alphabet (Google) Class C, cutting an estimated $5.29M.
  • Wellington Shields Capital Management fully exited NXP Semiconductors in Q3 2015, selling an estimated $3.22M.
  • Wellington Shields Capital Management's ten largest holdings make up 45% of its $581M portfolio in Q3 2015.
  • Wellington Shields Capital Management opened 19 new positions and closed 55 in Q3 2015.
  • Wellington Shields Capital Management's portfolio value fell 11% quarter-over-quarter to $581M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2015, filed 4 Nov 2015.