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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+3.92%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$523M
AUM Growth
-$42.5M
Cap. Flow
-$54.5M
Cap. Flow %
-10.43%
Top 10 Hldgs %
44.02%
Holding
383
New
41
Increased
82
Reduced
80
Closed
62

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$2.76M
2
CHEF icon
Chefs' Warehouse
CHEF
+$1.89M
3
DAN icon
Dana Inc
DAN
+$1.8M
4
KO icon
Coca-Cola
KO
+$1.57M
5
CLF icon
Cleveland-Cliffs
CLF
+$1.43M

Top Sells

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$8.77M
2
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$3.68M
3
EEP
Enbridge Energy Partners
EEP
+$2.93M
4
LNCE
Snyders-Lance, Inc.
LNCE
+$2.13M
5
BPL
Buckeye Partners, L.P.
BPL
+$2.01M

Sector Composition

Rank Sector Weight
1 Consumer Staples 37.11%
2 Industrials 9.98%
3 Energy 9.72%
4 Healthcare 9.64%
5 Technology 6.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRIS icon
276
Curis
CRIS
$7.83M
$214K 0.04%
+24
New +$194K
LQD icon
277
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$210K 0.04%
1,850
– –
R icon
278
Ryder
R
$10.1B
$209K 0.04%
3,500
– –
WFC icon
279
Wells Fargo
WFC
$264B
$209K 0.04%
5,050
– –
HP icon
280
Helmerich & Payne
HP
$3.71B
$207K 0.04%
+3,000
New +$198K
MATX icon
281
Matsons
MATX
$6.18B
$206K 0.04%
5,725
– –
FDX icon
282
FedEx
FDX
$75.4B
$205K 0.04%
+1,800
New +$194K
OIL
283
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$205K 0.04%
+8,475
New +$211K
MON
284
DELISTED
Monsanto Co
MON
$202K 0.04%
+1,938
New +$195K
RDC
285
DELISTED
Rowan Companies Plc
RDC
$201K 0.04%
+5,480
New +$197K
GLW icon
286
Corning
GLW
$143B
$179K 0.03%
12,260
-650
-5% -$9.62K
PGF icon
287
Invesco Financial Preferred ETF
PGF
$672M
$179K 0.03%
10,450
– –
LSI
288
DELISTED
LSI CORPORATION
LSI
$165K 0.03%
21,142
– –
WFT
289
DELISTED
Weatherford International plc
WFT
$164K 0.03%
10,700
– –
AA icon
290
Alcoa
AA
$13.2B
$153K 0.03%
7,844
-208
-3% -$4.02K
PDS
291
Precision Drilling
PDS
$974M
$152K 0.03%
765
-400
-34% -$79.4K
NES
292
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$151K 0.03%
6,615
– –
NSLR
293
Neostellar Capital Corp
NSLR
$254M
$148K 0.03%
+15,401
New +$112K
EWJ icon
294
iShares MSCI Japan ETF
EWJ
$22.8B
$138K 0.03%
2,900
– –
SUNE
295
DELISTED
SUNEDISON, INC COM
SUNE
$135K 0.03%
16,900
-58,100
-77% -$481K
ASRT
296
DELISTED
Assertio
ASRT
$134K 0.03%
300
-50
-14% -$20.4K
VIVS
297
VivoSim Labs
VIVS
$1.64M
$124K 0.02%
+90
New +$126K
NPBC
298
DELISTED
NATL PENN BANCSHARES INC
NPBC
$100K 0.02%
10,000
– –
SIRI icon
299
SiriusXM
SIRI
$10.1B
$85K 0.02%
2,200
– –
AKS
300
DELISTED
AK Steel Holding Corp
AKS
$82K 0.02%
22,000
-500
-2% -$1.78K
10 11
12
13 14

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AGM
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AWA
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FAM
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LCM
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DC
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Wellington Shields Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Wellington Shields Capital Management held 383 positions worth $523M, down 7.5% from $565M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Wellington Shields Capital Management withdrew a net $54.5M in Q3 2013, closing 62 positions and reducing 80 holdings. Its most notable exit was Energy Transfer Partners, an estimated $8.77M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 37% of assets, up from 35% a quarter earlier, followed by Industrials and Energy.

Against the trend, Wellington Shields Capital Management opened a new position in Chefs' Warehouse worth $2.03M.

  • Wellington Shields Capital Management's largest Q3 2013 buy was Chefs' Warehouse: 88,056 shares worth $2.03M.
  • Wellington Shields Capital Management added most to Pfizer in Q3 2013, an estimated $2.76M increase.
  • Wellington Shields Capital Management's biggest Q3 2013 reduction was Snyders-Lance, Inc., cutting an estimated $2.13M.
  • Wellington Shields Capital Management fully exited Energy Transfer Partners in Q3 2013, selling an estimated $8.77M.
  • Wellington Shields Capital Management's ten largest holdings make up 44% of its $523M portfolio in Q3 2013.
  • Wellington Shields Capital Management opened 41 new positions and closed 62 in Q3 2013.
  • Wellington Shields Capital Management's portfolio value fell 7.5% quarter-over-quarter to $523M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2013, filed 15 Nov 2013.