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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $788M
1-Year Est. Return 66.95%
This Fund
S&P 500
This Quarter Est. Return
+12.9%
1 Year Est. Return
+66.95%
3 Year Est. Return
+136.75%
5 Year Est. Return
+153.04%
10 Year Est. Return
+476.57%
AUM
$748M
AUM Growth
+$117M
Cap. Flow
+$59.9M
Cap. Flow %
8.01%
Top 10 Hldgs %
43.22%
Holding
269
New
45
Increased
90
Reduced
65
Closed
11

Top Buys

Rank Stock Value
1
PSNL icon
Personalis
PSNL
+$7.1M
2
FIRY
Firy Inc
FIRY
+$5.31M
3
RPRX icon
Royalty Pharma
RPRX
+$3.97M
4
MSFT icon
Microsoft
MSFT
+$3.57M
5
GLD icon
SPDR Gold Trust
GLD
+$2.78M

Top Sells

Rank Stock Value
1
CTEV
Claritev Corp
CTEV
+$3.59M
2
DKNG icon
DraftKings
DKNG
+$2.25M
3
BDX icon
Becton Dickinson
BDX
+$2.04M
4
COHR icon
Coherent
COHR
+$2.01M
5
SHOP icon
Shopify
SHOP
+$735K

Sector Composition

Rank Sector Weight
1 Consumer Staples 24.69%
2 Healthcare 17.62%
3 Technology 16.79%
4 Financials 8.95%
5 Industrials 8.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALC icon
251
Alcon
ALC
$36.6B
– –
-3,730
Closed -$212K
COHR icon
252
Coherent
COHR
$64B
– –
-49,600
Closed -$2.01M
GIS icon
253
General Mills
GIS
$20.1B
– –
-4,000
Closed -$247K
GTN icon
254
Gray Television
GTN
$493M
– –
-11,900
Closed -$164K
STZ icon
255
Constellation Brands
STZ
$22.5B
– –
-2,470
Closed -$468K
VALE icon
256
Vale
VALE
$61.1B
– –
-20,000
Closed -$212K
WAB icon
257
Wabtec
WAB
$49.9B
– –
-4,911
Closed -$304K
WTRG icon
258
Essential Utilities
WTRG
$11.2B
– –
-7,916
Closed -$319K
XRAY icon
259
Dentsply Sirona
XRAY
$2.32B
– –
-4,700
Closed -$206K
7 8 9 10
11

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Wellington Shields Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Wellington Shields Capital Management held 269 positions worth $748M, up 19% from $631M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Wellington Shields Capital Management deployed $59.9M of net new capital in Q4 2020, opening 45 new positions and adding to 90 existing holdings. Its largest new stake was Firy Inc: 17,854 shares worth $7.14M.

By sector, the portfolio is most concentrated in Consumer Staples at 25% of assets, down from 29% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Claritev Corp, an estimated $3.59M trimmed.

  • Wellington Shields Capital Management's largest Q4 2020 buy was Firy Inc: 17,854 shares worth $7.14M.
  • Wellington Shields Capital Management added most to Personalis in Q4 2020, an estimated $7.1M increase.
  • Wellington Shields Capital Management's biggest Q4 2020 reduction was Claritev Corp, cutting an estimated $3.59M.
  • Wellington Shields Capital Management fully exited Coherent in Q4 2020, selling an estimated $2.01M.
  • Wellington Shields Capital Management's ten largest holdings make up 43% of its $748M portfolio in Q4 2020.
  • Wellington Shields Capital Management opened 45 new positions and closed 11 in Q4 2020.
  • Wellington Shields Capital Management's portfolio value rose 19% quarter-over-quarter to $748M.

Based on Wellington Shields Capital Management's 13F filing for Q4 2020, filed 9 Feb 2021.