We are live on ! Find out more
WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$609M
AUM Growth
-$3.82M
Cap. Flow
-$31.8M
Cap. Flow %
-5.23%
Top 10 Hldgs %
36.56%
Holding
350
New
24
Increased
55
Reduced
155
Closed
29

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$2.36M
2
RRC icon
Range Resources
RRC
+$1.32M
3
OKE icon
Oneok
OKE
+$1.29M
4
BEL
Belmond Ltd.
BEL
+$1.26M
5
TRIP icon
TripAdvisor
TRIP
+$1.18M

Top Sells

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$3.2M
2
TRV icon
Travelers Companies
TRV
+$2.65M
3
DD
Du Pont De Nemours E I
DD
+$2.31M
4
ZBH icon
Zimmer Biomet
ZBH
+$1.99M
5
SBUX icon
Starbucks
SBUX
+$1.72M

Sector Composition

Rank Sector Weight
1 Consumer Staples 32.24%
2 Industrials 10.64%
3 Technology 10.37%
4 Healthcare 9.43%
5 Communication Services 7.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRE icon
251
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$322K 0.05%
5,675
-6,345
-53% -$341K
AEM icon
252
Agnico Eagle Mines
AEM
$90.5B
$321K 0.05%
7,100
– –
KMB icon
253
Kimberly-Clark
KMB
$36.5B
$320K 0.05%
2,720
-300
-10% -$36.6K
RGC
254
DELISTED
Regal Entertainment Group
RGC
$320K 0.05%
20,000
– –
TFC icon
255
Truist Financial
TFC
$64B
$317K 0.05%
6,750
– –
PXD
256
DELISTED
Pioneer Natural Resource Co.
PXD
$317K 0.05%
2,150
– –
BHC icon
257
Bausch Health
BHC
$2.34B
$315K 0.05%
22,000
-2,500
-10% -$37.8K
SHW icon
258
Sherwin-Williams
SHW
$89.8B
$308K 0.05%
2,580
– –
UPS icon
259
United Parcel Service
UPS
$88.9B
$308K 0.05%
2,562
-500
-16% -$56.8K
FLOT icon
260
iShares Floating Rate Bond ETF
FLOT
$10.3B
$303K 0.05%
5,950
– –
ED icon
261
Consolidated Edison
ED
$39.9B
$302K 0.05%
3,740
– –
XLK icon
262
State Street Technology Select Sector SPDR ETF
XLK
$124B
$300K 0.05%
10,150
+1,100
+12% +$31.7K
MDT icon
263
Medtronic
MDT
$112B
$299K 0.05%
3,850
-300
-7% -$24.9K
MCK icon
264
McKesson
MCK
$101B
$298K 0.05%
1,940
– –
XLY icon
265
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$288K 0.05%
6,400
+1,000
+19% +$45K
KG
266
Kestrel Group
KG
$69M
$286K 0.05%
1,800
-4,175
-70% -$739K
KN icon
267
Knowles
KN
$3.34B
$284K 0.05%
+18,583
New +$285K
SYK icon
268
Stryker
SYK
$130B
$284K 0.05%
2,000
-50
-2% -$7.17K
AL
269
DELISTED
Air Lease Corp
AL
$277K 0.05%
6,500
– –
IWM icon
270
iShares Russell 2000 ETF
IWM
$83B
$275K 0.05%
1,855
+100
+6% +$14.1K
TTEK icon
271
Tetra Tech
TTEK
$9.07B
$265K 0.04%
28,500
– –
WFC icon
272
Wells Fargo
WFC
$264B
$264K 0.04%
4,792
-1,100
-19% -$58.5K
IQV icon
273
IQVIA
IQV
$39.3B
$261K 0.04%
2,746
– –
UL icon
274
Unilever
UL
$136B
$261K 0.04%
4,000
+267
+7% +$17.2K
HACK icon
275
Amplify Cybersecurity ETF
HACK
$2.9B
$257K 0.04%
8,525
-375
-4% -$11.2K
9 10
11
12 13

Similar funds

BCP
Bain Capital Prairie Boston, Massachusetts $666M AUM
TAP
TSG Advice Partners Columbus, Ohio $667M AUM
MIA
MainStreet Investment Advisors Chicago, Illinois $665M AUM 18.62% 1-Year Est. Return
AGM
Alpine Global Management New York $668M AUM 20.22% 1-Year Est. Return
AWA
Artemis Wealth Advisors New York $662M AUM 39.67% 1-Year Est. Return
FAM
Fulcrum Asset Management London, United Kingdom $662M AUM 48.09% 1-Year Est. Return
LCM
Lonestar Capital Management San Francisco, California $671M AUM 72.56% 1-Year Est. Return
DC
Decheng Capital Menlo Park, California $661M AUM 299.97% 1-Year Est. Return

Wellington Shields Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Wellington Shields Capital Management held 350 positions worth $609M, down 0.62% from $613M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Wellington Shields Capital Management withdrew a net $31.8M in Q3 2017, closing 29 positions and reducing 155 holdings. Its most notable exit was Du Pont De Nemours E I, an estimated $2.31M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 32% of assets, up from 32% a quarter earlier, followed by Industrials and Technology.

Against the trend, Wellington Shields Capital Management opened a new position in TripAdvisor worth $1.18M.

  • Wellington Shields Capital Management's largest Q3 2017 buy was TripAdvisor: 29,000 shares worth $1.18M.
  • Wellington Shields Capital Management added most to DuPont de Nemours in Q3 2017, an estimated $2.36M increase.
  • Wellington Shields Capital Management's biggest Q3 2017 reduction was PepsiCo, cutting an estimated $3.2M.
  • Wellington Shields Capital Management fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $2.31M.
  • Wellington Shields Capital Management's ten largest holdings make up 37% of its $609M portfolio in Q3 2017.
  • Wellington Shields Capital Management opened 24 new positions and closed 29 in Q3 2017.
  • Wellington Shields Capital Management's portfolio value fell 0.62% quarter-over-quarter to $609M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2017, filed 6 Nov 2017.