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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
-3.31%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$603M
AUM Growth
-$36M
Cap. Flow
-$8.73M
Cap. Flow %
-1.45%
Top 10 Hldgs %
37.97%
Holding
391
New
27
Increased
89
Reduced
109
Closed
43

Top Buys

Rank Stock Value
1
PF
Pinnacle Foods, Inc.
PF
+$2.19M
2
IRDM icon
Iridium Communications
IRDM
+$1.59M
3
TPR icon
Tapestry
TPR
+$1.52M
4
IP icon
International Paper
IP
+$1.42M
5
TRN icon
Trinity Industries
TRN
+$1.32M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$2.27M
2
PNR icon
Pentair
PNR
+$1.8M
3
TUP
Tupperware Brands Corporation
TUP
+$1.46M
4
AVAV icon
AeroVironment
AVAV
+$1.28M
5
POT
Potash Corp Of Saskatchewan
POT
+$1.09M

Sector Composition

Rank Sector Weight
1 Consumer Staples 35.73%
2 Healthcare 10.58%
3 Energy 9.02%
4 Industrials 8.93%
5 Technology 8.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STR
251
DELISTED
QUESTAR CORP
STR
$361K 0.06%
16,200
-400
-2% -$9.21K
FTR
252
DELISTED
Frontier Communications Corp.
FTR
$360K 0.06%
3,684
-26
-0.7% -$2.48K
UPS icon
253
United Parcel Service
UPS
$88.9B
$355K 0.06%
3,612
– –
GBL
254
DELISTED
GAMCO Investors, Inc.
GBL
$354K 0.06%
9,285
– –
KFX
255
DELISTED
KOFAX LIMITED COM STK
KFX
$351K 0.06%
45,400
-5,400
-11% -$41.6K
UEIC icon
256
Universal Electronics
UEIC
$61.3M
$346K 0.06%
7,000
– –
SUNE
257
DELISTED
SUNEDISON, INC COM
SUNE
$344K 0.06%
18,200
– –
BDBD
258
DELISTED
BOULDER BRANDS INC
BDBD
$341K 0.06%
25,000
– –
WGL
259
DELISTED
Wgl Holdings
WGL
$337K 0.06%
8,000
– –
MNR
260
DELISTED
Monmouth Real Estate Investment Corp
MNR
$329K 0.05%
32,500
– –
WM icon
261
Waste Management
WM
$91B
$324K 0.05%
6,825
– –
PFF icon
262
iShares Preferred and Income Securities ETF
PFF
$13.2B
$321K 0.05%
8,125
+125
+2% +$4.95K
ORCL icon
263
Oracle
ORCL
$423B
$319K 0.05%
+8,345
New +$338K
SIAL
264
DELISTED
SIGMA - ALDRICH CORP
SIAL
$313K 0.05%
2,300
– –
IMMR icon
265
Immersion
IMMR
$252M
$305K 0.05%
+35,500
New +$400K
PDS
266
Precision Drilling
PDS
$974M
$305K 0.05%
1,415
– –
XTIA icon
267
XTI Aerospace
XTIA
$58.9M
– –
0
– –
WIN
268
DELISTED
Windstream Holdings Inc
WIN
$299K 0.05%
3,536
-517
-13% -$44.3K
HP icon
269
Helmerich & Payne
HP
$3.71B
$294K 0.05%
3,000
– –
SCG
270
DELISTED
Scana
SCG
$293K 0.05%
5,900
– –
SD
271
DELISTED
SANDRIDGE ENERGY, INC.
SD
$293K 0.05%
68,400
+200
+0.3% +$1.12K
WY icon
272
Weyerhaeuser
WY
$18.4B
$287K 0.05%
9,000
– –
BCR
273
DELISTED
CR Bard Inc.
BCR
$285K 0.05%
2,000
– –
CNI icon
274
Canadian National Railway
CNI
$76.6B
$284K 0.05%
+4,000
New +$277K
VIVS
275
VivoSim Labs
VIVS
$1.64M
$283K 0.05%
185
-10
-5% -$18.1K
9 10
11
12 13

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MIA
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AGM
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AWA
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FAM
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LCM
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DC
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Wellington Shields Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Wellington Shields Capital Management held 391 positions worth $603M, down 5.6% from $639M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Wellington Shields Capital Management's Q3 2014 filing shows 27 new, 89 increased, 109 reduced and 43 closed positions. Its largest new stake was Pinnacle Foods, Inc.: 69,200 shares worth $2.26M. The largest sale was Crocs, an estimated $2.27M.

By sector, the portfolio is most concentrated in Consumer Staples at 36% of assets, down from 37% a quarter earlier, followed by Healthcare and Energy.

  • Wellington Shields Capital Management's largest Q3 2014 buy was Pinnacle Foods, Inc.: 69,200 shares worth $2.26M.
  • Wellington Shields Capital Management added most to Tapestry in Q3 2014, an estimated $1.52M increase.
  • Wellington Shields Capital Management's biggest Q3 2014 reduction was Pentair, cutting an estimated $1.8M.
  • Wellington Shields Capital Management fully exited Crocs in Q3 2014, selling an estimated $2.27M.
  • Wellington Shields Capital Management's ten largest holdings make up 38% of its $603M portfolio in Q3 2014.
  • Wellington Shields Capital Management opened 27 new positions and closed 43 in Q3 2014.
  • Wellington Shields Capital Management's portfolio value fell 5.6% quarter-over-quarter to $603M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2014, filed 13 Nov 2014.