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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+3.92%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$523M
AUM Growth
-$42.5M
Cap. Flow
-$54.5M
Cap. Flow %
-10.43%
Top 10 Hldgs %
44.02%
Holding
383
New
41
Increased
82
Reduced
80
Closed
62

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$2.76M
2
CHEF icon
Chefs' Warehouse
CHEF
+$1.89M
3
DAN icon
Dana Inc
DAN
+$1.8M
4
KO icon
Coca-Cola
KO
+$1.57M
5
CLF icon
Cleveland-Cliffs
CLF
+$1.43M

Top Sells

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$8.77M
2
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$3.68M
3
EEP
Enbridge Energy Partners
EEP
+$2.93M
4
LNCE
Snyders-Lance, Inc.
LNCE
+$2.13M
5
BPL
Buckeye Partners, L.P.
BPL
+$2.01M

Sector Composition

Rank Sector Weight
1 Consumer Staples 37.11%
2 Industrials 9.98%
3 Energy 9.72%
4 Healthcare 9.64%
5 Technology 6.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XRAY icon
251
Dentsply Sirona
XRAY
$2.43B
$267K 0.05%
6,150
– –
MNR
252
DELISTED
Monmouth Real Estate Investment Corp
MNR
$266K 0.05%
29,300
+1,400
+5% +$13.3K
VNO.PRK
253
DELISTED
VORNADO REALTY TRUST 5.70% Series K Cumulative Redeemable Preferred Shares of Beneficial Interest
VNO.PRK
$260K 0.05%
12,500
– –
FWM
254
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
$256K 0.05%
10,000
-35,000
-78% -$876K
HLX icon
255
Helix Energy Solutions
HLX
$1.41B
$254K 0.05%
10,000
– –
UEIC icon
256
Universal Electronics
UEIC
$61.3M
$252K 0.05%
+7,000
New +$220K
SYT
257
DELISTED
Syngenta Ag
SYT
$252K 0.05%
3,100
– –
BBG
258
DELISTED
Bill Barrett Corp
BBG
$251K 0.05%
10,000
– –
KIM.PRJ.CL
259
DELISTED
KIMCO REALTY CORPORATION Class J Depositary Shares, each of which represents a one-one thousandth fr
KIM.PRJ.CL
$249K 0.05%
12,600
+500
+4% +$10.8K
AIG icon
260
American International
AIG
$41.3B
$245K 0.05%
5,028
-7,819
-61% -$372K
DHC
261
Diversified Healthcare Trust
DHC
$2.14B
$245K 0.05%
10,595
– –
STLD icon
262
Steel Dynamics
STLD
$37.6B
$245K 0.05%
14,645
-4,200
-22% -$66.6K
C.PRS
263
DELISTED
CITIGROUP CAP IX 6.0% TR PFD
C.PRS
$245K 0.05%
9,800
– –
GTI
264
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
$244K 0.05%
28,850
-10,000
-26% -$77.4K
MCHP icon
265
Microchip Technology
MCHP
$46B
$239K 0.05%
+11,862
New +$235K
TIP icon
266
iShares TIPS Bond ETF
TIP
$14.7B
$236K 0.05%
2,100
-400
-16% -$44.6K
BCR
267
DELISTED
CR Bard Inc.
BCR
$230K 0.04%
2,000
– –
TFC icon
268
Truist Financial
TFC
$64B
$228K 0.04%
6,750
– –
JAH
269
DELISTED
JARDEN CORPORATION
JAH
$227K 0.04%
7,020
– –
DOV icon
270
Dover
DOV
$28.4B
$225K 0.04%
+3,729
New +$215K
DANG
271
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$225K 0.04%
21,450
+1,000
+5% +$8.85K
WPM icon
272
Wheaton Precious Metals
WPM
$60.9B
$224K 0.04%
9,026
-14,997
-62% -$357K
GD icon
273
General Dynamics
GD
$106B
$223K 0.04%
+2,550
New +$217K
CLH icon
274
Clean Harbors
CLH
$16.3B
$220K 0.04%
+3,750
New +$209K
BNY
275
Bank of New York Mellon
BNY
$107B
$215K 0.04%
+7,130
New +$219K
9 10
11
12 13

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Wellington Shields Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Wellington Shields Capital Management held 383 positions worth $523M, down 7.5% from $565M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Wellington Shields Capital Management withdrew a net $54.5M in Q3 2013, closing 62 positions and reducing 80 holdings. Its most notable exit was Energy Transfer Partners, an estimated $8.77M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 37% of assets, up from 35% a quarter earlier, followed by Industrials and Energy.

Against the trend, Wellington Shields Capital Management opened a new position in Chefs' Warehouse worth $2.03M.

  • Wellington Shields Capital Management's largest Q3 2013 buy was Chefs' Warehouse: 88,056 shares worth $2.03M.
  • Wellington Shields Capital Management added most to Pfizer in Q3 2013, an estimated $2.76M increase.
  • Wellington Shields Capital Management's biggest Q3 2013 reduction was Snyders-Lance, Inc., cutting an estimated $2.13M.
  • Wellington Shields Capital Management fully exited Energy Transfer Partners in Q3 2013, selling an estimated $8.77M.
  • Wellington Shields Capital Management's ten largest holdings make up 44% of its $523M portfolio in Q3 2013.
  • Wellington Shields Capital Management opened 41 new positions and closed 62 in Q3 2013.
  • Wellington Shields Capital Management's portfolio value fell 7.5% quarter-over-quarter to $523M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2013, filed 15 Nov 2013.