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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $788M
1-Year Est. Return 66.95%
This Fund
S&P 500
This Quarter Est. Return
-5.4%
1 Year Est. Return
+66.95%
3 Year Est. Return
+136.75%
5 Year Est. Return
+153.04%
10 Year Est. Return
+476.57%
AUM
$421M
AUM Growth
-$385M
Cap. Flow
-$725M
Cap. Flow %
-172.44%
Top 10 Hldgs %
33.62%
Holding
322
New
20
Increased
77
Reduced
60
Closed
19

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.4M
2
LRCX icon
Lam Research
LRCX
+$2.45M
3
SMH icon
VanEck Semiconductor ETF
SMH
+$2.32M
4
BAC icon
Bank of America
BAC
+$1.94M
5
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$1.36M

Top Sells

Rank Stock Value
1
FLO icon
Flowers Foods
FLO
+$370M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$327M
3
MA icon
Mastercard
MA
+$10.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$4.91M
5
JNJ icon
Johnson & Johnson
JNJ
+$4.62M

Sector Composition

Rank Sector Weight
1 Technology 19.13%
2 Healthcare 17.26%
3 Financials 13.16%
4 Industrials 9.01%
5 Consumer Staples 8.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRT
226
North European Oil Royalty Trust
NRT
$83.8M
$184K 0.04%
12,757
-2,500
-16% -$38.4K
VTI icon
227
Vanguard Morningstar Total Stock Market ETF
VTI
$690B
$179K 0.04%
1,000
– –
BP icon
228
BP
BP
$111B
$177K 0.04%
6,200
+4,000
+182% +$119K
PGX icon
229
Invesco Preferred ETF
PGX
$3.76B
$174K 0.04%
14,676
+25
+0.2% +$315
WTRG icon
230
Essential Utilities
WTRG
$11.3B
$172K 0.04%
4,166
– –
BCBP icon
231
BCB Bancorp
BCBP
$158M
$168K 0.04%
10,000
– –
QQQ icon
232
Invesco QQQ Trust
QQQ
$477B
$165K 0.04%
617
+9
+1% +$2.72K
CLX icon
233
Clorox
CLX
$13.1B
$163K 0.04%
1,270
– –
BANC icon
234
Banc of California
BANC
$3.09B
$160K 0.04%
10,000
– –
BXSL icon
235
Blackstone Secured Lending
BXSL
$5.72B
$156K 0.04%
+6,850
New +$163K
PSX icon
236
Phillips 66
PSX
$88.9B
$153K 0.04%
1,892
– –
HACK icon
237
Amplify Cybersecurity ETF
HACK
$3B
$141K 0.03%
3,250
– –
AEP icon
238
American Electric Power
AEP
$67.4B
$135K 0.03%
1,567
+1
+0.1% +$99
DGX icon
239
Quest Diagnostics
DGX
$26.3B
$135K 0.03%
1,100
– –
DOW icon
240
Dow Inc
DOW
$22.4B
$132K 0.03%
3,010
-298
-9% -$15.1K
VCSH icon
241
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$132K 0.03%
1,775
– –
CL icon
242
Colgate-Palmolive
CL
$73.8B
$130K 0.03%
1,853
– –
FIS icon
243
Fidelity National Information Services
FIS
$22.2B
$126K 0.03%
1,668
+2
+0.1% +$186
BAX icon
244
Baxter International
BAX
$14.4B
$124K 0.03%
2,300
– –
MMP
245
DELISTED
Magellan Midstream Partners, L.P.
MMP
$119K 0.03%
2,514
– –
PFF icon
246
iShares Preferred and Income Securities ETF
PFF
$13.2B
$115K 0.03%
3,628
+423
+13% +$14.2K
IP icon
247
International Paper
IP
$22.1B
$113K 0.03%
3,550
– –
CAG icon
248
Conagra Brands
CAG
$7.14B
$109K 0.03%
3,350
– –
WBD icon
249
Warner Bros
WBD
$68B
$108K 0.03%
9,433
-2,330
-20% -$31.7K
FSLR icon
250
First Solar
FSLR
$25.8B
$106K 0.03%
800
– –
8 9
10
11 12

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AT
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AVLSA
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GCM
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AWG
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NEAM
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M
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Wellington Shields Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Wellington Shields Capital Management held 322 positions worth $421M, down 48% from $806M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Wellington Shields Capital Management withdrew a net $725M in Q3 2022, closing 19 positions and reducing 60 holdings. Its most notable exit was T. Rowe Price, an estimated $2.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Wellington Shields Capital Management opened a new position in Lam Research worth $2.02M.

  • Wellington Shields Capital Management's largest Q3 2022 buy was Lam Research: 55,050 shares worth $2.02M.
  • Wellington Shields Capital Management added most to Vanguard S&P 500 ETF in Q3 2022, an estimated $6.4M increase.
  • Wellington Shields Capital Management's biggest Q3 2022 reduction was Flowers Foods, cutting an estimated $370M.
  • Wellington Shields Capital Management fully exited T. Rowe Price in Q3 2022, selling an estimated $2.24M.
  • Wellington Shields Capital Management's ten largest holdings make up 34% of its $421M portfolio in Q3 2022.
  • Wellington Shields Capital Management opened 20 new positions and closed 19 in Q3 2022.
  • Wellington Shields Capital Management's portfolio value fell 48% quarter-over-quarter to $421M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.