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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+5.69%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$651M
AUM Growth
+$36.2M
Cap. Flow
+$9.11M
Cap. Flow %
1.4%
Top 10 Hldgs %
40.15%
Holding
278
New
14
Increased
59
Reduced
82
Closed
15

Top Buys

Rank Stock Value
1
CG icon
Carlyle Group
CG
+$3.53M
2
HAIN icon
Hain Celestial
HAIN
+$3.22M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3M
4
AMD icon
Advanced Micro Devices
AMD
+$2.09M
5
PSN icon
Parsons
PSN
+$1.64M

Top Sells

Rank Stock Value
1
HE icon
Hawaiian Electric Industries
HE
+$3.69M
2
NTR icon
Nutrien
NTR
+$1.87M
3
ANDE icon
Andersons Inc
ANDE
+$1.57M
4
PGEN icon
Precigen
PGEN
+$1.24M
5
SXT icon
Sensient Technologies
SXT
+$960K

Sector Composition

Rank Sector Weight
1 Consumer Staples 26.49%
2 Technology 14.11%
3 Healthcare 13.02%
4 Industrials 9.48%
5 Financials 9.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ED icon
226
Consolidated Edison
ED
$39.9B
$271K 0.04%
3,000
-240
-7% -$21.5K
XRAY icon
227
Dentsply Sirona
XRAY
$2.43B
$266K 0.04%
4,700
– –
ETR icon
228
Entergy
ETR
$50B
$264K 0.04%
4,400
– –
VALE icon
229
Vale
VALE
$62.6B
$264K 0.04%
20,000
– –
ETN icon
230
Eaton
ETN
$174B
$247K 0.04%
2,612
– –
TWTR
231
DELISTED
Twitter, Inc.
TWTR
$244K 0.04%
7,625
-4,375
-36% -$144K
AMGN icon
232
Amgen
AMGN
$222B
$241K 0.04%
1,000
-100
-9% -$22K
SYK icon
233
Stryker
SYK
$130B
$241K 0.04%
1,150
– –
QCOM icon
234
Qualcomm
QCOM
$176B
$234K 0.04%
2,650
– –
COUP
235
DELISTED
Coupa Software Incorporated
COUP
$234K 0.04%
+1,600
New +$228K
AMP icon
236
Ameriprise Financial
AMP
$48.8B
$233K 0.04%
1,400
– –
VE
237
DELISTED
VEOLIA ENVIRONNEMENT
VE
$231K 0.04%
8,700
– –
PPL
238
PPL Corp
PPL
$26.7B
$230K 0.04%
6,400
– –
ITW icon
239
Illinois Tool Works
ITW
$84.5B
$229K 0.04%
+1,275
New +$216K
XME icon
240
State Street SPDR S&P Metals & Mining ETF
XME
$4.48B
$228K 0.04%
+7,800
New +$213K
BNY
241
Bank of New York Mellon
BNY
$107B
$226K 0.03%
4,500
-5,630
-56% -$269K
ALLY icon
242
Ally Financial
ALLY
$13.3B
$223K 0.03%
7,300
– –
FLR icon
243
Fluor
FLR
$7.96B
$221K 0.03%
11,700
-200
-2% -$3.63K
GIS icon
244
General Mills
GIS
$19.7B
$214K 0.03%
4,000
– –
ALC icon
245
Alcon
ALC
$35B
$211K 0.03%
3,730
-50
-1% -$2.86K
COST icon
246
Costco
COST
$420B
$209K 0.03%
710
-40
-5% -$11.9K
PRI icon
247
Primerica
PRI
$9.89B
$209K 0.03%
1,600
– –
ASML icon
248
ASML
ASML
$669B
$207K 0.03%
+700
New +$189K
UPS icon
249
United Parcel Service
UPS
$88.9B
$206K 0.03%
1,762
– –
QRVO icon
250
Qorvo
QRVO
$8.74B
$203K 0.03%
+1,750
New +$169K
7 8 9
10
11

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AGM
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AWA
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FAM
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LCM
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DC
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Wellington Shields Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Wellington Shields Capital Management held 278 positions worth $651M, up 5.9% from $615M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Wellington Shields Capital Management's Q4 2019 filing shows 14 new, 59 increased, 82 reduced and 15 closed positions. Its largest new stake was Carlyle Group: 124,945 shares worth $4.01M. The largest sale was Hawaiian Electric Industries, an estimated $3.69M.

By sector, the portfolio is most concentrated in Consumer Staples at 26% of assets, down from 29% a quarter earlier, followed by Technology and Healthcare.

  • Wellington Shields Capital Management's largest Q4 2019 buy was Carlyle Group: 124,945 shares worth $4.01M.
  • Wellington Shields Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2019, an estimated $3M increase.
  • Wellington Shields Capital Management's biggest Q4 2019 reduction was Precigen, cutting an estimated $1.24M.
  • Wellington Shields Capital Management fully exited Hawaiian Electric Industries in Q4 2019, selling an estimated $3.69M.
  • Wellington Shields Capital Management's ten largest holdings make up 40% of its $651M portfolio in Q4 2019.
  • Wellington Shields Capital Management opened 14 new positions and closed 15 in Q4 2019.
  • Wellington Shields Capital Management's portfolio value rose 5.9% quarter-over-quarter to $651M.

Based on Wellington Shields Capital Management's 13F filing for Q4 2019, filed 11 Feb 2020.