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WSCM

Wellington Shields Capital Management Portfolio holdings

AUM $666M
1-Year Est. Return 45.43%
This Fund
S&P 500
This Quarter Est. Return
+3.92%
1 Year Est. Return
+45.43%
3 Year Est. Return
+80.5%
5 Year Est. Return
+105.84%
10 Year Est. Return
+356.31%
AUM
$523M
AUM Growth
-$42.5M
Cap. Flow
-$54.5M
Cap. Flow %
-10.43%
Top 10 Hldgs %
44.02%
Holding
383
New
41
Increased
82
Reduced
80
Closed
62

Top Buys

Rank Stock Value
1
PFE icon
Pfizer
PFE
+$2.76M
2
CHEF icon
Chefs' Warehouse
CHEF
+$1.89M
3
DAN icon
Dana Inc
DAN
+$1.8M
4
KO icon
Coca-Cola
KO
+$1.57M
5
CLF icon
Cleveland-Cliffs
CLF
+$1.43M

Top Sells

Rank Stock Value
1
ET icon
Energy Transfer Partners
ET
+$8.77M
2
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$3.68M
3
EEP
Enbridge Energy Partners
EEP
+$2.93M
4
LNCE
Snyders-Lance, Inc.
LNCE
+$2.13M
5
BPL
Buckeye Partners, L.P.
BPL
+$2.01M

Sector Composition

Rank Sector Weight
1 Consumer Staples 37.11%
2 Industrials 9.98%
3 Energy 9.72%
4 Healthcare 9.64%
5 Technology 6.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSY icon
226
Hershey
HSY
$36.6B
$310K 0.06%
3,346
+2
+0.1% +$186
TEVA icon
227
Teva Pharmaceuticals
TEVA
$41.2B
$308K 0.06%
8,152
-704
-8% -$27.5K
MIDD icon
228
Middleby
MIDD
$6.08B
$307K 0.06%
4,410
+600
+16% +$38.5K
ABB
229
DELISTED
ABB Ltd
ABB
$307K 0.06%
13,000
– –
NLY icon
230
Annaly Capital Management
NLY
$17.4B
$303K 0.06%
6,531
– –
TGH
231
DELISTED
Textainer Group Holdings limited
TGH
$303K 0.06%
8,000
– –
GNC
232
DELISTED
GNC Holdings, Inc.
GNC
$302K 0.06%
+5,525
New +$282K
WY icon
233
Weyerhaeuser
WY
$18.4B
$298K 0.06%
10,400
– –
MAIN icon
234
Main Street Capital
MAIN
$5.48B
$293K 0.06%
+9,800
New +$292K
NWS icon
235
News Corp Class B
NWS
$17.5B
$291K 0.06%
+17,710
New +$286K
WIN
236
DELISTED
Windstream Holdings Inc
WIN
$286K 0.05%
4,570
-8,126
-64% -$524K
FTR
237
DELISTED
Frontier Communications Corp.
FTR
$284K 0.05%
4,524
-50
-1% -$3.25K
AMT icon
238
American Tower
AMT
$80.4B
$282K 0.05%
3,800
– –
CERN
239
DELISTED
Cerner Corp
CERN
$282K 0.05%
5,360
– –
WM icon
240
Waste Management
WM
$91B
$281K 0.05%
6,825
– –
AES.PRC.CL
241
DELISTED
AES Corporation Class C Preferred
AES.PRC.CL
$281K 0.05%
5,585
-800
-13% -$40.2K
CAG icon
242
Conagra Brands
CAG
$7.23B
$276K 0.05%
11,694
– –
PWR icon
243
Quanta Services
PWR
$101B
$275K 0.05%
9,980
-17,650
-64% -$477K
SVC
244
Service Properties Trust
SVC
$1.07B
$275K 0.05%
1,954
– –
SCG
245
DELISTED
Scana
SCG
$272K 0.05%
5,900
– –
BMTC
246
DELISTED
Bryn Mawr Bank Corp
BMTC
$270K 0.05%
10,000
– –
VIVO
247
DELISTED
Meridian Bioscience Inc
VIVO
$269K 0.05%
11,400
– –
PTP
248
DELISTED
PLATINUM UNDERWRITERS HLDGS LTD
PTP
$269K 0.05%
4,500
– –
BKH icon
249
Black Hills Corp
BKH
$5.69B
$267K 0.05%
5,345
– –
THO icon
250
Thor Industries
THO
$4.14B
$267K 0.05%
+4,600
New +$244K
8 9
10
11 12

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Wellington Shields Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Wellington Shields Capital Management held 383 positions worth $523M, down 7.5% from $565M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Wellington Shields Capital Management withdrew a net $54.5M in Q3 2013, closing 62 positions and reducing 80 holdings. Its most notable exit was Energy Transfer Partners, an estimated $8.77M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 37% of assets, up from 35% a quarter earlier, followed by Industrials and Energy.

Against the trend, Wellington Shields Capital Management opened a new position in Chefs' Warehouse worth $2.03M.

  • Wellington Shields Capital Management's largest Q3 2013 buy was Chefs' Warehouse: 88,056 shares worth $2.03M.
  • Wellington Shields Capital Management added most to Pfizer in Q3 2013, an estimated $2.76M increase.
  • Wellington Shields Capital Management's biggest Q3 2013 reduction was Snyders-Lance, Inc., cutting an estimated $2.13M.
  • Wellington Shields Capital Management fully exited Energy Transfer Partners in Q3 2013, selling an estimated $8.77M.
  • Wellington Shields Capital Management's ten largest holdings make up 44% of its $523M portfolio in Q3 2013.
  • Wellington Shields Capital Management opened 41 new positions and closed 62 in Q3 2013.
  • Wellington Shields Capital Management's portfolio value fell 7.5% quarter-over-quarter to $523M.

Based on Wellington Shields Capital Management's 13F filing for Q3 2013, filed 15 Nov 2013.